📄 Extracted Text (1,790 words)
Young, Janet E
From: P -B Corpocate Aocns
Sent: Thursday. Aril ' 9, 2012 10 31 AM
To; PB-Seinace" 318
Subject: Corporale Action Notf catIon Global Consent Offer 10553Y9A5 (CIN
Sit USIP:. 6 RASKEM
FINANCE LTD 144A 7 ',5,'8% OCT 29 2049
(AID. N171175
To: Janet Young
Gina Swetra
Pauline Esposito
gaanna Behringer
1318P13-Service
Officer Cade. 01
Please note there is an AMENDMENT to this corporate action, Kindly review
the terms helow, and
inform the client of the changes.
BRASKEM FINANCE LTD 144A 7 318% ocr 29 2049
DID 10/04/2010 HELD BY ECROCLEAR ISIN USI0553YAC93 SEDOL 11:1WJX06
LUMP: I0553Y9A5
Offer Type: Global Consent Offer
.1 Inlorge n Response Due Date: 4/1 1:2012 Wore I I :59 AM Eastern Stanikinl
Time
Any instructions received after the above time on the inforgan Revonse Due
Date will be proce.ssed on a
"reasonable endeavors hasis oniy, execution oldie instruction cannot be
guaranteed
This information is distributed with the understanding that it is not
rendering investment, legal or tax advice. As
your custodian, we have not reviewed the offer and make no recommendations
as to this offer. You are not
required to afxept the offer. Please eonsu t are ni adv. •" tax professional
concerning such
PLEASE NOTE THAT YOUR AMENDED INSTRUCTION TO PARTICIPATE IN THE CONSEVT
OFFER
HAS BEEN REJECTED.
THESE AMENDED INSTRUCTIONS weRr snmETTED ON A REASONABLE ENDEAVORS! BASIS
AND SUBSEQUENTLY DECLINED BY THE AGENT, NO EXTENSIONS WERE GRANTED IPR 1111S
ECTION.
******x* **X .
Ss*. Szlr*****.rir***
""UPDATO
CONSENT FEE PAID: USD 2 FOR 1,000 NOMINAL (AMENDED)
1
HOLDERS ARE ADVISED THAT THE CONSENT FEE IS
INCREASED FROM USD I 00 TO USD 2,00 PER USD
1,000 PRINCIPAL Amotmr.
""END OF UPDATE 44.
****I 0 APRIL 20127 AMENDED OPTIONS
- PLEASE REVIEW.'
***TIME CRITICAL EVENT*"
ISSUE TYPE : CONSENT SOLICITATION
EFTA01595081
ASSET NAME
. BRASKEM FINANCE ET
ASSET DESCRIPTION : 7.375PCT BDS 040CTI2015 USD I NO
SEDOUASSET ID : B3WJX06
ISIN CODE ; USI0553YAC93
CONSENT FEE PAID: USD I FOR 1.000 NOMINAL
RECORD DATE :04 APR 2012
CONSENT PERIOD ; 06 APR 2012 TO 16 APR 2012
CONSENT DETAIL:
PURPOSE OF THE EVENT:
THE ISSUER IS REQUESTING HOLDERS TO CONSENT TO
TI1E PROPOSED AMENDMENTS.
' IF TI1E APPLICABLE SUPPLEMENTAL INDENTURE IS
EXECUTED AND THE OTHER TERMS AND CONDITIONS SET
FORTH IN THIS SOLICITATION STATEMENT ARE
SATISFIED OR WAIVED, THEN HOLDERS WILL RECEIVE
A CASH PAYMENT EQUAL TO USD 1 00 PER USD 1000
PRINCIPAL AMOUNT OF SUCH SECURITIES IN RESPECT
OF WHICH SUCH CONSENT LETTERS AND CONSENTS TO
THE APPLICABLE PROPOSED AMENDMENTS HAVE BEEN
; VALIDLY DELIVERED ,AND NOT VALIDLY REVOKED.
DOCUMENTATION WILL BE MADE AVAILABLE VIA
SEPERATE EMAIL.
Options
Option I CONSENT
*Option 2: TAKE NO ACTION
Option 3- DISSENT
• Denotes Default Option
The accounts affected by the corporate action are:
kf a tilln
1.5 23560001 1 gar
I- 1NASt IA I. Ku
TRIST COM 11,11 NI
1196(' Seitiar rrgeded t 'tided
i01,DOG 300,000 i00
The client is solely and exclusively responsible for knowing the rights and
terms of all securities owned by the
client, specifically inchnling valuable rights that may expire unless the
client take action, This includes, Out is
not limited to, warrants, stock rights, convertible securities, bonds, and
securities subject to a tender or
exchange offer. Accordingly, any oral or electronic information or
interpretation provided by J.P Morgan is
2
subject to the written rights and terms as rrornulgated by the issuer Ot
applicable law and regulation, arid
Morgan is not responsible for any discrepancies then:with.
JP. Morgan is not obligated to take any action or render any advice with
respect to the voting of proxies or
other corporate ;Actions related to securities owned by a client.
