EFTA01370815.pdf

From: Trey Jackson Sent: Tuesday, October 16, 2018 11:05 AM To: Rob Wang < Cc: Ashvinkumar Chougule < >; Ronny Fung < MI> Subject: RE: New Client Risk rating for WM clients ill H Rob- Let me check and get back to you shortly. Thanks, Trey Trcyvon Jackson Assistant Vice President Denisehe Bank Wealth Management BUS: S X ill o<•. Ti .51122 (1:11.: Tel: +I (904)645-1,W1 WM Mercury on myDB From: Rob Wang Sent: Tuesday, October 16, 2018 11:01 AM To: Trey Jackson < Cc: Ashvinkumar Chougule < >; Ronny Fung Subject: RE: New Client Risk rating for WM clients III Classification: For Internal use only Hi Trey, Do you have timeframes or estimates in terms of adoption for all clients where their client risk was last rated using the old methodology (prior to October 1st)? It would be helpful to have scats on tt of clients with their next regular review schedule. Thanks Rob From: Trey Jackson Sent: Tuesday, October 16, 2018 9:53 AM To: Rob Wang < Cc: Ashvinkumar Chougule < >; Ronny Fung Subject: RE: New Client Risk rating for WM clients Hi Rob- Please see training material attached. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063858 CONFIDENTIAL SDNY_GM_00210042 EFTA01370815