EFTA01595073.pdf

reb.4',4.2013 64,54 -,:tM jPtIorgan (t)ase 302-U4-5580 YoursiLJanet E _ pi From: We,$senci, Renee E Rent: ThursC4y, Febrtral 21 2013 7.44 PM To: Young, Janet E Barrett, Paul S Cc: ---,., AMA CSGEmariStat; P8 -Se e3'8 Subject: RE: Financial l'nAst - Tender on our bands - Option If 1 or Option it 2? Option 1 Pka....e Tha Renee Weisseutl 11). 610fgan Gbbal TISAT-StrItESIt apponArtwes Group 320 Park Avenue, Floor 14 New York, NY 10022 1: 212.622.7422 F: 212-310.01:4 rebee.e.wricntm&Zeipmo_r_ati.cotn NOT AN OFFICIAL CON FIRMATIOY For informational piiipo3es clew This repert does not rearesent an orrtial aornunt of the hodires,biIc. ur trarsactior rmaee LI yogir account 4nd is being provided it N'C'JT reo,4est. Please refer to srea.4r monthly accaunt staterr.ero: for 'Ile offezzl reuord of 311 of your account activities. Far questico, plea .ie sail you r i P. Moan representative. This email 'rs confidential and sub,lect to important disclaimers ant conditions inc. d ng Of/ Offers for the purchase Of Sale c.f seturities, acto-acy Atld completeness of irformation, viruses, conftentiarrry, lep.al privilege, and tegaienfty clisciairnors, avoilaninat tittediwww.iprorifan damicaoye/disalnwrelitirnail. IRS Circular 2.30 Dlsdosare:A104c-gan Chase & Co. and it affliates do no provde tax advice. Aclordhgly, any discussion of U.S. tiror matters contaired hereir find iilE arvattachruCnts) is not intended or writtcr to be used, and cannot be uscd, in conmctionwYth the promotionl marteting or reoommendation by eryone uttafr'ivtari Welt IPMargan Chase IL Co. of any of 'Ora matters addressed herein or tor the purpose of avoutrig U.S. tax -related penalties From: Young,- Joriet E Sent Thumay, February 21, 2013 7:25 PM To: Uartett, Pciu Cc : AWM ICISGErrailStat; PE-Service1.318; Wnsservd, Reied E Subject: cirancial Tr..vst - Tender on °or bonds - Option 4' 1 or Option rt 2? Paul, I saw the ernai response from Jeffrey Erste ri on this corporate actiol for Financial Trust. Please advise wiether shluld elect for Option # 1 or Option # 2? gptions, Option 1: CO CONSENT AND TENDER ON PRINCIPAL AMOL'IsIT (ON OR PRIOR TO EARLY TENDER EXP. DATE EFTA01595073 - RECEIVE FEE). Fe:1,2.6,2013 04:54 iz'M WM.:yr-cm ciase 3024334-5580 Option 2. 00: CONSENT AND TENDER. ON PRINCIPAL AMOUNT (AFTER EARLY TENDER EXP. DATE BUT PRIOR TO EXP. DATE -NO rEii 'Orion 3: CO: TAKE NO ACTION ON (QUANTITY), *I.knotes Default Option The accuunts affected by the eo:porate action are: Iirk FINNCIAL TRUST ()NO I. V': NC Thanks, hnet 'Now& lariat E. Young 'vice 'Tsiderr. I Proale 2ar k iP. MOrgani, MA LS ID d 33207T - 500 Stanton Christiana Ro2d, NelAfe DE 19713 T: 8C0-634-1318 I F: 888431-6607 I jart.e 034r4eiging4gun torn From : Jeffrey pStein I maiito:•awNzatiantigrrail.cornl Sent: Tuesday, Febrbary 19.. 2013 304 PW TO: Barre, auiS Subject: Re: Tender on our bonds On Ttle, Feb 19, 2013 4L2:45 PM, Barrett, Paul Sc:) wrote: 1,t Jeffrey Out $2.5mits Arnericar Axle 7.875% 20'1.7 bonds are being, tendered a7 103.00 plus any accrued' Trtvesti. We st ould tender — don't want m be• stuck with a x rall We paid 104.63 back in March 2011 (yield at tnie tinie wa$ 6 80%). So holding period was /49C over 2 years. Let me know Paul Xcitek Solutions Mum gel 016 Nova Ceirporsts Action informadkon CA ID 1061455 2 CA Status -1 it Effective Date Ex Date ti Resord Dale i- Redemption Date A F kospolide 0p4 .o Dote ;I/10/2013 t 51 Appiltalion Date 2/2'2,/2013 Seciaritylnfo rrnation Country of hue IJS Security lb U;740E,PAII7 Issue Ditr TO 2/77/2007 Security lb Type ONS/CUSIP CA Typo It i- , oirai Nuothekr Important Date 3/14/211113 '. Publication Date