Internal Use Only
EFTA01595082
Ptease respond via the El RAN URL below by no later than .IPMorgan Respon$e
Due Date: 4/11/2012 before
11.59 AM Eastern Standard Time.
h 9p:;:c d el x.spappOl .sv rhank o n e. net XS l'51) De. IRA N'? rget=IE
ncrypt S t r—UrriV 0 dX.I utiGHZT1 SZXN wb25
77_ xpe 3 Oni4)0 F L Z WOOF:, M7A I N,J; 9M AI/UNA
All responses MUST be submitted via the E-TRAN web portal by the above
response due date.
Any instructions received after the above time on the JPAlorgan Response Due
Date will be procesced on a
"reasonabk endeavors- _basis only, execution 9j:the instruction cannot he
guaranteed._
If you havesitictions, please stibinit inquirYtvi:a the Workstation r.gi,
bcicw;
http://serviccops:jpinchasc.netiWorkStationi
For urgent issues, plea.sc contact P13 Corporate Actions at (302)634-2200
Sincerely,
Portfolio Servicing — Corporate Actions
CAID: I:1305
Corporate Action - Election Form
Erial to: Late Responses • PBCA Corporate AC110010: 6173C5
Hot Line Telephone 302. 6344200 Team Admin Cade CM
No Please check box IThs s an AMENDED ELECTION
Name of SeCUrIty Braskern Finarce ..71) 144A 7
CUS1P 10553Y9A5
Please prpoess this past -due eedn tor the ac (s) halo' Acril 10. 20t2
Date
Mcourrt Netnu .4 '
•
•
' R >a
LAR.counl Wo
.. Cods 1, - . orp'Aci '
• , •
Option* - Nti'fof Shiris
- = . • orif
Finarcur 7n.si Coeval, .-,c, 'N2356300' BO Opiian , CIPItfli 3C(1 NC
-. •
IAA'e une•ersland laI hiS el
Ce guaranteed. ill be pruicessed on a reasonable videavcrs tasis ar
COPY ABOVE THIS LINE
insin;ctions-
Fit in reqJired data. Use the Snapshot Too Ito copy and paste c011)1
form into an emai and send to your manageriapprover foTreylew.
rogeriaporovere please forivord your moil dLpruY4l to: Late Responses - PBCA
EFTA01595083
Young, Janet E
From: Binringer, S-zanna C
Sent: Monda)., April 16. 2012 2S2 PM
To: LATE RESPONSES
- PBCA
Cc: P8 Service1318
Subject FW: Financial Trust - Corp Act Not Global Gonsem Offer 10553Y9A5
iCINSJCUSIFI
BRAS-1CM FINANCE LTD 144A 738% OCN 29 2D49
- AMENDMENT to corp adio-
Attachments: F.nancial INA - Corp_kt Election_Forrni - Arne—idme-1 - 4-16-12
Of
Approved
5u2anna C. Brerringer I Serm:r lrrr V1Cf Frrsetenr P•r,ole Rani J.P.1
IvIcegan I!':O:C.,Slaracci Lhrv, Rnad Me:volt IT 30/ €14 5032 I
IN 83411110 I pnanna hehrinre,0ininc -Tun corn I
From: Ynung, Janet E
Sent: Marday, April 16, 2012 2:49 PM
To: Behringer. Suzanna C
Cc: P13 5ervicet318
Subject: Firancial Trust - Corp Act Not Global Consent Offer 10553v9A5
(C14S1'CLISIP) BRASKEM FINANCE LTD 144A 7
3/8% CCT 29 2049 - AMENDMENT to corp action
S4Jsie,
We have an ar-endment to this carwrate action Can yuu please approve and
forward to Late Responses— PLICAP
Thank You,
Janet
From. Giullrida, David J
Sent: Morday, April 16, 2012 1:04 PM
To: Young, Janet E
Cc: PB-5ervice1318; Barrett, Paul S
Subject: RE: Financial Trust - Corp Act Notificabon Global Consent Otter
10553Y9A5 (C1N.WCU
LTD 144A 7 3/8% OCT 29 20419
Okay. Please select Option 1: Consent,
Thanks EM FINANIa
From: Young, Janet E
Sent: Monday, April 16, 2012 12-37 Pm
To: Citiffrida, David J
Cc: PB-Service1318, Barrett; PaI S
Subject: Financial Trust - Corp Art Notification Global Consent Offer
10553Y9A5 (C14S;CUSIP) BRASKEM FINANCE LTD
141A 7 ji8e513 OCT 29 2049
Importance: High
A/C RI W23561A.X.11 - 1 -IN a NCIAL TR US7 COMPANY INC
David,
I just 'received a ca I from the corporate actions teem with the infor-nato-
oo that even though you sold the below sec a
with the setement date of 4/13/12, rinancial Trust Co. Inc. is stilt
eligible to receive the Global Consent Offer because
EFTA01595084
the record date of t!. IS corrxrate action is 4/04/12 Rnd you sold the
shares after this date. I origlndlly responded with
the answer of 'take no action.' per our last conversation about a week ago,
but it appears with the Option N 1 of
"Consenr, the account is eligible to receive $2.00 pet former shares held
for a total payment of $600.00 Please advise
on which option the client should choose.
