EFTA01321275.pdf

EFTA01321275 Statements SONTGM00351420 CONFIDENTIAL EFTA_00224112  CIAMED 04402074 na wROLIT 0.070) WeStoutv OFFICE SERCCING YOUR ACCOUNT Gem. %Pima Stettin Cup. Bear. Steams & Co. Mc. BEAR 383 Madison Avenue one Mencech Cede MOM Mew York II 207.3850 STEARNS tat o* 10179 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTNE ZICHERIAANTRA STATEMENT PERIOD December 1. 2001 TELEeled NR000M December 31. 2001 Yen OUR wEBSITE wobbearsteams.or- Afte5 WY %MICR What's In This Statement Ilttlllrrtitrlrll 7555015 ,LIJOCR On file LAM STATnItsti No.s, 30.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio HOldir191 4 Ch0 AMERICAN YACHT HARBOR • 6100 RED HOOK SUITE E1-3 Transaction Detail 5 QUARTERS #2 Fund Activity 7 ST THOMAS VI 00802 Your Messages 9 0 m Your Portfolio at a Glance Market Value of Your Portfolio m TOTAL VALUE OF SECURMES THIS PERIM 29.406.395 Each a Lcovalent 537,534293 $26.677.280 Important Message If any nforrnation reporting 2001nterest. dividends. risstellaneous income. NET CREDIT BALANCE 77.290 „ vitt ...Mir 530.526395 11.120000 gross proceeds or eriginel issue discount is reputed MONEY MARKET FLND BALANCE 37.523.003 583.799058 5530.000 to be reported to Inc IRS fa this account. a OLettfil natal value MET EQUITY TIC PERIOD 566.900.688 Consolidated Forrn 1099 r NET EQUITY LAST STATEMENT 89.939.338 NI Last staterrents market vane ro Shan menet ralue will be teased to you py January 31.2002ce 1042S by March 15,2002. CHANGE SINCE LAST STATEMENT -22.998.650 There are no 'Stop Loss' orders or other pending buy or sell opon orders on rile for your account. TZPTS£00 IND ANDS Pbame mon env ce e5c5 v *pc. 2.7.a14 7. 4555515 y7... 77.2 sumo/pato IffeerePenal pipes*, Pt. !I no lUnIN Ns de:rata. Cant Senbas areas b Oa Servant -am Sara Sean. DO reran Peal vs re:ponder ycce math Ste mine Reefer Ppeolaftlietalgeft co. OR Una. Ceti Mek ORR" 7 , • , 27, 7651 027 01.010270634 001 Mta 1:1 I tiZOO- V1.43 EFTA01321276  CLURW 111COMP4 ITS w4CCLY 01040 SUBSIOWtY Sot. Scen Satutties Cap. Cne Mtlituch Crow Porn Motpn. Pee Ten 11101.3110 FINANCIAL TRUST COMPANY PC (-) 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r ZZVTSEOCINDANGS 027 01/0102:00:34 001 V519 EFTA01321277  CLEMCO TiOlOttn Cr; inn= mode summon' Cola SERvICI% YOUR ACCOUNT Bear. Stearns 6 Co. Inc. Bear. 944.4 Senna Co BEAR 383 Macron Avenue York 10179 M swami Cott Nat llooltp% Maw Y01 11201.3110 STD1RNS 1212) 272.1003 FINANCIAL TRUST COMPANY INC 3 0' ITAlThea P01,03 Deo2rrte 1.2001 11ROUON Demote 31.2001 402Cteer NVIMER Cash Flow Analysis Income Summary TAXPAYM /MAE* On NO 116 PERM DC PERM WAR TO OM LAST STATEISM Nonentia 30.2001 Opening 8a lance 53,002,139.76 On-Fiends 197,580.93 1.286.480.16 Substitute Pawnor( 0.00 76,725.66 Securities Sold 22.427.836.16 Credit Balance Int. 2.111.83 38,425.74 C) Money Fund DividendsAnterest 4,047,863.33 151629.43 Total 5199 692 76 $1.401,631.56 0 Miscallaneetts 13.518.953.25 Foreign Tax Withheld Marge] Ire. Paid 0.00 0.00 -150.00 -48,516.34 Amount Credited 540.146.482.17 E I Securities Bought -18.289.468.42 Money Fund .17.847,863.33 Portfolio Composition C in Funds Withdrawn Miscellaneous 4.000.000.00 .1.000603.00 Cash/Cash EquIvalert SHORT 37.534.293 WN z Amount Debited 5-43 137 331 75 1.120.000 30,526,395 Your Portfolio Net Cash Mike). .2.990,849.58 Total 51.120.000 568,060.688 Allocation ClosingBalance 511.290.18 r Cash Balance Summary Ce114.4 0.0914 Et7107$ 44% Cash 3.002.139.76 11.290.18 Cash a Equaralerl EZPTSECIO IN9 ANGS 55% NetCash Balance 53,002,139.76 511.290.18 _ i- Snort Ecubes 1% V.I.