EFTA01522211.pdf

CHISLAINE MAXWELL- OAP FDC ACC For the Period 5/1/12 to 5/31/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 5/7 Sale PEOPLES UNITED FINANCIAL INC @ 12.2501 24.50 (2.000) 12.225 24.45 (24.214 0.19 S 5110 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 UBS SECURITIES LLC (ID: 712704-10-5) 5/7 Sale PEOPLES UNITED FINANCIAL INC a 12.248 220.46 (18.000) 12217 219.91 (218.31) ISO S 5110 High Cost BROKERAGE 0.54 TAX 8/OR SEC .01 WILLIAM BLAIR & COMPANY LLC (ID: 71270410-5) 5/7 Sale PEOPLE'S UNITED FINANCIAL INC a 12.2456 305.14 (25.000) 12.215 305.38 (30321) 2_17 S 5/10 High Cost BROKERAGE 0.75 TAX 8/OR SEC .01 RBC CAPITAL MARKETS CORPORATION (ID: 712704-10-5) 5/7 Sale PEOPLES UNITED FINANCIAL INC a 12.2544 379.89 (31.000) 12.224 378.95 (375.99) 2.96 S 5/10 High Cost BROKERAGE 0.93 TAX 8/OR SEC .01 WILLIAM BLAIR & COMPANY LLC (ID: 712704-104) 5/8 Sale PHILLIPS 66 a 29.3905 862.32 BROKERAGE 0.58 TAX (29.000) 29.37 851.72 (898.20) MBA S 5/11 High Cost 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-10-4) 5/8 saki PEOPLES UNITED FINANCIAL INC a 12.23220.14 (18.000) 12.199 219.59 (218.31) 1.28 S 5/11 High Cost BROKERAGE 0.54 TAX &JOR SEC .01 MORGAN STANLEY & CO. INCORPORATED (ID: 712704-10-5) 5/8 Sale PHILLIPS 66 a 29.598 739.96 BROKERAGE 0.50 TAX (25.000) 29.577 739.43 (773.90) (34A7) S 5/11 High Cost 8/OR SEC .02 UBS SECURITIES LLC (ID: 718546-10-4) 5/10 Sale PEOPLE'S UNITED FINANCIAL INC a 12.0936 145.12 (12.000) 12.063 144.75 (137.25) 7.50 S 5/15 High Cost BROKERAGE 0.38 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 712704-10-5) 5/10 Sale PEOPLE'S UNITED FINANCIAL INC a 12.1425 24.29 (2.000) 12.12 24.24 (22.85) 1.36 S 5/15 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 BLOOMBERG TRADEBOOK LLC (ID: 712704-10-5) Total Settled Sales/Maturities/Redemptions $7,006.66 07,776241 630.42 S J.P.Morgan Page 14 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049707 Chase CONFIDENTIAL SDNY_GM_00318905 EFTA01522211