EFTA01358818.pdf

Many thanks for the confirmation. I have assigned this case to myself now and have raised fresh DDQ requests with date restrictions as requested in the rejections points. Will advise when they all the latest research reports are attached to this case. It seem has resolved all of the rejection points except the following two, where I could not find any actions on the case pertaining to them. I do need your assistance on resolving them and they are as follows (AML comments on the left and mine in red fonts on the right) — 9. The signature for Dikran lzmirlian is missing from the signatory list. Please reconcile. — Refer attached resolution which is missing Dikran's signature. Could we request revised signatory list containing his signatures? 10. Please uncheck the settlor and UBO box and remove the 50% shareholder box for Dikran lzmirlian. Additionally, he has two individual details page both with incorrect DOB or passport number. Please reconcile. — I am unsure what to do here, I do not see Dikran lzmirlian as an RP on this case. It seems that this RP has been deleted from the case. Could you advise on this, please? I look forward to your feedback, thanks. Kind Regards, Vijay Sawant Kit Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbak Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbal 400063, India Tel. Mobi From: Bradley Gillin Sent: Monday, July 09 2018 8:12 PM To: Vijay-A Sawant Cc: Daphne Cales < Subject: RE: 2018 Periodic Review for acct Techview Investments Ltd (GCIS#458737) under the TECHVIEW INVESTMENTS RELATIONSHIP (I] Classification: For Infernal use only Vijay. Yes. please pick tip case 1101883718. AS working on this before she left — looks like she got Vely close to the finish line. Thank you. Regards. Brad CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046764 CONFIDENTIAL SDNY_GM_00192948 EFTA01358818