EFTA01362602.pdf

leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval Confirmation required from regional leads that KYC was completed to the required standard. NCA required if KYC has not Daniel been done. AVALON E KCP ACO 1000039769 US ADVISORS, LLC Kaiser US GM RED approval COLINA INSURANCE David KCP ACO 1007668198 US LIMITED Posen US GM RED approval EQUITY INVESTMENTS Xavier KCP ACO 1009171312 GB L.P. Avila US GM RED approval Confirmation required from regional leads that KYC was completed to the required standard. NCA required if KYC has not GEORGE KAISER been done. FAMILY Xavier KCP ACO 1000335587 GB FOUNDATION Avila US GM RED approval GEORGE KAISER Confirmation FAMILY Xavier KCP required 1000335587 US FOUNDATION Avila US GM RED from CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052095 CONFIDENTIAL SDNY_GM_00198279 EFTA01362602