EFTA01321366.pdf

Statements SDNYGE100351511 CONFIDENTIAL EFTA_00224203 EFTA01321366  OSAREO TWIOVOM ITS NvOLLY 0Vbt SUBSOLMN OFFICE SERVICING YOUR ACCOUNT Bear Steams & Co. Inc. sea Acne Sorbs Co BEAR New York New York 10179 Coe MeinCWI Carr NM . Ea. TOM 112014850 STEARNS FINANCIAL TRUST COMPANY INC ACCOUNT ExECUTIVE ZICHERMAN.IRA STATEMENT Ntrembry 10.2002 TELEPHONE ThirotiON December 31.2002 VISIT OUR HERSH! avnybearsteams.com AteiZ, NT •40/11t“ What's In This Statement IllllIIlllllrlrll II 7$ KUMAR QT FN. .MT "'AMIE"? NOWIMbef 29.2002 Financial Summary 3 FINANCIAL TRUST COMPANY INC C/O AMERICAN YACHT HARBOR • Your Portfolio Holdings 4 6100 RED HOOK SUITE 8-3 Transaction Detail 5 QUARTERS #2 Fund Activity 5 ST THOMAS VI 00802 Your Messages 7 O Z T L I Your Portfolio at a Glance Market Value of Your Portfolio m TOTAL VALUE OF SECURITES THIS PERIOD 9.756.423 cast' ("se, 23.209.413 523.285.100 Important Message PI any information regarding 2002rWest. at/deeds. miscellanea:3 town*. NET CREDIT BALANCE 877.181 Ecult;es .001. : 5.254.0W gross proceeds or original 511 osue 6scount is required MONEY MARKET FUND BALANCE 2,331.232 884 SA89.500 to be reported to the IRS for this account. a IN Cunwe market vakm Consolidated Form 1099 NIR Mere THIS PERM 512,964,836 r NET EQUITY LAST STATEMENT 33.803,484 OM Last SLIKOrrea martin yake C Shoe marks value will be meted to you by January 31.2003or a 1042Sby March 17.2003. ClaNC,E WE LAST STATEMENT -20,838.628 There are no 'Stop Loss orders or tether pending bUy or sell open orders on He for your account. ZISTS£00- 019- ANGS Ana awn ri aterscoe ce rowecelpt ef efiada ef snot. mica*, as towed u tn. fvfOiry b m ercerresces949044 OMY. line< Ote'404 al a nix 40Critt b, COW SaMOry se K04..1.1.01 a on* n am Soroces a Ns %n Nowt. Coc.. av Novae.", can NaNN. 0•003r 20 JONI gk The SteemICI item be reeant40990./ MCP'S 504 rilvellt taiNITIO1/11iffrthin 077 0191701,09 031 %1139 I S b.) h.) IJ 2 EFTA01321367  neon TPROI01 02 WHOLLY omco SAISOKRY ow Sinn StvuItin Cap. Cy* Mitroupcn Omer Path BrpclOpn New Rot 11201.180 FINANCIAL TRUST COMPANY INC 2 0 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r EISTSEOCINDANGS 02 01/0033;00.30 We nit rn 8 IJ EFTA01321368  CLEMEO 1,000004 ITS volOur On10.0 SUMMARY OFFCE SERvtiNG TOM ACCOUNT GeV. SWIMS Seaman Cow. BEAR Malin ak 10179 Cr. Vavasa (Arm WO lour 11201.311Sa STEARNS FINANCIAL TRUST COMPANY INC 3 et 7 STATtuert P0200 Makenter 30.2002 THROUGH oecetnter 31, 2002 Cash Flow Analysis Cash Balance Summary ACCOut,it MA TAX/MU 1,3n003 On Fie MIS PWOO CPINPC CLOSING Lay STATDOre