Response Close Data 3/13P013 Response Close Time 5.00T, PM Vol/Mart V ,.; Workflow Status AP Issuer Description AMERICAN, AXI.E It MFG ShIC 7 7/8% *MAR 1 2017 Terms EFTA01595074 ME CRITICAL"' PLEASE EE ADVISED THAT DLPE -0 THE SHORT TIMEFRAME CORPORATE ACTIONS WILL BE UNABLE TO PERFORrvi A MAIUNG ON THisQFFER NA TIMELY MANNER ACCORDINGLY, PLEASE USE I HIS NtrincAnoN, AND ALL OiliER RELEVANT INFORMATION CONTAINED THIS NO-ITIE.ATIDN TO NOTIFY YOUR cuEms OF THIS OFFER APPIROPRIATFLY. !lease see the link below for more i, One of riot linaricial services has infOrmod us of a COrlsent and Tender e:Per on the above referenced security. Hoke -3 zee to obtain the Offer tu Purkliene dated. TehrUary 14 2013. 'or agnplete etaih; of the Offer to Purchale and solicitation ur ConseriEL The telephone number for the InfOrmadient o 7 King arid Co. Inc,. is or R00-769-44:4. am (AT: Ofking.ciam ArTmcirar Aide and Monciacturins Inc. a Delaware rear poiatiun (UT Cornpany) is offerfpg to purchase for cash arry and all of its ootstanang 1,4175 percent Senior Netes due 2017, at a tendrr offer consideraton of JS D 100S per USE) tooa principal amount of the r otes :endered. plus acaued and unpaid 'Wrest 1mm the It interact payment date for the notes tip to. but not imnidits.ttnoe applicable payment date. Concurrent!,ewith the tender offer, the company is soliciting from the holders coreents to the proposed amendments to the indenture. which %amid eliminate most of the covenants and certain default peowsxxis applicable to the notes Holders who validly tender their notes in pursuant to the offer will be deemed to have consenr.ed to '.he Proposed Ameichnerrs -folders may not consent to the arrierximerits without tendering their lotec, and may not revoke consents without withdrawing front the offer. In addition to the tender offer consideratior, holders who trendy Tender and do not validly withdraw their notes at or prior to, 500 p.m. NYC time. on Febioany 28„ 2013, (the Early 'Tender Date) but not thereafter. Wei le paid an early tender premiirn of USE) ?'1.ne per USE) ICIDO principal amount. ricilders who tender nofes on ur prior tu 11'„ La. edit; 7.eldei date. will be eJigible to receive the Lutai tortsider-ation of USD lam, per USD 1000 priiscipal amount. (tender offe, curnaderation of 1)50 1005 OLIN the edify fender premium of UL' .25.LiDl„olus the applicable a.ccrLerl inte est. httrdopbetratipltis. j ptrichase ItetiXSP 5 D_ eTRANPlusiDetailPrirtterrriendly.aspx 2/2212013 Xcitek Solutions Plus Page 2 of 6 Holders vitro tender notes atter the rtsriy tenckr cate, and on or pribr to the expirator date mrsd time will only be eligible to receive the tender offet consideration of USD per USD pe.ricipal amount, (total crxisideiaition minus the early terror ptertl'urrii, p'i.es the ,-ipz>licir::ke 4CCIIJNI Notes terciered rri t be in integral multiplex of USD 1000 principal amount There is no gt,arantee o de wee/ t;protecti privile9e afforded this offer Notes te-rdered may be vaithorawo and censenix do-ivd play be Tevokari at EFTA01595075 any bine at or prior to 5:00 pr' , NYC time, on Febniery 28, 2013, unlees tfxtended .3be witn&awa LreatilFoet A valid withdrawal of tendered notes mil constraite .:he concurrent valid revocation of consents. Consent may not be revoked without a concurrent valid wilhiirwmil crf the related notes. Holders should consult their tax advisor for complete details in refeneece to withholOnig taxes_ As per the Offer to 2urchase: The initial settlement date tor the tender offer wit be a i'...Y1,41e..3 day Omen rl,yrrtutly frAic3v/triu both the earty tender time and 'he satisfaction or kitatver of the condtions to consumniabon of the tender after, 'etittiCh is anticipated to be the business day follorwitig the early tender time. the total settlement date tor the tender offer will be promptly after the expiration time, and is expected to Lie the next oudness after the expirarlor time. tioldes most review the &tee material to fully understand the tenns and conditions of this offer The early content will expi on February 28. 