EFTA01125125.pdf

BLACK ASSET SUMMARY Leon 8, Debra LOB 2011 LLC . 1997 Black Black Family TOTAL Black' 2011 TRUSTS Family Trust" APO 1 TRUST 2012 MSS' GHATS Partners 4/30114 ASSETS CASH U.S. TRUST 118.641,340 63,673,368 140.654 1.427.319 3.102.301 20.738.046 25.782.793 3.780.859 JP MORGAN 30.393.126 7.786.090 19.816.000 133.316 1.032.109 1.645.611 BLACK FAMILY PARTNERS, LP 334.371.369 227.452.616 398.198.346 2.212.923.422 BRH HOLDINGS. LP (APO) - $27.13 2.515.688.014 2.515.688.014 RECEIVABLE FROM APOLLO AFFILIATE 347.514.472 347.514.472 FINANCIAL INVESTMENTS MARKETABLE SECURITIES 11.366.001 7.426.085 3.825.581 114,335 - - APOLLO RELATED INVESTMENTS 170.517.825 22234.263 19.216.092 705214 47.514.948 80846.308 OTHER PRIVATE EQUITY! DEBT 8 REST( 153.590.521 5.097.700 13.114.203 60.214.914 - 75.163.704 INVESTMENT PARTNERSHIPS 107.867.830 28.779 821.947 12.325.697 - 94.891.407 INTRA FAIALW TRUST RECEIVABLES GRAT ANNUITIES RECEIVABLE 1.574.520.072 1.574.520.072 - DUE FROM LDB 1.726.104.154 - . 1,695,786.393 30.317.761 DUE FROM BLACK FAMILY PARTNERS L 5.387.781 874.086 4.513.695 DUE FROM CHLDRENS TRUSTS 9.365.475 - 9.365.475 - DUE FROM NARROWS 111.651.479 - 86.594.389 25.057.110 DUE FROM 1997 TRUST 663 663 FINE ART AND TANGIBLE INVESTMENTS ART - BRONZES CHINESE 330.474.000 330.474.000 ART - BRONZES SOUTHEAST ASIA 23.850.000 23.850.000 ART -FINE 2.198.117.147 1,634237.229 72.750.000 348.898,841 142.231.077 ART - RARE BOOKS 8 MANUSCRIPTS 76.483.850 76.483.850 JEWELRY 46.622.879 46.622.879 PLANES, BOATS & AUTOS AVIONETA HOLDINGS LLC (PLANE I 22.100.000 22.100.000 BJAV MARINE LTD. (STARFIRE) 26.000.000 28.000.000 AUTOMOBILES 404.197 404.197 REAL ESTATE RESIDENCE - 760 PARK AVE. NYC 29.000.000 29.000.000 RESIDENCE - 750 PARK AVE. NYC 1.000.000 1.000.000 RESIDENCE - 190200 7HE NARROWS. B 30.000.000 30.000.000 RESIDENCE - 730 766 MEADOW LANES 50.000.000 50.000.000 RESIDENCE - 715 MEADOW LANE. SH 8.300.000 8.300.000 RESIDENCE - PARADISE VALLEY. AZ 2.000.000 2.000.000 RESIDENCE - FL CONDO 16.500.000 16.500.000 REFUNDABLE DEPOSIT - UK 4.229.000 4.229.000 RESIDENCE - 101 WARREN STREET. NY, 3.500.000 3.500.000 TANGIBLE PERSONAL PROPERTY HOre9FHOLD PROPERTY 23.124.425 23.124.425 OTHER PERSONAL ITEMS 536.000 536.000 OTHER PRIVATE INVESTMENTS & INSURANCE ORB PRODUCTIONS. INC. 1.580.007 1.580.007 LIFE INSURANCE CSV 18.901.825 18.901.825 OTHER ASSETS HERITAGE PAYMENT DUE 2.476.944 2.476.944 TOTAL ASSETS 9,797,809,027 4,332,306.224 366.502.568 854.547,982 1,976261.197 20.734.046 2.243.219.910 3.177.182 853 LIABILITIES THIRD PARTY LIABLMES LOAN PAYABLE-BOFA (ART) (470.000.000) (470.030.000) WAN PAYABLE-BOFA (AVIONETA) (22.100.000) (22.100.000) WAN PAYABLE - STARFIRE (BJAV) (17.896.667) (17.896.667) - - ACCOUNTS