immerser 29.2002 OpeningBalance $1.474.539.19 Cash 791.335.43 448.954.71 Money Fund 19.520.870.97 Man* 191.204.00 166,977.00 Funds Deposited 10.000.000.00 Short 491.999.76 261.249.26 DraderchAnterest 157,619.28 Net CeshBalance 51.474.539.19 5877.180.97 Amount Credited 529.878.290.25 -n Securities Bought Money Fund -254.977.50 -20.670.97 Income Summary MIS MOOD Vie TO 04% Funds Withdrawn -30.000.000.00 C DM:lends 177,874.17 1,122,184.41 in Amount Debited Net Cash Activity 5.30,275.648.47 -597.358.22 Credk Balance Int. 416.08 17,865.78 Total 9178,290.25 51,140,050.19 ClosingBalance $977.190.97 Foreign Tax Withheld 0.00 -4.500.00 Your Portfolio Sr* M'rwwn ci Cie Wean .ante 1m . an Ng leads< in 7.. Allocation WO., Sid Ynlip, s, irs teals Waves trnselers 0o pro; Apatar m 71INI400, all r Portfolio Composition Val tons Cash t Equ/iMan 24% Cash/Cash Equealcint 3.208,413 Equities 254.000 10,010.423 Short Om' 1% VESTS£00- 019- ANGS Total 6254,000 313.218.836 Comes 7S% UntA•fed *lax Leda* 6tha ben inns, ea., mewl vita TI. Stant Marge letIvel So.. Lit •Osalle 'mann vine el "ow were.. 027 01010309 00I VS39 IT1 8 IJ IJ IJ EFTA01321369  CLEARED 71.00M. ITS AWCA0( *AXED SAMOARY OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Step MOM SOCIAJC3 Cap BEAR New York• New TOM 10179 Inpromn Carus NW. leceln Men' 0 183.9 STEARNS FINANCIAL TRUST COMPANY INC 4 en STATEMENT nano November 30.2032 ildiOucm December 31.2002 Your Portfolio Holdings ACCOUNT 'OMER CASH & CASH EQUIVALENTS TAXPAYER rawest On nk uET STATEMENT November 29.2002 MARKET (SMARM CURRENT DESERIPTIM verne:00.aw OLARTM nKt VALUE MIAMI NCO& 7100 CASH BALANCE 877.181 DREYFUS CASH MANAGEMENT-CL A DIC)0C 2.331.231.89 1.0COO 2.331.232 32.637 1.4000 O INSTITUTIONAL SHARES EST. 30 DAY MG HEW 1.2200% TOTAL CASH & CASH EQUIVALENTS 53,208.413 532.637 -n EQUITIES C Equities & Options in 0ISCRPTOI S/1/00:1151P ACCT TYn %Remy 10101 WENT VALUE EPPS= Meta WOW oetoa TR101%) ELECTRONICS INTERNATIONAL FLEX CASH 100.000 8.1900 819.000 LTD GALYANS TRADING INC GLYN CASH 150.000 10.0000 1.500.000 II0WNGER INTERNATIONAL INC HIS SHRT .25,000 10.1600 .254.000 -5.000 1.9685 CL A r TYCO INTERNATIONAL LTD VECTOR GROUP LTD TYC VGR CASH CASH 100.000 393.008 17.0800 11.6200 1.708.000 4.588.753 5,000 628,813 0.2927 13.7694 SENTIGEN HOLDING CP RSTD 93806416 CASH 333.331 4.2500 1.418.870 Total Equates& Options 49.756.423 $628.813 TOTAL EQUITIES 59.756.423 $628.813 STSTS£00- 019- ANGS YOUR TOTAL ESTIMATED ANNUAL INCOME $661.450 YOUR PRICEOPORTFOLIOHOLDINGS 512.964.836 027 /01,0301110 00' ,439 rri 8 IJ IJ .0- EFTA01321370  CLCARSD 7119000/4 ITS ?MOLLY 00040 $1.9399.09r OFFICE SERVCING YOUR ACCCUM HD tea Steam StOiebei am. BEAR E One 1.19biteci, Ulm WO llison 11201-3859 STEARNS Mar 1C1 FINANCIAL TRUST COMPANY INC 5 d? STAeria,(1 PE1000 to-snow 30. 