EFTA01362603.pdf

regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval GRUPO TELEVISA, Xavier KCP ACO US S.A.B Avila US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation required from regional leads that KYC was completed to the required standard. NCA required if KYC has not PRIVATE CLIENT been done. SERVICES (PWM Xavier KCP ACO GB _ ALEX BROWN) Avila US GM RED approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB Team WM Client /Account Name dbcar ID ACO US ONLY AND ALL LOCATIONS NOT LISTED ON COMBINED KCP US AB Andrew Mathias Xavier Avila TAB KCP NOT LISTED ON COMBINED Armory Fund LDC Xavier Avila LATAM TAB NOT LISTED ON COMBINED KCP US Cascade Investment LLC Xavier Avila TAB NOT LISTED ON COMBINED KCP US AB Chris Cline Xavier Avila TAB NOT LISTED ON COMBINED KCP US ENDURANCE VOYAGES, LLC Xavier Avila TAB NOT LISTED ON COMBINED KCP US Gapstow Xavier Avila TAB KCP US Himalaya Partners Xavier Avila NOT LISTED ON COMBINED CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052096 CONFIDENTIAL SDNY_GM_00198280 EFTA01362603