EFTA01370814.pdf

Assistant Vice President Deutsche Bank Wealth Management uctii3ow bank Scumtics. Inc 4122O nap€:.Fi 'Cnt Tel. WM Mercury on myDB From: Rob Wang Sent: Wednesday, October 17, 2018 9:23 AM To: Trey Jackson < Cc: Ashvinkumar Chougule c aMIS; Ronny Fung Subject: RE: New Client Risk rating for WM clients II] Classification: For Internal use only Trey, Yes, it would also be good to know the clients current client risk (High, Medium or Low). In addition, what data is currently available in CRRE? Does it only contain the risk scores for clients rated using the new methodology? Thanks Rob From: Trey Jackson Sent: Wednesday, October 17, 2018 9:12 AM To: Rob Wang Cc: Ashvinkumar Chougule MIIIIMINIIIMIMa; Ronny Fung Subject: RE: New Client Risk rating for WM clients II] Hi Rob- Just to follow up on the below I want to confirm that your ask is for any clients that were rated using the old methodology prior to the Oct. 1 roll out of the new CRRM: 1. How many clients are there that fall into this bucket? 2. How long each has until their next scheduled review utilizing the new methodology. Thanks, Trey Treyvon Jackson Assistant Vice President Deutsche Bank Wealth Management ikutichc Pant Searthw. Tax 5021 ' , t • • • - 32256 Tel: WM Mercury on myDB CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063857 CONFIDENTIAL SDNY_GM_00210041 EFTA01370814