EFTA01521027.pdf

GHISLAINE MAXWELL ACCT. For the Period 1/1/12 to 1/31/12 Trade Date Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 1/27 Sale COVIDIEN PLC NEW (ID: G2554F-11-3) (236.000) 51.658 12,177.00 (11,860.03) 316.97 S 2/1 1/27 Sale COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A (102.000) 7132 7.268.38 (7,275.16) (6.78) S 2/I (ID: 192446.10.2) Total Pending Sales, Maturities, Redemptions $19.445.38 ($19.135.19) $310.19 S COST ADJUSTMENTS Cost Basis Settle Date Type Description Quantity Adjustments Cost Basis A4 OUALCOMM INC COST BASIS ADJUSTMENT 176.000 9,237 41 (ID: 747525-10-3) 1/17 Amortization MA ST HLTH 8 EDUCTNL FACS AUTH REVENUE HARVARD 50,000.000 (143.10) UNIV 5% B JUL 15 2032 DTD 08/0312005 HELD BY OTC BOOK ENTRY ONLY PAR CALL 07/15/2015 at 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 57586C-FWO) Total Cost Adjustments $9,094.31 JP Morgan Page 25 of 50 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048380 Chase CONFIDENTIAL SDNY_GM_00317578 EFTA01521027