EFTA01522210.pdf

CHISLAINE MAXWELL- OAP FDC ACCT. For the Period 5/1/12 to 5/31/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaIn/Loss Settled Sales/Maturities/Redemptions Sit Sale PEOPLES UNITED FINANCIAL INC 0 12.345 148.14 (12.000) 12.324 147.89 (145.54) 2.35 3 514 High Cost BROKERAGE 0.24 TAX 8/OR SEC .01 UQUIDNET INC (ID: 712704-10-5) 5/1 Sale PEOPLES UNITED FINANCIAL INC 6 12.385 12.39 (1.000) 12.35 12.35 (12.13) 0.22 3 5/4 High Cost BROKERAGE 0.03 TAX 8/OR SEC .01 PULSE TRADING LLC (ID: 71270410-5) 5/2 Sale PEOPLES UNITED FINANCIAL INC a 12.40 880.40 (71.000) 12.37 878.25 (861.13) 17.12 S 5/7 High Cost BROKERAGE 2.13 TAX 8/OR SEC .02 MORGAN STANLEY & CO. INCORPORATED (ID: 712704-10-5) 5/2 Sale PEOPLES UNITED FINANCIAL INC 6 12.32 369.60 (30.000) 12.29 368.69 (363.86) 4.83 S 5/7 High Cost BROKERAGE 0.90 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 5/3 Sale PEOPLES UNITED FINANCIAL INC 9 12.335 12.34 (1.000) 12.31 12.31 (12.13) 0.18 3 5/8 High Cost BROKERAGE 0.02 TAX 8/OR SEC .01 UQUIDNET INC (ID: 712704-10-5) 5/3 Sale PEOPLES UNITED FINANCIAL INC 0 12.354 222.37 (18.000) 12.323 221.82 (218.31) 3.51 S 5/8 High Cost BROKERAGE 0.54 TAX &/OR SEC .01 SUNTRUST CAPITAL MARKETS INC (ID: 712704-10-5) 5/4 Sale PEOPLES UNITED FINANCIAL INC a 12.25 134.75 (11.000) 12.219 134.41 (133.42) 0.99 S 5/9 High Cost BROKERAGE 0.33 TAX 8/OR SEC .01 WILLIAM BLAIR 8 COMPANY LLC (ID: 712704-10-5) 5/4 Sale PEOPLES UNITED FINANCIAL INC (p 12.195 36.59 (3.000) 12.163 36.49 (3634 0.10 S 5/9 High Cost BROKERAGE 0.09 TAX &/OR SEC .01 PULSE TRADING LLC (ID: 712704104) 5/7 Sale PEOPLES UNITED FINANCIAL INC 0 12.255 24.51 (2.000) 12.23 24.46 (Via 0.20 S 5/10 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 MORGAN STANLEY & CO. INCORPORATED (ID: 712704-10-5) J.P.Morgan Page 13 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049706 Chase CONFIDENTIAL SDNY_GM_00318904 EFTA01522210