EFTA01499558.pdf

SOUTHERN FINANCIAL I.LC ACCT. For the Period 7/I/I3 to 7/31/13 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/25 Sale CELLULAR DYNAMICS INTERNATIO 10.50 13,125.00 (1,250.000) 10.46 13,074.77 (15,000.00) (1,925.23) S 7/31 High Cost BROKERAGE 50.00 TAX 8/OR SEC .23 J.P. MORGAN SECURITIES LLC (ID: 15117V-10-9) 7125 Sale TOWER INTERNATIONAL INC O 20.7031,050.00 (1,500.000) 20.66 30,989.45 (31,875.00) (885.55) S 7)31 High Cost BROKERAGE 60.00 TAXA/OR SEC .55 J.P. MORGAN SECURITIES LLC (ID: 891826-10-9) Total Settled Sales/Maturities/Redemptions $2,947,938.08 ($2,901,675.76) 548382.32 S Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 6/26 Purchase LUXOFT HOLDING INC (j) 17.00 J.P. MORGAN 500.000 17.00 (8.500.00) 7/1 SECURITIES LLC (ID: G57279-10-4) 6/26 Purchase NANOSTRING TECHNOLOGIES INC fa 10.00 J.P. MORGAN 6,000.000 10.00 (60,000.00) 7/2 SECURITIES LLC (ID: 63009R-10-9) 6/27 Purchase CDW CORP/DE @ 17.00 J.P. MORGAN SECURITIES LLC 3,000.000 17.00 (51,000.00) 7/2 (ID: 12514G-10-8) 6/26 Purchase HD SUPPLY HOLDINGS INC 018.00J.P. MORGAN 14,000.000 18.00 (252,010.00) 7/2 SECURITIES LLC (ID: 40416M-10-5) 7/9 Purchase JPM VALUE ADVANTAGE FD - INSTL FUND 1400 78,709.170 25.41 (2,000,000.00) 7/10 J.P.MORGAN SECURITIES LLC AS AGENT @ 25.41 (ID: 4812A2-58-7) 719 Purchase HOME PROPERTIES INC @ 63.00 J.P. MORGAN 1,003.000 63.00 (63,000.00) 7/12 SECURITIES LLC (ID: 437306-10-3) JP Morgan Amoy Page 27 of 33 Consolidated Statement Page 30 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023340 Chase CONFIDENTIAL SDNY_GM_00292538 EFTA01499558