151/400 300400.000 BR4ASNEN1FiNANCE LTD
SOLO 10553Y9A5 88 144A 7 3/8% OCT 29 2049
04/13/2012 DTD 1D/04/2010
HE,1.0 BY EUROCLEAR
US10553YAC93 SEDOL B3VVJX06
D36/403 300,000030 BRASKE kit FINANCE LTD
AC iNT 10553Y9A5 88 144A 7 3/8% OCT 29 2049
04/1312012 DTD 10/04/2010
HELD SY EUROCLEAR
lSIN U510553Y4C93 SEDOL 83WJX08
Thank You,
Janet
From: PB Corp Actions Team
Sent: Monday, April 16, 2012 9:29 AM
To: P8-Service1318
Cc: PB Corp Acton s Team
Subject: Corporate Acton Notification Global
3/8% OCT 29 2049 301,140 OD P
553.13 P
sent Offer 10553Y9A5 (CINSICUSIP) BRASKEM FINANCE LTD I44A 7
irony PB Corporate Actions
Sent: Monday, April 16, 2012 9:28 AM
To: F8-Service131B
Subject Corporate Action Notification Global Consent Offer 10553v9A5 (CINS/-
CU51P) BRASKEM FINANCE LTD I44A 7
3/8% OCT 29 2049
Options
Option I: CONSENT
*Option 2: TAKE NO ACTION
Option 3: DISSENT
*Denotes Default Option
The accounts affected by the corporate action arc:
A ctou a Tide
- tided Trunkil I flrcicd
W245600. FINANCIAL '::: ,00, 30041101 .3110.000
TRICST COMPANY 1
INC
1-A11) W11,01%
Please note there is an AMENDMENT to this corporate action. Kindly review
the terms below, and
inform the client of the changes.
BILASKEM FINANCE LTD 144A 7 3/8% OCT 29 2049
DTD 10104/2010 HELD BY EUROCLEAR ISIN US10553YAC93 SE DOL B3W.IX06
CUSIP- 10553Y9A5
EFTA01595085
Offer Type: Global Consent Offer
.IPMorgan Response Due Date: 4/11/2012 before 400 PM Eastern Standard Time,
Any instructions received slier the above lime on the ,IPMorgan Response Due
Date will be processed on a
-reasonable endeavors basis only, execution of the instruction cannot be
guaranteed.
This information is distributed with the understanding that it is not
rendering investment, legal or tax advice, As
your custodian, we have not reviewed the offer and make no recommendations
as to this offer. You are not
required to accept the offer. Please consult an investment advisor, attorney
or tax pmfessiortal concerning such
matters.
Terms
"*"*UPDATE 16 APRIL 2012""
CONSENT FEE PAID : USD 2 FOR 1,000 NOMINAL (ANIENDED)
HOLDERS ARE ADVISED THAT THE CONSENT FEE IS
INCREASED FROM USD 100 TO USD 2.03 PER USD
1,000 PRINCIPAL AMOUNT.
"END OF UPDATE"
4***10 APRIL 2012: AMENDED OPTIONS - PLEASE REVIEW****
***TIME CRITICAL EVENT***
ISSUE TYPE : CONSENT SOLICITATION
ASSET NAME: BRASKEM FINANCE LT
ASSET DESCRIPTION : 7.375PCT BDS 0410072015 USD1000
SEDOUASSET ID : B3WIX06
ISM CODE: US10553YAC93
CONSEN*1 FEE PAID : USD I FOR 1.000 NOMINAL
RECORD DATE : 04 APR 2012
CONSENT PERIOD :05 APR 20I2 TO 16 APR 2012
CONSENT DETAIL:
PURPOSE OF THE EVENT:
THE ISSUER IS REQUESTING HOLDERS TO CONSENT TO
THE PROPOSED AMENDMENTS.
IF THE APPLICABLE SUPPLEMENTAL INDENTURE IS
EXECUTED AND 11W OTHER TERMS AND CONDITIONS SET
FORTI I IN TICS SOLICITATION STATEMENT ARE
SATISFIED OR WAIVED, THEN HOLDERS WILL RECEIVE
A CASH PAYMENT EQUAL TO USD LOU PER USD 1,000
PRINCIPAL AMOUNT OF SUCH SECURITIES IN RESPECT
OF WHICH SW I CONSENT LETTERS AND CONSENTS TO
3
Al
Bra.skam Finance c:!orp Act. anendment
BCY. Numbe' Form Type z "CITADEL!
Dc 2orie Jr Cpde 5'07 C,CCR .A17:7.01.7111 N urners,
3 =I
Accour-1 Numt:ers
W23560001
EFTA01595086
ℹ️ Document Details
SHA-256
d78f2ed961911ddb4e4fac1177eac13957d5b7af5287f153599a1c63e7e08bce
Bates Number
EFTA01595081
Dataset
DataSet-10
Document Type
document
Pages
6
Comments 0