PAYABLE (136.821) (108.574) 016.164) 287.917 BALANCE PAYABLE - FL CONDO (8.250.000) - (8.250.000) MIRA PAULY/ TRUST PAYABLES GRAT ANNUITIES PAYABLE (1.574.520.073) - - - (1.574.520.073) DUE TO APO I AGREEMENT (1.695.766.39H (1.695.786.393{ - - DUE TO BLACK FAMILY PARTNERS LP (56.521.948) (55.370.351) (14.332) (1.137.263) DUE TO LBF HOLDINGS (86.594.369) - (86.594869) - DUE TO APO 3 GRAT (4.237.100) - (4237.100) DUE TO LDB (9.365.475) (9.365.475) VALUATION DISCOUNT - GRAT GIFT" (805.930.347) TOTAL LIABILI11ES (3,945,408,844) (2261.261.985) (9.695.971) (95.693.715) (2.380.450.420) (4237.100) NET WORTH 5,852,400,183 2.071.044.239 356.806.597 758.854.267 1.976261.197 20.734.046 (137.230.510) 3.172.945.753 2012 Trust Included in line with previous Asset Summary scne0Jles ' Includes NF Mgml. BJAV Marine. Narrows LLC. LIT 02 Includes 1997 GST Tarsi. OFH LLC. SH Meadow LLC AOG mooned on nan4iscouMe0 burs EFTA01125125  BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL IN VES1MLN rs BLACK FAMILY GROUP TOTAL Lean & Debra LOB 2011 LLC 1997 Black Black Family Black' +2011 TRUSTS Family Tani" APO 1 TRUST 2012 Trusts GHATS Partners Apr 30, 2014 FINANCIAL INVESTMENTS MARKETABLE SECURITIES VECTOR GROUP LTD 4,125.591 3.241,008 884,583 • Closing price UNITED RENTALS INC 1,827.152 1.827,152 • Closing price KROGER CO 1,044.371 1,044,371 • Closing price AP ALTERNATIVE ASSETS LP 0 • Closing price US TREASURY NOTE 0.25%9/30/14 900.940 900.940 • Cloa REPUBLIC SERVICES INC. 795.069 795,069 • Glos. WYNDHAM WORLDWIDE CORP 699.042 699.042 Close e, UNITED TECHNOLOGIES CORP 473.320 473.320 • Closing price REGIS CORPORATION 417121 417,221 • Closing price AVIS BUDGET GROUP INC 257.691 257.691 • Closing price BP PLC SPONSERED ADR 254.720 254,720 • Closing price LADENBURG THALMANN FINL SVCS 106.895 67.507 39,388 • Closing price INTERNATIONAL BUSINESS 62.870 62,870 • Closing price SYMANTEC CORPORATION 61.043 61,043 • Closing price PHH CORP 59237 58,237 • Closing price ALCATEL-LUCENT 37.877 37,877 • Closing price EXXON MOBIL CORP 32.771 32,771 • Closing price IMAX CORP 31.558 31.558 • Closing price HERSHEY COMPANY 30.797 30.797 • Closing price WALT DISNEY CO 28.562 28.562 • Closing price BOEING CO 20.643 20.643 • Closing price PHILIP MORRIS INTERNATIONAL 20.503 20.503 • Closing price COCA COLA COMPANY 19.579 19.579 • Closing price MICROSEMI CORP 15.406 15.406 • Closing price TWENTY FIRST CENTURY FOX CL B 10.022 10.022 • Closing price ALTRIA GROUP INC. 9.626 9.626 • Closing price TWENTY FIRST CENTURY FOX CL A 6.404 6.404 • Closing price MONDELEZ INTERNATIONAL INC 5.847 5.847 • Closing price SOLIGENIX INC 4.792 4.792 • Closing prie, KRAFT FOODS GROUP INC 3.070 3.070 • Cloa MAGMETEK INC. 