EFTA01435985.pdf

Subject: Fw: rdc alert [I] From: Amanda Kirby < Date: Tue, 08 Oct 2013 10:26:44 -0400 To: Paul Morris Classification: For internal use only Paul -- This is an alert for . it says that she is . This could very well not be here but I will have to check with Harry. This also isn't a big deal in terms of alerts. They just like to know if anyone has connections to a PEP Best, Amanda Kirby (Embedded image moved to file: pic00719.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic17396.gif) Forwarded by Amanda Kirby/db/dbcom on 10/08/2013 10:13 AM From: PWM BIS-Research/db/dbcom@DBAPAC To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: PWMUS AMLKYC/db/dbcom@DBAmericas Date: 10/08/2013 10:00 AM Subject: rdc alert [I] Classification: For internal use only EFTA01435985 Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: per alert.pdf) (See attached file: per alert_l.pdf) Regards Urvashi EFTA01435986