EFTA01361715.pdf

Deutsche Asset 1 & Wealth Management Deasoc IlaM Mote Moll.Mafesenat Mans (swap 6,ote Otytide Bank Seat*. let New *A P0. Be, 1776. 8641M0111, MD 21203 BIM *at. 7{O, rloa New *et NY 10tH N5%21114094 414./Mt Statement Period: 1210112014 -1213112014 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 13 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 11 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Realized Gale/Lost! Date Date Transaction Description Ovaatity Cot Basis Proceeds DIsalloweece Long Term 12/26/11 12/13/13' RPP GS NIG SECS CORP 200 ASSTItRU CTF CL BI VAR 5.752% 1,500900.000 2,544.09 2,617.96 73.87 06/25/35 8/E OTD 05101105 Security Identifier. 3824207X5 Original Cost Basis: 2.544.09 Total Long Term 92,544.09 $2,617.0$ $7317 Total Short Term and Long Term 92,544.09 $2,017.96 $73.117 Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'appficable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014. or later, as deterrnined by the Secretary of the Treasury. This Schedule may not reflect al cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. Page 7 of IS Account NumbeI ;toted E•conent inmayl a:mean a. • agata &Ma: Ma:MY _......;::",.:.:"-- Go paperless f Very Yeas Wne• .}001 rame...4 Ma M THE HAZE TRUST AZW.A•011, t 0(41Vtl, DALOAR RAT ED COMMONICATK,I6 eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050941 CONFIDENTIAL SDNY_GM_00197125 EFTA01361715