EFTA01387052.pdf

• Please tell them to call me if they reject this... • S€ill laughing C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none. I recommend "refreshing" the approval with current senior management. The current c-mail approval does not address what exactly is being discussed and approved. - Kindly provide this please. • Recent ExCo approval was obtained and atutched. All alerts have been cleared. What do they need here - an updated ExCo approval? D - The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. - For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • Think you. No. E - The "How Was the Client(s) introduced? How long has the RN! personally known the client?' field talks about Zorro Management. Please amend. - Updated as appropriate. • Jeffrey Epstein met with Stew Oldfield on 3/7/17 to open new acet for other entity. This is in the introduction field. Rhi known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case, as appropriate: I.. {pedal IbSk Faal8.11 Oen AO moon one a Neets/OK. 30U:worn • : Is Se sant Anne ~la WWII° [7 Are AN altion, Or*, ,.e op am, ere 11,3 caw. Any% II. AA : Id Owe she Adair AA add xa mottled r rAnowcItecArre Awn Iv ON Ant & wn.a.ona. AA Se bean "WIMP 4writed SubAcIA ACACIA,* =A.?. High Risk Countries - NO Shares to r i parties - NO Bearer shares. controls — NO Structure complex — NO Prohibited — NO Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 4:41 AM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Importance: High Good Morning Brad/Stewart. I have received following 'new' rejection points on this case, as follows. see Inc comments in red below - Reason for Rejection:7/31 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089100 CONFIDENTIAL SDNY GM_00235284 EFTA01387052