EFTA01499560.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Per Unit Settle Date Type DetierIptIon Quantity Amount Market Cost Settled Securities Purchased 77Z2 Purchase SYNOVUS FINANCIAL CORP PFD 7.875% 0 25.03 J.P. 20800.000 25.00 (500,000.00) 7/25 MORGAN SECURMES LLC (ID: 87161C-40-Z 7/23 Purchase PHILLIPS 68 PARTNERS LP @ 23.00 J.P. MORGAN 500.000 23.00 (11,500.00) 7/28 SECURITIES LLC (ID: 718549-20-7) 7/24 Purchase AGIOS PHARMACEUTICALS INC Q 18.00 J.P. MORGAN 1,000.000 18.00 (18,000.00) 7/29 SECURITIES LLC (ID: 00847X-10-4) 7/22 Purchase JPMORGAN CHASE 8 CO VAR RT 07/24/2013 DTD 750.000.000 100.00 (750,000.00) 7/29 07/29/2013 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 48126H-AA-8) 7/24 Purchase BOISE CASCADE COMPANY @ 27.00 J.P. MORGAN 2.000 000 27.00 (54,000.00) 7/30 SECURITIES LLC (ID: 097390-10-0) 7/25 Purchase CELLULAR DYNAMICS INTERNATIO @ 12.00 J.P. 1,250.000 12.00 (15000.00) 7/30 MORGAN SECURITIES LLC (ID: 15117V-10-9) 7/25 Purchase TOWER INTERNATIONAL INC 0 21.25 J.P. MORGAN 1,500.000 21.25 (31,875.00) 7/30 SECURITIES LLC (ID: 891826-10-9) 7/25 Purchase WCI COMMUNITIES INC Q 15.00 J.P. MORGAN 1,000.000 15.00 (15,000.00) 7/30 SECURITIES LLC (ID: 92923C-80-7) 7/25 Purchase SG MARKET PLUS W11CRUDE 08/05/14 LNKD TO CL1 2,000,000.000 100.00 (2,000,000.00) 7/30 78.75% BARRIER- 1091CPN ,UNCAPPED INITIAL LEVEL-07/25/13 CL1:105.68 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 78423E-HS-6) 7/24 Purchase JONES ENERGY INC -A @ 15.00 J.P. MORGAN 7,000.000 15.00 (105,000.00) 731 SECURITIES LLC (ID: 48019R-10-8) Total Settled Securities Purchased (18,496,330.70) J.P. Morgan Account Page 2 of 33 Consolidated Statement Page 32 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023342 Chase CONFIDENTIAL SDNY_GM_00292540 EFTA01499560