2002 20,1(X)001 [December 31.2002 Transaction Detail Ar.t0c-NT meutite Ifl Te2o1evER Kent* Okla INVESTMENT ACTIVITY :AST STATEeter Havre*, 29. 2002 strrumva MADE OM DATE TIAISACItel DESCRTAind SWIC4XuSP C1211,1112 POLE Oise AUDM! MCC M.00910 12/24/02 12/19/02 BOUGHT HOUJNGER INTERNATIONAL INC HER 25,000 10.13900 254,977.50 WiNR0UNO0 CL A INSOUGRED COVER SHORT. TOTAL 5.254.977.50 DEPOSITS AND WITHDRAWALS TROASACION OLSCRIM12A OEM A1.01.1 OLLM AVOLSa 12/02/02 END WIRED 3/ ./ 9614FNDSWIRED TO 30.000.000.00 F0 07979 12/02102 FUNDS REC F MIRE T NA FROM 10.000100.00 ANA TOTAL 530.000.000.00 S10.000.000.00 MONEY FUND ACTIVITY DATE WOW TRANSAentel mama. 911110UCUSP GUMMY NCI a MOM MIXT MINT 11/30/02 OPENINGBALANCE 21,810,680.92 12/0202 SOLD ErriaMittrEMENT-CL A INC0( -10,500.070 1.0000 19.500.000.00 9TSISE00-019-ANCIS 12/02/02 DIVIDEND EMENT-CL A DIC1IX 20.670.97 MONTHLY OMOEND 12/02/02 REINVEST LEN NAL CASgaNAGDADITCL A C4CIOC 20.670.97 20.670.97 DNEEND REINVESTED 027 01001•3101.30 001 Via ITT 8 IJ IJ .9- 00 EFTA01321371  ~RED 11410U0i 1TS ympar 0•003 vasaarv OFFICE SERTIONO YOUR ACCOUNT Sår, Sar% kamps On- Beer, Steams b Co. Inc. BBNR Neri York New York 1C179 0.* ~ah Ont hem kofen New RdIC 112014659 STEARNS FINANCIAL TRUST COMPANY INC 6 i STATUENT PER«) Nommte« 30.2032 TwoOvon comme. 31, 2003 Transaction Detail (continued) ACCOLTNE ~WE TwArut PiwarR 130 Fra MONEY FUND ACTIVIT9 (ccotinue4) ina nruccr Nomenter 29.2002 DATE 1.0,DAT TRATISACTON DESCR911011 SYI.TaanuSP Otmsmy ETRCE DEZIT /MOUNT CRIC0 /MOUNT 12/31102 CLOSINGBALANCE 2,331,231.89 TOTAL 5-20.670.97 519.520.670.97 0 z T DMDENDS E I DATE DESOURTEE 01.00.0.60 Zeialrty RATE 31 CFv Alta,NT 01030 MIOUNT 12/30102 VECTOR GROUP LTD VGR 393,008 0.4000 157,203.20 REC 12120.02 PAY 12/3002 TOTAL 5157 203 20 INTEREST DATE otscaprod OaNTITT RATE 09 CENT MOM 00011 MiCtla 12123102 INTEREST ON CREDIT BALANCE 0.7500 416.08 r TOTAL AT 0 3/4% 11,21 THRU 12/20 5416.08 MISCELLANEOUS DM! MOTDAY LISTS£00- 019- ÅNGS TRANSICTON DESCREPTION DEIST MOUNT CR10T1AMWM 12)02/02 JOURNAL MARK TO MARKET 2.499.00 12/02/02 JOURNAL MARK TO MARKET SHORT POS 2.499.00 12/09.002 JOURNAL MARK TO MARKET 28.499.00 12/09/02 JOURNAL MARK TO MARKET SHORT P06 28,499.00 0:2 0501/01.54:30 gol 0331 EFTA01321372  CLEARED DROWN nS 11110.1.Y °MAD SIMODUAV OFFICE SERVICING YOUR ACCOUNT see. Stan Smintss BEAR One Mesa° Cn Ranh