EFTA01522209.pdf

CHISLAINE MAXWELL- OAP MG ACCT I For the Period 5/1/12 to 5/31/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaltVLoss Settled Sales/Maturities/Redemptions 4/27 Sale PEOPLES UNITED FINANCIAL INC 0 12.4004 446.41 (36.000) 12.37 445.32 (436.63) 8.89 S* 5/2 High Cost BROKERAGE 1.08 TAX 8/OR SEC .01 KEEFE BRUYETTE & WOODS INC (ID: 712704-10-5) 4/27 Sale PEOPLES UNITED FINANCIAL INC 0 12.40 334.80 (27.000) 12.37 333.98 (327.47) 6.51 Se 5/2 High Cost BROKERAGE 0.81 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 4/30 Sale PEOPLES UNITED FINANCIAL INC (112.40 49.60 (4.000) 12.388 49.47 (48.51) 0.96 S* 5/3 High Cost BROKERAGE 0.12 TAX 8/OR SEC .01 KEEFE BRUYETTE & WOODS INC (ID: 712704-10-5) 4/30 Sale PEOPLES UNITED FINANCIAL INC at 12.3555 395.38 (32.000) 12.325 394.41 (388.12) 8.29 S. 5/3 High Cost BROKERAGE 0.96 TAX 8/OR SEC .01 WILLIAM BLAIR & COMPANY LLC (ID: 712704-10-5) 4)30 Sale PEOPLES UNITED FINANCIAL INC . 12.325 36.98 (3.000) 12303 36.91 (3334 0.52 5* 5/3 High Cost BROKERAGE 0.08 TAX 8/OR SEC .01 INVESTMENT TECHNOLOGY GROUP (ITG) (ID: 71270410-5) 5/1 Sale PEOPLES UNITED FINANCIAL INC 0 12.3933 136.33 (11.000) 12.383 135.99 (133.41) 2.58 S 5/4 High Cost BROKERAGE 0.33 TAX &/OR SEC .01 STERNE, AGEE, AND LEACH INC (ID: 712704-10-5) 5/1 Sale PEOPLES UNITED FINANCIAL INC it 12.40 446.40 (36.000) 12.37 445.31 (436.83) 8.88 S 5/4 High Cost BROKERAGE 1.08 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 5/1 Sale PEOPLE'S UNITED FINANCIAL INC 0 12.40 86.80 (7.000) 12369 86.58 (84.6(6 1.68 S 5/4 High Cost BROKERAGE 0.21 TAX &OR SEC .01 KEEFE BRUYETTE & WOODS INC (ID: 712704-10-5) 5/1 Sale PEOPLE'S UNITED FINANCIAL INC fa 12.3842 210.53 (17.000) 12.354 210.01 (206.19) 3.82 S 5/4 High Cost BROKERAGE 0.51 TAX 8/OR SEC .01 WILLIAM BLAIR 8 COMPANY LLC (ID: 71270410-5) J.P. Morgan Page 12 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049705 Chase CONFIDENTIAL SDNY_GM_00318903 EFTA01522209