EFTA01387274.pdf

DB PWM GLOBAL KYC/NCA PART A ,CYC Case ft 01898372 Status 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSH > Booking Ce^:er New YON Relationship Manager: Stewart Oldfield New PWM Relationship 2 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach od profile: Initial funding must take place by 02113/2018 in order to purchase assets for the trust Ea Olent Referral ❑ RM Prospect 0 IntermedlarylFIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details (e.g. name of referral source. how many years RM personally has known dient. known the dient? etc.): Jeffrey Epstein reached out to Sew Oldfield on 2/02/2018 to open a new deposit account for his annuity trust. Initial funding must take place by 02)13/2018 in order to purchase assets for the trust Does Deutsche Bank pay 0 Yes No a retrocession or similar I2 compensation to a third party for the introduction al yes, describe). of this relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actua i Account(s) I p The 2017 Caterpillar Trust - Deposit 2/13/2018 Who is the pnrnary contact person for the Preferred method of RM? (Note: This person Groff, Lesley contact(indicate phone needs to have signatory no., fax no., e-mail rights and/or information address. etc.): right for the accounts.): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089534 CONFIDENTIAL SDNY GM_00235718 EFTA01387274