2013. Hokurr-. must respond by no later thar prn. New York City tare on February 26, 2013. Tiis offer will expire rat Marc, 14. 2013 Halcben. Ti.rst respond by n3 later than c:00 pr. New vork City time on March 12, 2013. ;PMorgar hot not received infeentation Von would indicate that thit offer it: !abject to uN PIR 302. The information contained herein is a summary that noes r.c.t contain. the entire text of the offering and may not cornaitt all the information you may wish to ;onside:1 in determining whether or not to participate in this rifler. Pkase refer to the offering i- ateria to.- the complete terrrr; and .r.:enditinns of the orer. llnleers should tonal. It void' your own advisors in deciding whether or not to participate in the offer. Restdritk littilttltitd TR& CONSEN'S LIND ER NOT:ki(ATKA OF A C,OlfiTCFNT AND TFNOFR OFFER AMENDMENT: ADDITIONAL COMMENTS ADDED Holtlers arr achtsed that the Agent expects the schedufed rartr-it payment. payabie to 1-44ers on the record date of 02/14/2e1 vI he made ;ft a regJlar. roan icr bear Custorrer One of our tif'arctal setiices ras informed us of a Consent and lender Offer on :he above refererced secjrily Holders at c to obtari the Offer to PurthdNe dated, Feta! ticn y 14 2013, http;//pbelrenr lus,j pine. base. nct/XS15P I) T R.AN pi urfrifletailPrinterfriendly.aspx 2122/2013 Xoitek Solutions Pius for complete details of the Offer lo Purchase and Solicitation of Come1196. The telephrene number for the informafean agent, D.F. Xing and ra ,lr j 21.2-26o-ce50 *riled -7,0-4414, rril amtaT) dlkiregnorn American Axle and Manufacturing, let, a t.ie:eieiare corporation (the Company) is tittering to purchase for cash ary arid all of Is Outstanding 71175 percent Cankv, Notes di.,e "ea!, at a tender offer EFTA01595076 coosideration of USD 3005 per USD 100U principal amount of the itotes tendered, ous accrued and unpaid interest from the last interest payrnerit dale kar the notes up to, but net inciadlog, the r', 4i hi payment date. Concurrently with the tender offer, the co:npany is soliciting font the huldets consents to th-ri pr000sed amendments to Vie irldenture, Math would eliminate most 01 the LLlvenemts, and certain default =visions apple:able to the retee holdcrr. whiz validty tender their not put uL to 'Jae utter will be deemed to haw consentnd to the Propoied Atnetidrnelts Holders may net Lonsert to the ar-ierdrisert is without ter:4(.1,41y then ssute., and may riot roriC.:4:e 'without wwtrldrawiel from it,te offer. In addition to the tend.- offe, cone deration. Kt:dem who validly tender and do net valrc y withdraw iteir notes at or prlor to WO pm. NYC time, on February 2ft. ?In {thr faely Tender Date) but riot lhe,-ea4tor. be paid an early tender premium of USD Z.5.1X orr USD,10:0 priocipal amount, Holders who tender notes on or prior to the earty tender dale *nil be eigibie to 'we've the total COnsideration of t ISD 1{80 per USD 1000 print pal arnnurit (tender offer COnSideretion of USD LOGS pus the ear'y tender premium Of USD 2S.00), plus the applicable aconiod Interest. Holders tieho tender notes after the early tender dale, an0 on or prior to the eviretion date and dine unly be eii9iblc to receive the tender offer