1.713 1.713 • Glos. NEW CORPORATION CL B 1.323 1.323 Close e, NEW CORPORATION CL A 851 851 • Closing price AFP IMAGING CORP 486 .186 • Closing price CELL THERAPEUTICS INC 9 9 • Closing price SIRIUS - OPTIONS 0 • Closing price TOTAL MARKETABLE SECURITIES 11,366.001 7.426.085 3,825.581 114.335 EFTA01125126  BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon S Debra LDB 2011 LLC 1997 Black Black Family Black + 2011 TRUSTS Family Trust•' APO I TRUST 2012 Trusts GRATS Partners Apr 30, 2014 FINANCIAL INVESTMENTS APOLLO RELATED INVESTMENTS APOLLO - APOLLO VIF CO-INVESTORS LLC 8.107.624 8.107.624 4/30/14 Capital Account tt. cash APOLLO - APOLLO SOMA CO-INVESTORS LLC 3.086.474 3.086.474 4/30/14 Capital Account +/-cash SUBTOTAL HEDGE FUNDS 11.194.098 11.194.098 AP ALTERNATIVE ASSETS LP (WAS) - $3335 23 171.502 22.214 014 957.488 Closing price APOLLO - APOLLO INVESTMENT CORP (AINV) - $7.99 10.607.365 5384,345 4.823.020 Closing once SUBTOTAL PUBLIC 33378.867 22.214 014 5384,345 5.780.508 APOLLO - APOLLO CREDIT OPP. I LP 41.730.603 11,730,603 - 3/31/14 Capital Account +/-cash APOLLO - APOLLO CO-INVESTORS VI (A) LW 36.908.179 - II 36.908,179 3/31/14 Capital Account a/-cash APOLLO -FCI CO-INVESTORS 1(A) 19.215.867 19.215.867 - 3/31/14 Capital Account cash APOLLO -FCI CO-INVESTORS N (A) 12.040.975 12.040.975 3/31/18 Capital Account +/- cash ATHENE HOLDING LIMITED 10.400.000 10.400.000 Initial funding APOLLO - APOLLO CO-INVESTORS V, LLC 4,053.508 4.053.508 3/31/14 Capital Account +/- cash APOLLO - APOLLO ADVISORSII 706.214 706.214 - 2012 K-1 (Tax) +/- cash APOLLO - APOLLO CO-INVESTORS IV, LW 469,040 469.040 3/31/14 CapitalAccount +/-cash APOLLO - APOLLO ADVISORS LP 10,579 10.579 - 2012 K-1 (Tax) a/-cash APOLLO- APOLLO INVESTMENT FUND 9,670 9,670 - Financial Statements 12/31/13 APOLLO -APOLLO INVESTMENT FUND 225 225 - Financial Statements 12/31/13 APOLLO AIF II 0 - Zero net assets pet 2013 FA SUBTOTAL OTHER INVESTMENT/PE FUNDS 125.544.860 20249 19.216.092 706.214 41.730.603 63.871.702 TOTAL APOLLO RELATED INVESTMENTS 170,517,825 22,234,263 19,216,092 706,214 47,514.948 80.846,308 EFTA01125127  BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon 8 Debra LDB 2011 LLC 1997 Black APO 1 Black Family Black' 2011 TRUSTS Family "NUM" TRUST 2012 Trusts GRATS Partners Apr 30. 2014 FINANCIAL INVESTMENTS OTHER PRIVATE EQUITY DEBT 8 RESTRICTED STOCK PRIVATE EQUITY - NON APOLLO SUSTAINABLE WOODLANDS FUND II 19,054,697. 