EFTA01460987.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue TOBY NANCY P 1 0% 885,712 0% 3,113 0% PEREZ CIMARA 1 0% 879,590 0% 1,865 0% THOMAS E NEWMAN 1 0% 879,021 0% 4,915 0% HOLT PAMELA 1 0% 877,627 0% 3,224 0% BANG-KOLB JUDITH 1 0% 877,336 0% 3,241 0% TROP 1 0% 876,966 0% 60 0% VARNELIS KAZY 1 0% 874,445 0% 2,159 0% ERICK C CHRISTENSEN 1 0% 874,383 0% 9,119 0% KIRSCHNER MORRIS 1 0% 872,966 0% 3,170 0% ROGER GUERIN 1 0% 871,009 0% 2,740 0% MELBY DAVE 1 0% 870,000 0% 2,396 0% BLANDON JOHN 1 0% 865,000 0% 4,818 0% FESHBACH ANDREW 1 0% 864,740 0% 2,408 0% TOUYAROT ALEX 1 0% 864,486 0% 3,147 0% WILEY DIANE 1 0% 864,348 0% 2,570 0% PROTHON C 1 0% 861,698 0% 3,142 0% CASSIDY TERRY 1 0% 860,179 0% - 0% LEAVITT DUDLEY W 1 0% 859,539 0% 3,124 0% BACON KEVIN 1 0% 859,136 0% 2,389 0% MCGOWAN HELEN J 1 0% 856,342 0% 111 0% PAVEL KOLDOVSKY TRU 1 0% 853,673 0% 2,970 0% SMIDT ERIC 1 0% 850,383 0% 2,870 0% GURAL JEFFREY 1 0% 849,906 0% 6,593 0% PLATTE ANNE 1 0% 845,752 0% 3,086 0% KEGEL FRANZ 1 0% 844,025 0% 2,851 0% KURIAKOSE DAVID 1 0% 842,845 0% 235 0% BOLLACK THERESE 1 0% 841,495 0% 2,906 0% STEINANALDMAN 1 0% 841,417 0% 1,800 0% CURRY JOHN 1 0% 840,000 0% 4,416 0% PATRICK J MCENERNEY 1 0% 840,000 0% 4,154 0% MCCARTHY FRANKLIN A 1 0% 839,847 0% 5,786 0% REIDEL 1 0% 836,557 0% 197 0% UOB GLOBAL CAPITAL 1 0% 834,477 0% 4,031 0% SPRINGER 1 0% 832,902 0% 3,063 0% STERNER CHRISTINA 1 0% 825,000 0% 5,626 0% STEPANIAN BRYAN A 1 0% 824,448 0% 4,354 0% BENNETT PETER 1 0% 823,745 0% 280 0% SCHREIBER FOODS 1 0% 821,097 0% 504 0% LOCKWOOD BRYAN 1 0% 819,048 0% 2,081 0% SCHULLINGER JOHN N 1 0% 817,178 0% 3,020 0% PACKARD CHARLES 1 0% 816,495 0% 1,695 0% PILLSBURY JOHNS 1 0% 816,056 0% 17 0% EHRENFELD ALEXANDER 1 0% 815,957 0% 2,413 0% KAREN WEINSTEIN 1 0% 815,000 0% 5,304 0% KIEP ADELINE C 1 0% 813,364 0% 2,937 0% BURBULIS VYTAUTAS 1 0% 812,835 0% 2,914 0% SAUL JULIAN 1 0% 812,669 0% 1,466 0% GIBB EMILY 1 0% 809,211 0% 2,858 0% MARIN CAROL 1 0% 808,931 0% 812 0% KESSELMAN THEODORE 1 0% 807,176 0% 2,891 0% WHELAN CHARLES A 1 0% 805,589 0% 160 0% THE IRA STERN TRUST 1 0% 803,825 0% 68 0% PATRICK O'KEEFE 1 0% 800,000 0% 3,706 0% STEVEN BECK 1 0% 800,000 0% 4,206 0% 34/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122765 CONFIDENTIAL SDNY_GM_00268949 EFTA01460987