EFTA01345119.pdf

We are setting up the global deliveries for each account as TD 12/02/13 and SD 12/03/13. Best Regards, 1 vice President I Private Bank' J.P. Morgan I NMLS ID N 832072 - 500 Stanton Christiana Road, Newark DE 19713 I F: Alternate contacts: and I T: I F: To ensure a prompt response, please direct youF reply to our team: T: I F: From: [mailto: Sent: monda December 02, 2013 10:23 Am To: Cc: Subject: Re: Fw: Epstein - Assets to transfer [C Classification: Confidential Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. 3PM Southern Financial, LLC - Assets to be transferred to Pershing LLC A/C IP N4G- xxx804 - Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 - tx via DTC - Okay to free deliver: Pershing DTC N = 0443 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 2S% CAP Cusip: 48126NVE4 - tx via DTC - okay to free deliver: Pershing DTC N = 0443 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EH56 - tx via DTC- okay to free deliver: Pershing DTC N = 0443 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROCLEAR ISIN: - Pershing Euroclear = 92146. Please confirm t/d, s/d and amountl!!!!!'!!' can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear N = 92146. Please confirm t/d, s/d and amount so t at we can match free delivery. 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCLEAR ISIN - Pershing Euroclear N = 92146. Please confirm t/d, s/d and amount so that we can match free delivery. EUR 291,846.67 - EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershing LLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031264 CONFIDENTIAL SDNY_GM_00177448 EFTA01345119