EFTA01522325.pdf

GHISLAINE MAXWELL- OAP FOG ACCT. For the Period 12/1/12 to 12/31/12 Type Quantity Per Unit Settle Date Selection Method Description Amount Amount Income 12/31 Div Domest ILLINOIS TOOL WORKS INC 0.38 PER SHARE 138.000 0.38 52.44 (ID: 452308-10-9) Total Income 91.058.43 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain:Loss SeMed Sales/Maturities/Redemptions 11/28 Sale CLIFFS NATURAL RESOURCES INC (g 29.2858 58.53 (2.000) 29.24 58.48 (91.90) Ma S. 12/3 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 GOLDMAN SACHS & CO. (ID: 18883K-10-1) 11/28 Sale CLIFFS NATURAL RESOURCES INC 6 29.4083117.83 (4.000) 29.385 117.54 (183.80) (68.29) S. 12/3 High Cost BROKERAGE 0.08 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) 11/28 Sale CUFFS NATURAL RESOURCES INC (g 29.8029 29.80 (1.000) 29.57 29.57 (45.95) (18.38) 5* 12/3 High Cost BROKERAGE 0.02 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18693K-10-0 11/28 Sale CUFFS NATURAL RESOURCES INC a 29.1552 58.31 (2.000) 29.13 58.28 (91.90) (33.134) S' 12/3 High Cost BROKERAGE 0.04 TAX 8/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 181153K-10-1) 11/29 Sale CLIFFS NATURAL RESOURCES INC 6 29.3504 557.88 (19.000) 29.33 557.27 (791.94) (234.87) S. 12/4 High Cost BROKERAGE 0.38 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049846 Chase CONFIDENTIAL SDNY_GM_00319044 EFTA01522325