19,054,697 3/31/14 Capital Account ♦/- ash HAO CAPITAL FUND LP 3,141,428 ' I 3,141,428 12/31/13 Capital Account +/-cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS II 1,269,752 1,269,752 - 12/31/13 Capital Account +/- ash QUADRANGLE CAPITAL PARTNERS II 968.064 968,064 - 12/31/13 Capital Account +/- ash QUADRANGLE (AN) CAPITAL PARTNERS II 468.635 468,635 - 12/31/13 Capital Account +/- ash QUADRANGLE (AN2) CAP PARTNERS II 76.959 76,959 - 12/31/13 Capital Account +/- ash WOLFENSOHN CAPITAL PARTNERS LP 2,069.751 . II 2,069,751 3/31/14 Capital Account ♦/- ash WCP AIV, LP 7 7 3/31/14 Capital Account ♦/- ash SEARCHUGHT CAPITAL LP 801.115 801,115 3/31/14 Capital Account ♦/- ash SEARCHUGHT CAPITAL MV I LP 170251 170,251 3/31/14 Capital Account ♦/- ash QUADRANGLE CAPITAL PARTNERS 322.317 322,317 12/31/13 Capital Account 44- cash QUADRANGLE (OFFSHORE) CAPITAL PARTNERS 150.673 154,673 12/31/13 Capital Account 44- cash QUADRANGLE (ACCESS) CAPITAL PARTNERS 187.068 187,068 12/31/13 Capital Account 44- cash TENFORE HOLDINGS FUND I LP 482232 482.232 3/31/14 Capital Account ♦/- ash SUBTOTAL PE FUNDS 29.166.949 1.635,424 2.783.410 24.748.114 KNOWLEDGE UNIVERSE EDUCATION, LP 33.770.566 33.770.566 2012 K-1(Tax)+/-cash ICRETE LLC 1.500,726 1,500,726 2013 K-1♦/- cash 978 MADISON RESTAURANT LLC 250,000 250.000 - Cost of Funding RALLY LABS LLC 188,015 - I 188,015 2013 K-1 • /- cash EXCELSIOR CO-INVEST ADVISORS 48,931 48.931 - I - 2012 K-1• /- cash 107 PORTFOLIO LP 0 - I - 2012 K-1(Tax) •/- cash • HAMLET HOLDINGS LLC 0 2012 K-1(Tax) •/- cash • M-RELATED 11C 0 2012 K-1(Tax) •/- cash • RESTAURANT ADVISORS ILO 0 2012 K-1(Tax) •/- cash • SUBTOTAL OTHER PE 35.758.238 298.931 35.459.307 SUBTOTAL 64.925.187 298.931 1.635.424 2.783.410 60,207,421 PRIVATE EQUITY - FORMER APOLLO AP CAPITAL PROP CO 913,654 913.654 2012 K-1(Tax) cash APOLLO INTL RE ADVISORS LP 870,225 870.225 2012 K-14/-cash APOLLO POLAND RE ADVISORS LLC 770,740 770.740 2012 K-14/-cash AREIF V CO-INVESTORS ILO 731,330 731.330 2012 K-1♦/- cash AREIF IV CO-INVESTORS 616,713 577.467 39.246 2012 K-1 ♦/- cash APOLLO INTL RE CO-INVESTORS LLC 311,887 311.887 2012 K-1 ♦/- cash APOLLO RE ADVISORS IV 57,942 57,942 2012 K-1 ♦/- cash APOLLO RE MF77ANINE ADVISORS 54.619 54.619 2012 K-1 ♦/- cash • EFTA01125128  BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon & Debra LDB 2011 LLC 1997 Black APO 1 Black Family Black' 2011 TRUSTS Family Trust" TRUST 2012 Trusts GRATS Partners Apr 30. 2014 FINANCIAL INVESTMENTS AREIF III CO-INVESTORS 51.074 51.074 2012 K-1 4/- cash APOLLO RE ADVISORS III 34.331 34.331 2012 K-1 4/- cash AREMF CO-INVESTORS LLC 27.669 27.669 2012 K-1 (Tax) 4/- cash AREIF III TRANSFER MEMBERS LLC 1.479 1.479 2012 K-1 4/- cash APOLLO CORP EU II CO-INVESTORS 0 2012 K-1 (Tax) 4/- cash • APOLLO RE INVESTMENT FUND 0 - II 112012 K-1 (Tax) +/- cash • APOLLO RE CAP PARTNERS 0 2012 K-1 (lax) 4/-cash • APOLLO RE ADVISORS LP 0 2012 K-1 (Tax) 4/- cash • APOLLO RE CAPITAL INC. 0 No capital section on K-1 APOLLO RE