consieeratico of USD 1005, per USD 1000 principal amount, ttotal consideration rninus the early tender premium), pies the applicable at =tied interest. Notes tendered must be in integral multiples of USD 10:0 principal ernOwd. There is no guarat dna of delivery {protect) privilege atiovded triis offer, Notts tendered may be withdrawn and consents defiwred May be rev any tone at or prior ter 57(X) p.m., taC t me, on february 28, 2013, urAensineterided, (the Wrthdramal A vakt withdrawal of tendered roles will constitute the concurrent valid rew:raticn of corsents torsent may int be revoked withotrt a concurrent valid witt-eiravial of the rriatpri -l)lciers should consult their lax adeiscir for rorrolete details in ceferee au to withholding taxes. Pa per the Offer to Purchase-. The initial settlement date for the tender offer wa I be a business day chcser p7omptly follow mg both the early :ender time ane the satislecteel us wiriiiite ul tie ronditions to at hup opbctranplusjp nlcha so net.FXSPSRD_ R A NPlus.." Dolt' CPI ndly,,,spx 2122/2013 Xcitek Solutions Pius, eonsuenrosttor of the -.mom Lifter, Which is anticipated to be the business day folloeing the early tender time The iinai settiernent dale or !he tender 4 -..Per will be ::.-rornotly meter the expiration time, and expected to be the next business after the aspiration time *hiders must feview the afro ma-feria' to fully tintirstarn the terms and conditions of mis offcr. The early ohnlerlt WM expire on fith.rtary28 2013 Holders must respond Li y re.) later VA- 6:00 a ro. Nrol York city tiflr or this date through EFTA01595077 iPtiaprnibn Accesl or by a proper.? formatter, S'WLPT PdT C64 errecerse She" 6141 yT".} desire to s-ihrria a manual fact.mi e instruction to JP'aorgan on this offer, ho den must resound by no later than C:00 p.m, New York t:ity time on Feortary 26, 2013. This otter mail carpire on Mare 14, 2013. Holders must respcnd by no later man 0.] a.m. Neve YOrik City tome on this date througli.IPMurgan Access or ty a property forrriattec SWITTIVIT Se message. ShoLic you desire to submit a manual facsimile listruction to JPIAorg-ari um tt. s offer. holders must respond by no tutor than KO p.m. New York City time on bit drch 12. 2013. JPIVIorgan iss not received inforrna bon that would indicato that this offer is stsb"-.! to IRS PLR 102. The infcanatiun tor:tensed herein is a summary that does not (+amain the entire text ui tt.e offering and may not erantain all the intOrrnabon you May fecz.,,ntoe..-0 hider in determining whether nr nut to participate in the. offer. Please refer to Ihr.e offrong materia3 for the enrriplrYfe terms and conditior 6 of this offer f.i.Ilders should norduill/witti yuur own advisor% in esrciding whether or int to participate in the otter. JPIViorgan does rot accept axpotate action instructions or revisoe iratructions vie email or phone. Holdei Irina umt pneof the author red irstegtion nnetnons, including Corporate Actions Instructions Ortine (CAL), SWIFT, or ycor designated corporate actior instruction facsimile number Any :veined instruott000 frost be clearly enadred as eevi*ad or the nstruction will be rejected. The terms of the offering material iilt prevail and supersede any written artelor oral comrronications faith mot„Aoroan Regards, COR.