EFTA01363049.pdf

Date: Monday. A r 16. 2018. 11:56 To: Xavier Avila . Mathew Ncgus Akash Malhotra Cc: Joe A hone Ian Salters Nina Tona Pankaj-A Cho m NCAOTC Derivatives Martin Zeman , Alka Gopala abject: RE: KY(' Breac SOUTHFINAN1vID_Southcm Financial, LLC_FFT Location Ill Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CBSS Markets Winchester House 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel Mobile Email From: Xavier Avila [mailsol l Sent: 16 April 2018 17:55 To: Mathew Ne• s Akash Malhotra Cc: Joe Aglione u alters Pankaj-A Cho i ra NCAOTC Derivatives Martin Zeman A a opa a Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [1] MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16 2018 9:03 AM To: X vi r Avil kash Malhotra Cc: NCAOTC Derivatives Panki-A Chopra ; Alka Gopala Ian Salters Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Classification: For Internal use only I would re-book to London if the desk agrees. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052897 CONFIDENTIAL SONY GM_00199081 EFTA01363049