MANAGEMENT INC. 0 No capital section on K-1 SUBTOTAL REAL ESTATE 4.441.663 3.680.124 578246 182,593 AP AR HOLDCO 636.853 636.853 2012 K-1 4/- cash APOLLO CAPITAL MANAGEMENT INC. 0 No capital section on IC-1 SUBTOTAL OTHER PE 636,853 638,853 SUBTOTAL 5,078,518 4,316,977 578.946 182,593 PRIVATE EQUITY? DEBT & RESTRICTED STOCK ENVIRONMENTAL SOLUTIONS WORLDWIDE (ESWW, 2,075,700 315.400 990.550 766,000 3,750 Closing price SUBTOTAL - PUBLIC 2,075,700 315.400 990.550 766,000 - H 3.750 PLB LLC 66.458,586 66.392 9.909.283 56,482,911 - I - Equity DUE FROM PHAIDON (BFP LP) 8.704.429 8.704.429 Draws plus Interest DUE FROM PLB LLC (BFP LP) 3,207,008 3.207.008 Note plus Interest ENVIRONMENTAL SOLUTIONS WORLDWIDE CONVE 2510.003 2.941.093 Cost plus Interest T-INK, INC. 100,003 100.003 Cost of funding RGENIX CONVERTIBLE NOTE 100.000 100.000 - Cost of funding SUBTOTAL OTHER 81.511.119 166.392 9.909.283 56.482.911 14.952.533 SUBTOTAL 83.586.819 481.792 10.899.833 57.248.911 14.956.283 TOTAL OTHER PRIVATE ECIUITYDEBT & RESTRICT! 153,590,522 5.097,700 13,111.203 60,214,914 75,163 704 • Allocated debt tn excess of negative tax bass •• Disulb in excess of tax basis EFTA01125129  BLACK FAMILY GROUP INVESTMENT DETAIL FINANCIAL INVESTMENTS BLACK FAMILY GROUP TOTAL Leon & Debra LDB 2011 LLC 1997 Black APO 1 Black Family Black' +2011 TRUSTS Family Trust" TRUST 2012 Trusts GRATS Partners Apr 30, 2014 FINANCIAL INVESTMENTS INVESTMENT PARTNERSHIPS LONE CASCADE LP 35.074.951 35.074.951 12/31/13 Capital Account +/- cash MILLENNIUM GROUP USA LP 23,567.120 23.567,120 12/31/13 Capital Account +/- cash CANYON VALUE REALIZ. FUND LP 18,603.443 18.603.443 3/31/14 Capital Account +/- cash ANCHORAGE CAPITAL PARTNERS 17,393.880 17.393.880 3/31/14 Capital Account +/- cash KING STREET CAPITAL LP 38.150 38.150 12/31/13 Capital Account cash SUBTOTAL HEDGE FUNDS 104,698.912 10.021.368 94.677.544 DUNE REAL ESTATE FUND LP 1,761.891 1.761.891 2013 K-1 (Tax) +/-cash BHM INVESTORS 292.633 292,633 2012 K-1 (Tax) +/-cash MICROBES INVESTORS LLC 142.916 142,916 2012 K-1 (Tax) +/-cash BLUE STAR I LLC 102.766 102.766 2012 K-1 (Tax) +/-cash AP TECHNOLOGY PARTNERS ILO 88.175 13.886 60,426 13.863 2012 K-1 (Tax) +/-cash AP SHL INVESTORS LLO 40.865 14.893 25,972 2012 K-1 (Tax) +/-cash AP ENERGY PARTNERS 2012 K-1 (Tax) +/- cash* BLUE SUNSHINE, LLC 2012 K-1 (Tax) +/- cash* JERUSALEM VENTURE PARTNERS LLC 2012 K-1 +/- cash•• PAM CENTRE LP 2012 K-1(Tax) +/- cash* PROOUEST INVESTMENTS, LP 2012 K-1+/- cash" SUBTOTAL OTHER FUNDS 3.168.918 28.779 821.947 2.304.329 13.863 TOTAL INVESTMENT PARTNERSHIPS 107,867.830 28.779 821,947 12.325.697 94.691.407 • Allocated debt In excess of negative tax basis •• Distrib in excess of tax basis EFTA01125130