EFTA01522208.pdf

GHISLAINE MAXWELL- OAP FDG ACCT For the Period 5/1/12 to 5/31/12 Type Quantity Settle Date Selection Method Description Cost Amount Miscellaneous Credits 5/1 Receipt of Assets PHILLIPS 66 SPIN-OFF - HOLDERS RECEIVE 1 SHARE 54.000 FOR EVERY 2 SHARES OF CONOCOPHILLIPS, CUSIP: 0.00 208250104, HELD. (ID: 718546-10-4) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss ' Settled transaction was Initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Arnow* Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/26 Sale PEOPLES UNITED FINANCIAL INC . 12.4662.30 (5.000) 12.438 62.19 (60.64) 1.55 r 5)1 High Cost BROKERAGE 0.10 TAX 8/OR SEC .01 Pare SECURITIES, INC. (ID: 712704-10-5) 4/26 Sale PEOPLES UNITED FINANCIAL INC 0 12.5087.50 (7.000) 12.489 87.28 (84.9(1 2.38 5* 5/1 High Cost BROKERAGE 0.21 TAX 8/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) 4/26 Sale PEOPLES UNITED FINANCIAL INC 12.50512.50 (41.000) 12.47 511.26 (497.27) 13.99 5* 5/1 High Cost BROKERAGE 1.23 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 4/26 Sale PEOPLE'S UNITED FINANCIAL INC 0 12.504337.51 (3.000) 12.47 37.41 (36.39 1.02 Se 5/1 High Cost BROKERAGE 0.09 TAX 8/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) 4/26 Sale PEOPLES UNITED FINANCIAL INC e 12.50 225.00 (18.000) 12.469 224.45 (218.31) 6.14 S* 511 High Cost BROKERAGE 0.54 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) J.P.Morgan Page 11 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049704 Chase CONFIDENTIAL SDNY_GM_00318902 EFTA01522208