EFTA01518359.pdf

CHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to ♦/31/13 Type Quantity Settle Date Selection Method Description Amount Tax Payments 4/5 FGN Tax Withheld NOVARTIS A G ADR TAX WITHHELD SWITZERLAND (214.74) 15.00% (ID: 66967V-10-9) 4/11 FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (10493) (ID: 89151E-10-9) 4/11 FGN Tax Withheld ROCHE HOLDINGS LTD SPONS ADR TAX WITHHELD (159.95) SWITZERLAND 15.00% (ID: 771195-10-4) 4/12 FGN Tax Withheld MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH (135.44) AFRICA 1500% (ID: 62474M-10-8) Total Tax Payments (0615.06) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/3 Sale PETROCHINA CO LTD ADR (a 129.6562 4,537.97 (35.000) 129.613 4536.46 (4,536.46) 418 High Cost BROKERAGE 1.40 TAX 8JOR SEC .11 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04)25/13 (ID: 71646E-10-0) 4/4 Sale PETROCHINA CO LTD ADR (11129.576 2,591.52 (20.000) 129.533 2590.66 (2,590.66) 4/9 High Cost BROKERAGE 0.60 TAX 8./OR SEC .06 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 71646E-10-0) 4/4 Sale STATOIL ASA SPONS ADR G 24.0834 4,937.10 (205.000) 24.043 4,928.78 (4,928.78) 4/9 High Cost BROKERAGE 8.20 TAX WOR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 85771P-10-2) JP Morgan Page 13 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045584 Chase CONFIDENTIAL SDNY_GM_00314782 EFTA01518359