EFTA01518360.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/5 Sale STATOIL ASA SPONS AOR 0 24.0632 3,248.53 (135 000) 24.023 3.243.05 (3.243.05) 4/10 High Cost BROKERAGE 5.40 TAX BJOR SEC .08 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04125/13 (ID: 85771P-10-2) Total Settled Sales/Maturities/Redemptions 816.298.96 ($16,288.86) $0.00 Trade Dale Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/3 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR Q 16.1472 1,250.000 16.177 (20,221.50) 4/8 20.184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: 497350-30-6) 4/22 Purchase ABB LTD SPONS ADR Q 21.171 13,761.15 BROKERAGE 650.000 21.211 (13,787.15) 4/25 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) 4/22 Purchase ASTRAZENECA PLC SPONS ADR G 51.2958 4,360.13 85.000 51.336 (4,363.53) 4/25 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 048353.10.8) 4122 Purchase BAE SYSTEMS PLC SPONS ADR Q 22.9474 11,24423 490.000 22.987 (11,263.83) 4/25 BROKERAGE 19.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 4/22 Purchase BAYER A G SPONS ADR Q 101.72 9.663.40 BROKERAGE 95.000 101.76 (9,667.20) 4/25 3.80 ESI SECURITIES COMPANY (10: 072730-30-2) 4/22 Purchase BHP LTD SPONS ADR Q 63.825 1,914.75 BROKERAGE 30.000 63.865 (1,915.95) 4/25 1.20 ESI SECURITIES COMPANY (ID: 088606-10-8) J.P.Morgan Page 14 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045585 Chase CONFIDENTIAL SDNY_GM_00314783 EFTA01518360