-4 *ATE FtkOfttiANIZATION DEPAR7MENT trnl Notes THE INFORMATION WESSITE IS FOR THE USE Of EMPLGYEE:L. 04' JPMORGANI*5 EsreF.STMENT MANAGE VIEW GROUPS !,e CSCINWPA/OPM Representatives are PROHIBITED from using tti is information and we rea permitted' under any orrorsesktzTtes to disc ose. oonirminkate or distribute tlic IMS recommendetoo in arty Planner to al" third party rot are they permitted to discuss the substance of any rezornrre-nrlat oh with any third parry. CS CIPWIWOPM Representatives may share the ..abslence ofarty recommendation witft ether .IPMorgen erni:IL/- yees uutsrife of Investment Managcrert divicion nnly I they achei!e such employees that neither the http:lipbelrartplusjpmelmse.nel/XSP5PD_efR.ANP I n.vDetailPirinterFriewily.agrx 2022/2013 Xcitek Solutions Pb Pake 5 c16 recommendation nor its stlYslarc.e :nay be disclosed to third parties Third parties to ohom disclosure may NOT be made Alitt4inut limitation, self - directed clients Ioroleerage and cusiodyt, outside advhets or -eptctieltatives of sett -directed clients, or Qt. tilde porlolio rniacer5 [Icor] burs!: kVit:1 MS RECOMM ENDA litriN cFter itY• MAL DATED- EFTA01595078 Ramona. Due 1_10_43 Only %hew dates requiring a response cuctncilan AcnnuntNumber Location Option Number Option Action eTRAN+ Response Oose Date Response Due Date P7, .c CVN 31131281-3 2/2.54013 V 7,7'4:: 66 CrfN 2/2Ev2013 2/9E42012 pjaftvia Status CC Number Action ClEN Default N Text LONSENT AHD TENDER ON rmaPA_ maiNT (ON CR PRIOR TO Number 1 T PC Currency USD iv UNDER EP. DATF kliCEIVE FEE) Expiration Oat. 2/281/013 Amount LOD% tertian Payable nate Payable Vale Fie kin Currency Statue CO Plumber 2 Action crul Default N Text CONSENT AND 'ENDER ON PRINCIPAIAIVIOUNT ;AFTER EARLY TENDER DP, DATE BUT I=PIOR TO EXP 7.)A- 7 VIC'. Plyuuts Number 1 Type INC Currency USD Amaral LEOS Earliest Payable Dote Payabia Date Status CO Number 3 Attica NOAL Default Y Text !AKE NO AC70N ON COUP.!°.1r71%,":, Expiration Date 1/16;7111 A ACCOUNT SUMMARY Only show locaiions requiring a ft5ponse Custodian Location Actuutits Accounts Elected Atcounil Not Elected • • E$E 1 1 k. 1 1 Account Totdk Electing Expiration Date- currency Records Falun& 1 1%7 littp:llphetranplus jpinc haw ,rietiNSP5PD fl R 311EtterFfiendly.aspx 2:22/2013 X citck: ,SolutioLn• Pius c:e. 6 of 6 A,CCOunt Nuniber T4'23 i•S0:4:11 location Code Accuulit Titk =-11'44414.1 IILT Assented Bucine5s Custodian Acccwint DTC Elected Units Units Entity Number Rarticipa nt ID Location Dc Licr•crirA;7.1 Eligible Units P Matched 1/latched Security ID Pro•ceis Registration secutny rn Type Status Code T..14,1FP.:17 Tartlet Strategy Code Approval Traded Unit.. 250C4300.0ti9D5 CO ' Registration DOSC EFTA01595079 tic, PA. V, TrAinsAcion tD transa.ction Typ,44 1., data tnvestnnent Rewonskeility .1. .v411E.. E 5 CO .:4Y.1 Invcstment Re5portribility Authority ResPciftsc Settled Units SLitus Transaction [inlet. Unita T . fI Responses El Only shoe, Apprnved Reipc mes Account Approval Approvrd Apprcv/ed Ddte Business Default DTC Participant Flected ACCOElont Title Number Status Ely Tirrt Entity Option ID By Thir Iht. TRIM!' rt'illAPAtl's- . IIN•IC • Ellgbl e r KAN pesponse Units Elected Unit 7..506,•,!.X.)0 2.3CO3cl. • ." Option Status Option Teo Description 2.122aC.2. Pht (.11M.'411P Investment investment Responsibility tocaltoo Matched Matched Secur Respcinlibillty Authority Cud,. Security lb Type C12.1EPA,./ CINC1S;11- Prilre Per Process Itegistration Reponse Speelail Target ICrtell-Eieeterr- Transaction CatIP Status Instruction Strategy Code Units ID Standing Instruction netted Date Time °Q1.1[121 Unit Status TENDER ot.t*Rsur IP4t, • 4f,Afilltr (riik Nic i47.1011,17t IARLY'TEND•t*R tXli.:DATi: !If): Pr;xessoti CO Trans.action Type Units To Approve FLIT ilieberninplELS.ipmchasenet/XSP5PD_eTRANPlus,DetailPrinterFriendly.aspx 11 CLIDOCS Tracking 02222013322199 RF T -a !F L reqUiTEd ;21.J._ did 1 -86S -79Y -155G OF 1-86(3-136-1.3a2 1.-r.q1C-117'N,_ Tn7R111.1-71[-.7J1741-1,! S.) EFTA01595080