EFTA01387053.pdf

A — Please provide a recent document that will serve as address proof. The IRS document is from September. 2016. — Could you provide latest (July 18) bank statement for this entity? This should resolve this request. B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the tout only hold artwork as assets? — As per constitutional docs, the purpose of Prytance LLC is for engaging in the acquisition, ownership & management of artwork for investment purposes. I had already updated this but it seems they want mom info on re-selling part. Could you advise on this please? C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. — Kindly provide this please. D — The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. — For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? E - The "How Was the Client(s) Introduced? How long has the RN1 personally known the clienfr field talks about Zorro Management. Please amend. - Updated as appropriate. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case. as appropriate: Sordol we isms OenIN *mist Mn Novo lo110,sACoAres Allot iscao soontesunssiet wit** L ken roolOsOson boort let In • sY: Writing Canary wnt lOrtt wy akar tessolf t s gratis) 7 WNMtl xanlreing Warn tolia muss Saws toolesnutp, .& 'Ss moo *Nei Staled iStestIC iavolUitleCCIISSO 1look forward to your response at the earliest in resolving these rejections, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway East. Mumbai - 400063 India From: Vijay-A Sawant Sent: Monday. July 23, 2018 12:22 PM To: Bradley Gitlin Cc: Stewart Oldfielall Subject: RE: Assistance Required in solving rejection points on KYC Case#019,16825 III Importance: High Good Morning Brad/Stewart. A kind reminder of the below rejected case & an update as well. Please note that as per latest update on CDD form delivery options (refer attached email from AML), we are able to verify signatures of authorized individual from signature card. corporate resolution. etc. I am able to verify Mr Epstein's signature with 2017 Corp Resolution found in the repositories in this case. This resolves one of the rejection points below for us J So just summarizing the only pending item for this case now — • COGS for Ptytance. LLC. (We would require the client to send latest COGS, dated within the last 6 months) Let me know if you have any queries. thanks. Kind Regards. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089101 CONFIDENTIAL SDNY GM_00235285 EFTA01387053