EFTA01522326.pdf

GHISLAINE MAXWELL- OAP FOG ACCT. For the Period 12/1/12 to 12/31/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 11/29 Sale CUFFS NATURAL RESOURCES INC at 29.0511 145.28 (5.000) 29.03 145.15 (202.43) (5720 S. 12/4 High Cost BROKERAGE 0.10 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 18683K-10-1) 11/29 Sale CUFFS NATURAL RESOURCES INC . 29.185 58.37 (2.000) 29.16 58.32 (80.97) (22.65) S' 12/4 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 LIQUIDNET INC (ID: 18683K-10.1) 11/30 Sale CUFFS NATURAL RESOURCES INC G 28.9524 984.38 (34.000) 28.932 983.68 (1.347.08) (363.40) S. 12/5 High Cost BROKERAGE 0.68 TAX 8/OR SEC .02 GOLDMAN SACHS & CO. (ID: 18883K-10.1) 11/30 Sale CLIFFS NATURAL RESOURCES INC G 28.7595 661.47 (23.000) 28.739 661.00 (898.97) (235.97) S' 12/5 High Cost BROKERAGE 0.46 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) 11/30 Sale CLIFFS NATURAL RESOURCES INC G 28.9135 144.57 (5.000) 28.892 144.48 (193.81) (49.35) S t 12/5 High Cost BROKERAGE 0.10 TAX 8/OR SEC .01 LIQUIDNET INC (ID: 18683K-10-1) 12)3 Sale CLIFFS NATURAL RESOURCES INC G 28.6737 401.43 (14.000) 28.653 401.14 (542.03) (140.89) S 12/8 High Cost BROKERAGE 0.28 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10.1) 12/3 Sale CUFFS NATURAL RESOURCES INC G 28.5427 171.28 (6.000) 28.522 171.13 (231.29) (60.18) S 12/6 High Cost BROKERAGE 0.12 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SINT (ID: 18683K-10-1) 12/3 Sale CLIFFS NATURAL RESOURCES INC G 28.6774 372.81 (13.000) 28.657 372.54 (500.45) (127.91) S 12/6 High Cost BROKERAGE 0.26 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 18683K-10-1) Total Settled Sales/Maturities/Redemptions $3,768.64 (68,200.62) (81041.98) S JP Morgan Page 14 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049847 Chase CONFIDENTIAL SDNY_GM_00319045 EFTA01522326