-.f.4 Mira fen.* Gatti Wend rate Meat. Mileage if dewed trt. Pe Wale n k.t velde Of dais rota, 027 OT 010220$ 34 03.1 5 I I 'i -ZOO- V.83 EFTA01321278  =ARCO THROUGH rrs mon 049410 SUOSIDHAY OFFICE SERVIONG YOUR ACCOM Son Spurns Geonties Can Sc. Stearns & Co. Inc. BEAR 383 Waal Avenue New Yoh. New York 10179 Gni Meutcacn Cafes Ilan oraxon Nes Von 11201.3819 STEARNS FINANCIAL TRUST COMPANY INC 4 a 9 sTATOstwr mace Doesn't*? 1, 2001 nsexxIN Daemter 31.2001 Your Portfolio Holdings ACGOuNT MAIM CASH & CASH EQUIVALENTS TAXPAYER ranee On Flo La* Ammon Hoverter 30.2001 Mat! Mauro GURROrt CESOIIPTCN SYMIOUCUIIP WSW" omit Wan Mout rn D(19 CASH BALANCE 11290 C) DREYFUS CASH MANAGEMENT-CL A 013:3( 37.523.003.02 1 0300 37.523.003 863.029 2.3000 0 a SHARES EST. 30 DAY AVG Mu) 2.10036 TOTAL CASH & CASH EQUIVALENTS 537,530.293 5863.029 m EOUMES C Equities & Options in OntAint0t CNN GLOBAL N.Y. SnAnOUOLGO CNN Ac Ttle CASH Outer( 250000 Pea 6.0900 Aunt YAWS 1.522.500 Ammo MIDI& WOK 138.000 wawa DELO DO 9.0640 TOO INC TOO CASH 550.000 27.5000 15,125,000 CALL TOO INC JAN 025C80E TOOAE CASH 4.000 2.6500 -795.000 EXP 01/19/2032 CALL TOO INC FEB 025C80E TOOK CASH -500 3.3000 -165,000 r EMP 02)1612002 CALL TOO INC FEB 030080E TOOBF CASH -2000 0.8070 -160,030 02n6/2002 VECTOR GROUP LTD VOR CASH 374.294 32.8500 12.295,558 598,870 4.8706 SENT1GEN HOLDING CP RSTD 9380646 CASH 333.334 4.7500 1,583,337 Total Equities& Options 529,408,395 5738,870 PZPTS£00 IN9 ANGS TOTAL EQUITIES 529,408,395 57313.870 _ 02? 01103011044 C01 Vile 9I I tiZOO- V1.43 EFTA01321279  roam THIPUCIPI ITS VIMOLLY 0060) SOSSIWAY OFFICE SERVICING 0S/R ACCOUNT Mar. Stews Secalet Cap. BEAR Bear. Steams & Co. Inc. 383 Manson Avenue Oro - Carat M baaap.. New Yea 11201.3511 STEARNS Tlaw Y Yak 10179 12127 2/2.1000 FINANCIAL TRUST COMPANY INC 5 e ST MEW POMO Ottvttt 1.2001 'WOWS. Demmter 31.2001 ACCOUNT IOWA Thakwe. watt On Re Your Portfolio Holdings (continued) tAST WATEMIT Mine 30.2001 C) YOUR TOTAL ESTIMATED ANNUAL INCOME 11.599.899 YOUR PRICEOPORTFOLIOHOLDINGS 566.940.888 2 1 Transaction Detail C in INVESTMENT ACTIVITY SMID.WIT WC( DATE art riWISAC11011 0F.SCWTO0P1 SINSOL/0.519 MAIM PM 0(011 MIOUP1 Mr ACTA, 12/18701 12/13/01 SOW IADENBURG THALMANN ANL SVCS LTS -130.254 1.00370 122.993.75 INC AVG PRICE SHOI/8011ARS ON REO r 12/18/01 JOURNAL ACTUAL CONFIRM TO YOUR AGENT INSOLICHEO TOO INC TOO -1.000.000 TO 353-01502 SAME 12/20/01 12/17/01 BOUGHT AT&T CORP 1.102.200 18.53380 18.289.488.42 Ur/5000TM 12/20/01 12/17.01 501.0 AT&T CORP -1.102,200 18.53380 SZPTS£00 IND ANDS 18.222.723.97 AS OF TRADE AS OF 12/17/01 CITO OlialaAltS4 001 YFII LI ItZZOO- V1.43 EFTA01321280  0./01.0 