EFTA01363048.pdf

From: Jimmy-H X Sent: 4/17/2018 2:53:54 AM To: Xavier Avila Mathew Negus ; Akash Malhotra CC: Joe Aglione an Sake Nina Tona ankaj-A Chopra NCAOTC Derivatives ]; Martin Zeman Alka Copula Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location Classification: For internal use only In general, everything should face FFT and other booking centres are only used in exceptional circumstances I believe Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu......M5>; Mathew Negus < >; Akash Malhotra c: oe lone an a ers ; Nina Tona a; Pankaj-A Chopra < >; NCAOTC Derivatives <Imm illi >; Martin Zeman IMISIII >; Alka Gopala a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052896 CONFIDENTIAL SONY GM_00199080 EFTA01363048