EFTA01361714.pdf

Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basle Market Price Market Value Gala/ Loss Annual Income Yield Mutual Funds 3.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND Security Identifier: PHSX SELECT SHARES CUSIP 48121L510 Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01/22/13 198,216.056 10.0900 2,000,000.00 9.7200 1,926,660.07 .73,339.93 82,259.66 4.26% 02701113'.3 630.057 10.0670 6,312.92 9.7200 6,124.14 -218.78 261.47 4.26% 03/01113'.3 711.578 10.0800 7,158.48 9.7200 6,916.53 -241.95 295.30 4.26% 04/01/13 ..3 789.547 10.1100 7,982.33 9.7200 7,674.39 •307.94 327.66 4.26% 05/01/13 '.3 751.650 10.1300 7,613.21 9.7200 7,305.07 -308.14 311.89 426% 06103/13 757.360 10.0900 711127 9.7200 7,361.51 -280.23 314.30 4.26% 07/01/13 668.131 9.9700 6,681.27 9.7200 6,494.21 -167.03 277.27 4.26% 08/01113 704.609 10.0800 7,088.37 9.7200 6,848.81 -239.56 292.41 4.26% 09/03/13 '.3 709.175 10.0300 7,113.03 9.7200 6,893.17 -219.88 294.31 4.26% 10/01/13 %3 712.100 10.0240 7,137.85 9.7200 6,921.61 -218.24 295.52 4.26% Total Noneovated 204,880.183 2,064,739.23 1,989,199.57 -75,539.66 84,929.79 Reinvestments to 11,248.154 10.0240 112,753.19 97200 109,332.07 -3,421.12 4.688.01 4.26% Date Total Covered 11,248.154 112 763.19 109,332.07 4,121.12 4,668.01 Total 215,898.317 $2,177,492.12 52,098,531.91 478,960.78 $89,597.80 Total Mutual Funds $2,177,492.42 $2,098,531.84 .$78,980.78 589,697.80 Unrealized Acaued Estimated Cost Bads Market Value Gain/ Ins Interest Annual Income Total Portfolio Holdings $62,560,471.75 162,302,676.21 -5257,795.54 $97,667.95 $1,141,295.52 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (IRV) (incorporating amendments enacted by P.L110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally wdl be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of toed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under ceded' circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Page 6 of I 5 Account Number N46-024943 WWI,: ...natal ...Meant!. • ••••••••• CsO paperless dita. rviav 'tor w 'zoo/ MModE•cytentne• III HAZE TRUST A:11. A•Olt , t on.raity DALOAR RATED COP.WIUNICATK,16 "••••%•.04. n(allINCP CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050940 CONFIDENTIAL SDNY_GM_00197124 EFTA01361714