EFTA01522474.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GairvLoss Settled Sales/Maturities/Redemptions 9/26 Sale WALGREEN COQ 54.7977 8,767.83 BROKERAGE 3.20 (160.000) 54.777 8,764.28 (6,310.03) 2,454.25 56 10/1 High Cost TAX S/OR SEC .15 CITIGROUP GLOBAL MKTS INC (ID: 931422-10-9) 9/26 Sale HONEYWELL INTERNATIONAL INC 683.9782 5,038.69 (60.000) 83.957 5,037.40 (4,098.60) 938.80 r 10/1 High Cost BROKERAGE 1.20 TAX 8/OR SEC .09 WEEDEN AND CO (ID: 438516-10-8) 9127 Sale WALGREEN COQ 54.80 2,849.60 BROKERAGE 1.04 TAX (52.000) 54.779 2,848.51 (Z050.78) 797.75 S6 10/2 High Cost 8/OR SEC .05 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) 9/27 Sale HONEYWELL INTERNATIONAL INC G 83.5655 6267.41 (75.000) 83.544 6265.80 (5,123.25) 1,142.55 56 10/2 High Cost BROKERAGE 1.50 TAX 8/OR SEC .11 CITIGROUP GLOBAL MKTS INC (ID: 438516-10-6) 9/27 Sale WALGREEN CO6 54.715 2,133.89 BROKERAGE 0.78 (39.000) 54.694 2,133.07 (1,538.07) 595.00 S' 10)2 High Cost TAX S/OR SEC .04 UQUIDNET INC (ID: 931422-10-9) 9/27 Sale HONEYWELL INTERNATIONAL INC 6 83.3642 917.01 (11.000) 83.343 916.77 (751.41) 165.36 S • 10/2 High Cost BROKERAGE 0.22 TAX 8/OR SEC .021W SECURITIES. INC. (ID: 438516-10-6) 9/27 Sale WALGREEN COQ 54.5863 9,225.08 BROKERAGE 3.38 (169.000) 54.565 9,221.54 (6,664.98) 2,556.56 S' 10/2 High Cost TAX 8/OR SEC .16 BARCLAYS CAPITAL LE (ID: 931422-10-9) 9/30 Sale WALGREEN CO fa 53.9836 2,105.36 BROKERAGE 0.78 (39.000) 53.053 2,104.54 (1,538.07) 588.47 S' 10/3 High Cost TAX 8JOR SEC .04 SANFORD C. BERNSTEIN 3 CO.INC.(SCB (ID: 931422-10-9) 9/30 Sale WALGREEN CO 9 54.1341 4,222.46 BROKERAGE 1.56 (78.000) 54.113 4,220.83 (3,076.14) 1,144.69 S' 10/3 High Cost TAX 8/OR SEC .07 RBC CAPITAL MARKETS CORPORATION (ID: 931422-10-9) J.P.Morgan Page 11 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050018 Chase CONFIDENTIAL SDNY_GM_00319216 EFTA01522474