EFTA01522475.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/13 Trade Date Type Per Unit Reated Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/30 Sale WALGREEN COQ 54.0271 13,993.02 BROKERAGE 5.t8 (259.000) 54.006 13,987.60 (10214.37) 3,773.23 Sta 10/3 High Cost TAX 8/OR SEC .24 CMGROUP GLOBAL MKTS INC (ID: 931422-10-9) 9/30 Sale WALGREEN COQ 54.13 2,814.76 BROKERAGE 1.04 TAX (52.000) 54.109 2,813.67 (1,755.84) 999.14 1* 10/3 High Cost 8/OR SEC .05 PERSHING & COMPANY 58.69 S (ID: 931422-10-9) 9/30 Sale WALGREEN COQ 54.0007 2,862.04 BROKERAGE 1.06 (53.000) 53.98 2,860.93 (1,762.87) 1,098.06 L . 10/3 High Cost TAX EJOR SEC .05 UQUIDNET INC (ID: 931422-10-9) 9/30 Sale WALGREEN COQ 54.105 703.37 BROKERAGE 0.26 TAX (13.000) 54.085 703.10 (432.21) 270.89 L . 10/3 High Cost 8/OR SEC .01 IW SECURITIES, INC. (ID: 931422-10-9) 9/30 Sale WALGREEN COQ 54.0673 4,163.18 BROKERAGE 2.31 (77.000) 54.036 4,160.80 (2,558.28) 1,602.54 L . 10/3 High Cost TAX 8/OR SEC .07 S G COWEN & CO (ID: 931422-104) 9/30 Sale HONEYWELL INTERNATIONAL INC G 82.923 1,078.00 (13.000) 82.902 1,077.72 (888.03) 189.69 S. 10/3 High Cost BROKERAGE 0.26 TAX 8/OR SEC .02 SANFORD C. BERNSTEIN & CO.INC.(SCB (ID: 438516-10-6) 9/30 Sale HONEYWELL INTERNATIONAL INC . 83.039 5,648.65 (68.000) 83.018 5,645.19 (4,645.08) 1,000.11 St 10/3 High Cost BROKERAGE 1.36 TAX 8/OR SEC .10 DEUTSCHE BANC ALEX BROWN INC (ID: 438516-104) 10/1 Sale WALGREEN COQ 55.8291 2,169.53 BROKERAGE 0.50 (39.000) 55.613 2.168.90 (1,263.38) 885.52 L 10/4 High Cost TAX 8/OR SEC .04 JEFFERIES & COMPANY (ID: 931422-10-9) 1011 Sale WALGREEN COQ 55.6604 2,115.10 BROKERAGE 0.57 (38.000) 55.644 2114.49 (1,143.91) 970.58 I. 10/4 High Cost TAX 8/OR SEC .04 GOLDMAN SACHS & CO. (ID: 931422-10-9) 10/1 Sale HONEYWELL INTERNATIONAL INC 0 83.1166 831.17 (10.000) 83.101 831.01 (683.10) 147.91 S 1014 High Cost BROKERAGE 0.15 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 438518-104) J.P.Morgan Page 12 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050019 Chase CONFIDENTIAL SDNY_GM_00319217 EFTA01522475