EFTA01345118.pdf

Classification: Confidential Per Janet @ 3PM. Euroclear = 23859. Forwarded by vahe Stepanian/db/dbcom on 12/02/2013 03:47 PM From: vahe Stepanian/db/dbcom To: Lisa D Hurd/db/dbcom@OBAmericas, Cc: Amanda Kirby/db/dbcom@DBAmERIcAs Date: 12/02/2013 03:41 PM Subject: Fw: Epstein - Assets to transfer [C] Classification: Confidential Lisa - do you need anything else to process? Thanks, Vahe Forwarded by Vahe Stepanian/db/dbcom on 12/02/2013 03:41 PM From: "Young, Janet E" To: Vahe Stepanian/db/dbcom@DBAmericas, Cc: Amanda Kirby/db/dbcom@DBAMERICAS, Lisa D Hurd/db/dbcom@DBAmericas, PB-Service1318 <[email protected]> Date: 12/02/2013 03:40 PM Subject: RE: Fw: Epstein - Assets to transfer [C] vahe, current market values are noted next to the security names below. 3PM Southern Financial, LLC Wxxxx0003 - Assets to be transferred to Pershing LLC A/C Si N4G- xxx804 - Southern Financial, LLC 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: X50473106283 - Pershing Euroclear = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units 3,000,000 - Market Value - $3,220,320.00 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: X50717735822 - Pershing Euroclear * = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units - 1,500,000 Market Value - $1,785,435.00 2,500,000 PETROLEOS DE VENEZUELA 5 5% OCT 28 2015 HELD BY EUROCLEAR ISIN XS0460546525 - Pershing Euroclear # = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. Units - 2,500,000 Market Value - $2,020,000.00 JPM Southern Trust Co., Inc.(Wxxxx5001) - Assets to be transferred to Pershing CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031262 CONFIDENTIAL SDNY_GM_00177446 EFTA01345118