At 11201.3859 STEARNS oer liagork 10179 FINANCIAL TRUST COMPANY INC 7 or, STMEmess PSEDO Nommeec 30.2002 nirouck OeCtm01f 31.2002 Transaction Detail (continued) AcCaAr7 MAIM TAXPAYER MASSER On vie MISCELLANEOUS (continued) LAST STATIMOCT WSW 29. anoe 0.412 LK1OAY 712111SACTO1 CESCRP1114 Cart MOW CRON MOW JOURNAL MARK TO MARKET 28.999.00 12/16/02 JOURNAL MARK TO MARKET SNORT P05 26.999.00 12/23/02 JOURNAL MARK TO MARKET 22,999.00 0 12/23/02 12/3002 JOURNAL JOURNAL MARK TO MARKET SHORT POS MARK TO MARKET 2,227.00 22,999.00 12/30'02 JOURNAL MARK TO MARKET SHORT POS 2,227.00 x l TOTAL S-83.223.00 $83.223.00 C in Your messages z As part of the National Association or Securities Dealer's (NASD) Investor Education Program, you may obtain Information on the NASfYs Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the Internet address which is r www,nasdr.c0r, In addition, a brochure explaining the Pubic Disclosure Progam is available from the NASD upon request. End of Statement WESTS£00- 019- ANGS 027 01101.030010 C01 VEGII En I8 IJ V.2 IJ EFTA01321373  CLEARED THROWN ns "MOLLY evoke SiAMWAY OFFICE SERVICING YOUR ACCOUNT ewe. San Secuuts Cap. Bear. Steams 6 Co. Inc. BEAR New TOM. New York 10'.'° One IlettNeCe Cats Na etcOeleo Nee Ye* 112O1.3859 STEARNS FINANCIAL TRUST COMPANY INC slATZLCIa PC4100 CCOket 26.2002 ACCOUNT EXECUTNE ZICHERMAN.IRA TELEPHONE ■ Tweevev NatteenOto 29.2002 VISIT OUR WEBSITE MMV.0001iteallIttorn ACCW41 ItteVent What's In This Statement II TAxerait WAWA CIO File ewer SUMACS! Octobef 25. 2002 Financial Summary 3 FINANCIAL TRUST COMPANY INC 4 CIO AMERICAN YACHT HARBOR • Your Portfolio Holdings 6100 RED HOOK SUITE B-3 Transaction Detail QUARTERS #2 Fund Activity 6 ST THOMAS V1 00802 F I Your Portfolio at a Glance Market Value of Your Portfolio m Tom/ Rau( Or SECURITIES THIS PERIOD 10.518.364 Cash 6 Eminent 53.836.868 S23.28.5.100 NET CREDO BALANCE 1.474.539 511.001.864 • 5-489.500 EouRies 21.810.561 59.434.556 MONEY MARKET FUND BALANCE Current market valve NET MTN Tor PERIOD $33.803,464 Last steltments mania rake r NET EQUITY LAST STATEMENT 13271,434 =I Shoe: Tweet vale CHANGE SINCE LAST STATEMENT 20.532.031 There are no Stop Lou" orders or other pending buy or sell open orders on file for your account. 6TSTSEOCIND- ANGS Pea neat ono elan co toweeept eteede W Melt liteledilsO a °eon: to roe Tor Wear/ le for tolormilloul preeiet Vet. CIO sot Irleteld IS eta extritift Cleo $a4« t =awls nee is Can Istt MI SW $1.n Secures Tois lee nett Melt be easel fOryto. meads See teal. side lee neaten reunion Coe. Coo Wine, con. lea OS N.Y.