EFTA01356397.pdf
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📄 Extracted Text (186 words)
# Completed (Clients) 474 175 134 95
# Remaining (Clients) 547 846 887 926
% Completed 46.43% 17.14% 13.12% 9.30%
DT: Daphne's Team • Initial pop 1,319. Items may be determined out-of-scope during
FO: Front Office review.
Details
High Risk Remediation Data USO LatAm MEA NY GAT Total
Initial In Scope Clients 821 417 61 20 1,319
Out-of-Scope Identified* 126 144 18 10 298
with Banker Team" 251 94 345
with Manager Director (MD) 19 3 22
with ABR/AFC 3 3 6
# of Downgrades (No longer FIR) 20 9 29
" Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm.
** Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC.
Week over week
HR Client Reniediadon Progress
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Regards.
Rodrigo
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042243
CONFIDENTIAL SDNY_GM_00188427
EFTA01356397
ℹ️ Document Details
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81b482f7af292942c133b5260845168cd705d50de6cc02fa4f307202dabb4626
Bates Number
EFTA01356397
Dataset
DataSet-10
Type
document
Pages
1
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