EFTA01499559.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 7/1/13 to 7/31113 Trade Date Per Unit Settle Date Type De*caption Quantity Amount Market Cost Settled Securities Purchased 7/9 Purchase AMERIGAS PARTNERS I. P UNIT LIMITED PARTNERSHIP 2,500.000 47.60 (119,000.00) 7/12 0 INT 47.60 J.P. MORGAN SECURITIES LLC (ID: 030975-10-6) 7/9 Purchase AMERIGAS PARTNERS L P UNIT LIMITED PARTNERSHIP 1,250.000 47.60 (59,500.00) 7/12 INT 0 47.60 J.P. MORGAN SECURITIES LLC (ID: 030975-10-6) 7/10 Purchase IMPAC CMS TRUST 2005-2 CL 1M2 VAR RT 04/25/2035 1,586,775.200 69.75 (1,092,825.70) 7/15 DTD 03/03/2005 0 69.75 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 10,000,000.00 (ID: 45254N44C-7) 7/12 Purchase MERRIMACK PHARMACEUTICALS INC 0 5.00 J.P. 2,000.000 5.00 (10,000.00) 7/17 MORGAN SECURITIES LLC (ID: 590328-10-0) 7/16 Purchase HEALTHCARE REALTY TRUST 0 26.40 J.P. MORGAN 2,000.000 26.40 (52,800.00) 7/19 SECURITIES LLC (ID: 421946-10-4) 7/16 Purchase PENNANTPARK FLOATING RATE CA COM 014.20 J.P. 4,003.000 14.20 (56,800.00) 7/19 MORGAN SECURITIES LLC (ID: 70606A-10-6) 7/16 Purchase REALOGY HOLDINGS CORP 48.50 J.P. MORGAN 1,000.000 48.50 (48,500.00) 7/19 SECURITIES LLC (ID: 75605Y-10-6) 7/15 Purchase WELLS FARGO & COMPANY PFD 5.85% 0 25.00 J.P. 35,000.000 25.00 (675,000.00) 7/22 MORGAN SECURITIES LLC (ID: 94974645-6) 7/17 Purchase EOT MIDSTREAM PARTNERS LP 0 43.50 J.P. MORGAN 1,000.000 43.50 (43,500.00) 7/22 SECURITIES LLC (ID: 268858-10-0) 7/19 Purchase DIAMOND RESORTS INTERNATIONA 0 14.00 J.P. 900.000 14.00 (12,600.00) 7/24 MORGAN SECURITIES LLC (ID: 25272T-10-4) 7/19 Purchase SYNOVUS FINANCIAL CORP 0 3.09 J.P. MORGAN 27.000 000 3.09 (83.430 00) 7/24 SECURITIES LLC (ID: 87161C-10-5) 7/17 Purchase WHITEWAVE FOODS CO - A Q 17.75 J.P. MORGAN 6,000 000 17.75 (106.500 00) 7/25 SECURITIES LLC (ID: 966244-10-5) J.P.Morgan Account M , age 28 of 33 Consolidated Statement Page 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023341 Chase CONFIDENTIAL SDNY_GM_00292539 EFTA01499559