EFTA01358819.pdf

Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Socurities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, July 09, 2018 10:08 AM To: Bradley Gillin Cc: Daphne Cales Subject: 2018 Periodic Review for acct Techview Investments Launder the TECHVIEW INVESTMENTS RELATIONSHIP Importance: High Hello Brad, This relates to review of above high risk account which is due for remediation 7/31/2018. Upon review, I have completed the attached checklist and have identified the following RP's based on the dots available in the repositories & attachments — Acct Holder — Techview Investments Ltd Sole Shareholder — Topaz Asset Holdings Ltd Director & Authorized Signatory — Hetton Management Company Ltd Authorized Signatory & UBO@Techview; Director@Cayside and Settlor@The Quartz Settlement — Sarkis D. lzmirlian Authorized Signatory & UBO@Techview; Director@Cayside — Dikran S. lzmirlian Authorized Signatory; Director@Cayside — Pascale S. Allen Authorized Signatory — Daphne C. Delaney Authorized Signatory —Justin T. McDonald Sole Shareholder@Topaz & Trustee to The Quartz Settlement — Cayside (PTC) Limited During further review, I noticed that there is already a case launched for this account hich is in rejected status right now. I am happy to take over this case, in case you are not working on it already. I will require your assistance on resolving some of the rejection points that I have gone through already. If you are ok with this, request you to assign this case to me and I will take it further, thanks. Kind Regards, Vijay Sawant INC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046765 CONFIDENTIAL SDNY_GM_00192949 EFTA01358819