EFTA01356396.pdf

HR Client Remediation Progress F"A‘ov.V1 84/i/2017 1Td 11131B/1027 GO, , , • $A5P:ril MO ocamex! • 5/19/2017 ardwam7 •fin12017 • 6.19/7017 C &Flyover • V16.52017 • 6.23/2017 GOMM: • ::::293: litany =4:yrs Onaim:: ism 2OO IX :CO Oct KO Regards, Roddgo • Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville. USA Tel. +1 (904) 520.4012 Email rodricm.quiraemadb.carn From: Rodrigo Quintero Sent: Friday, June 30, 2017 2:35 PM To: Patrick Harris < 1> Cc: Emily Craig < aphne Cales ; Janice Franklin rmen Brash < m>; Sheffali Welch lia>; Vaishali-P Mehta Subject: KYC HR Clients Remediation - Status (6/30/17) [I) Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 6/30/17). Let me know if you have any question. Summar Submitted to KYC Update Steps Front Office FO Approved MD Approved Fully Approved (FO) Owner DT FO FO N/A Total In Scope (Clients)* 1,021 1,021 1,021 1,021 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042242 CONFIDENTIAL SDNY_GM_00188426 EFTA01356396