EFTA01387275.pdf

One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name The 2017 Caterpillar Trust - Deposit Acct. Number (r7 available): Account Manager: stewed oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? the purpose of this account is to hold the member interest in IGO Company LLC Indicate from where the assets are expend to arrive? 0 DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (Indicate DB location and account details): • Other Institution - (Indicate name & location): 0 Physical Deposits (specify cash, securities, cheques. ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)? less than 2 distributions on an annual basis between SO and SlOOk What is the expected volume of assets and currency for the account approx 300000 I Currency I use 90 days after opening? What Is the expected volume of assets and currency for the account approx. 300000 I Currency I usd one year after opening? DoesJwill the client have Assets Under Management (AuM) within DB under ❑ Yes Eil No Eur. 3M? Please list all parties related to the account. For each party. • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (, I can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimateru derlying Beneficial Owner(s). _egal Description Account PlC Settlor of Jkimate Signatory _imited Financial Significant Entity of Source Holder Owner Trust / 3enefidal or Full POA ntermediary Shareholder of Wealth rounder of Owner POA (PM) (”25%) fequired Foundation Non-PIC Other (please entity describe other roles indicate and/or indicate Parties related ownership relationship o this account %) between parties) The 2017 1 WI E !: Caterpitar Trust — 0 0 0 0 Benefidary:Grantor and Benekciary of The 2017 Jeffrey E. 2 El Nr LA 0 rl q 0 7 0 Caterpillar Epstein Trust.;Grantor of The 2013 Butterfly Trust: Wallace, 3 0 0 Daphne 0 Trustee:; trustee Groff, Lesley 0 7 0 • 0 trustee: Trustee CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089535 CONFIDENTIAL SDNY GM_00235719 EFTA01387275