EFTA01522476.pdf

GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/13 to 10/31/13 Trade Date Type Per Unit Reated Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1011 Sale HONEYWELL INTERNATIONAL INC a 83.1609 3,575.92 (43.000) 83.144 3,575.21 (2937.33) 637.88 S 1014 Hugh Cost BROKERAGE 0.65 TAX 5/OR SEC .06 =GROUP GLOBAL MKTS INC (ID: 438516-10-6) 10/1 Sale HONEYWELL INTERNATIONAL INC a 83.2793 1,582.31 (19.000) 83.283 1,581.99 (1,297.89) 284.10 S 10/4 High Cost BROKERAGE 0.29 TAX S/OR SEC .03 LIOUIDNET INC (ID: 438518-104) 10/1 Sale HONEYWELL INTERNATIONAL INC a 83.265 666.12 (8000) 83.249 665.99 (548.46) 119.51 S 10/4 High Cost BROKERAGE 0.12 TAX S/OR SEC .01 IVY SECURITIES. INC. (ID: 438516.105) 10/2 Sale HONEYWELL INTERNATIONAL INC a 82.5248 7,014.61 (85.000) 82.508 7,013.21 (5.806.35) 1,206.88 S 10/7 High Cost BROKERAGE 1.28 TAX 8/OR SEC .12 GOLDMAN SACHS & CO. (ID: 438516-10-6) 10/2 Sale HONEYWELL INTERNATIONAL INC a 82.5518 3,219.51 (39.000) 82.535 3,218.88 (2,664.09) 564.77 S 10/7 High Cost BROKERAGE 0.59 TAX S/OR SEC .06 LIOUIDNET INC (ID: 438516-10-8) 1013 Sale HONEYWELL INTERNATIONAL INC e 81.6265 6,775.00 (83.000) 81.61 6,773.63 (4,465.30) 2,055.63 L 10/8 High Cost BROKERAGE 1.25 TAX S/OR SEC .12 CITIGROUP 252.70 S GLOBAL MKTS INC (ID: 438516-10-6) 10/4 Sale HONEYWELL INTERNATIONAL INC a 82.0546 6,646.42 (81.000) 82.038 6,645.08 (3,957.05) 2,688.03 L 10/9 High Cost BROKERAGE 1.22 TAX 8/OR SEC .12 MORGAN STANLEY & CO. LLC (ID: 438516-10-6) Total Settled Sales/Mattuilles/RedernptIons 8107,350.12 ($78.192.65) $10,070.39 L $18,686.80 S JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050020 Chase CONFIDENTIAL SDNY_GM_00319218 EFTA01522476