THROUGN ITS v.HOLL cameo SulattaJtv OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Ix. Bear. SIMMS $40./.1.n cap. BEAR 383 Madison Melia New York. New Yoe* 10179 Veratidi Celle /PM Wedeln Near on 20 ISS9 STEARNS FINANCIAL TRUST COMPANY INC 6 :A' A STATTVP..1 KAY:0 OtatIllbef 1.2001 11.190.00.4 Occembe, 31.2001 Transaction Detail (continued) ACCOtwr Nuweeal Lonnie *twee. Co ale INVESTMENT ACTIVITY (continued) UST STATNEW Nonnitie 30.2001 Strrt/WN7 MU Oat Mit leINSACtiew CtSCOPTCal SWABOUCUSIP OUNIITIY tfaet DEW MOM CREDIT Motif 12/2001 12/11)01 BOUGHT LADENBURG THALMANN FINL SVCS LTS 130.254 INC SPINOFF ON 374294 SHS VECTOR GROUP LTD 0 SPR4C4T VS V002114 REC 12/1001 PAY 1212001 AS OF 12/11/01 z 12/20/01 DELIVERED ESTEE LAUDER COMPANIES INC EL -100,000 3.196.753,23 -n 12121/01 12/18/01 SOW CL A 00.10 00005 TEUGENT INC-CL A TWO -60.000 0.00550 152.48 C 12/21/01 12/20161 Setli 64100151Na JA11025thol Mood -2.500 2.35000 578.727.91 in DP 01/19,2002 utisoucnto COEN CONTRACT z 12721/01 JOURNAL TOO INC AL FM 353.01502 PER 141)(S Ybo 100.000 12/2601 12/24/01 SOLD CALL TOO INC JAN025CBOE OTOOAE -500 235000 135,742.91 OCP 01/19/2002 UNSOUCITED OPEN CONTRACT r 12/26/01 12/24/01 SOW CAU. TOO INC FEB 025 MOE UP 02/15/2003 UNSOLICITED CITOOBE -500 3.35000 165,741.91 OPEN CONTRACT AS OF 12/2001 12/26/01 JOURNAL TOO INC TOO 50,000 IRL FM 353 015C2 PER MIXS TOTAL 3-18.289.468.42 522.427.836.16 9ZPTS£00 INS ANDS 021 01,030,.00-34 COI 419 8I I tiZOO- V1.43 EFTA01321281  CsAATC. 7NROW,I4 ITS AND-sr omao TAASSMuMV OFFICE SERVICING YOUR ACCOUNT Se Sawn, Stones Cab BEAR Bear. Steams 8 Co. Me.. • Mernozn Ceres Sorb 383 Madison Avenue disikron 1120/4569 STEARNS ork 10179 FINANCIAL TRUST COMPANY INC 7 N9 STATILEINT /SACO Crittembet 1. 2001 britcbon Oecenter 31.2001 Transaction Detail (continued) ACCOUNT WADER lttlltt To:PATER MAMA On Fle DEPOSITS AND WITHDRAWALS LAST STATPJENT November 30.2c01 201 MANSACION DISOSMICN TobTANTXPIT CM= SWUM 12/03/01 END WIRED EipAa te32IiiktiENOS HARE) TO 2.000.000.00 P MORGAN 0 12f14/01 END WIRED AC070806410-1 WIteSMIMMIF TO FD/T06202 1.000.000.00 0 AC0110019191 F0006002 z tiElfW01 END WIRED MDASM$211346ENDSWIRED TO AC078805-021 ELAM( (0•01194 2.000.000.00 m S 03.4116 FROM CAMS 100AY 12/27/01 END WIRED EVISTWISO TO rAtftE l Sji~ 1.000.000.00 C AC110019191 FDP0658i in TOTAL S-8.000.000.00 z J MONEY FUND ACTIVITY DATE Nona TiLsorTACIION DESCRIPTION SITAIOLICUSIP MANTITT PRCE OW AMOUNT MCC MOW 12/0101 OPENINGBALANCE 21675.139.69 r 12/03/01 OMOEND RAT Eni rt g I.LMEMENT-CL A DICCX 47263.33 MONTHLY DNIDOED 12/0101 REINVEST giru SONAL YEVI CPSH MANAGEMENTCL A 47.883.33 47,863.33 SHARES MOOED REINVESTED 12/05.01 BOUGHT HANAGEMENTCL A MCC( WAMIL sioRES 11.400.000 1.0000 11,400,000.00 LZPTS£00 IND ANGS 288.0961187990 12/14(01 SOLD gntigiSagiGEMENT-CL A ..1.000.000 1.0000 1.000.000.00 _ 12/19101 SOLD EWNT-CL A -2.000.000 1.0000 2.000.000.00 aigRkaSISITAVtG 201 01/0310b00:34 C01 6I I tiZOO- V1.43 EFTA01321282  CLEARED 114, COGII rrs ?ma OATADD SLAISiDIASty OFFICE SCRVIONG YOUR AGGOuNT Ow. Severn Secu111e1 COT. Beer. Steams b Co. Inc. BEAR 383 Madsen Avenue