EFTA01480936.pdf

Submitted: 06/18/2010 12:57:10 PM By: Mary C Casey Audit History 26. Area Head Approved on Behalf of Catherine Keating because designated Area Head is Confirmed with Catherine on 7/9/10 performed by: Dustin F Kennedy on: 07/09/2010 03:00:18 PM 25. Quality Review performed by: Bonnie K Perry on: 06/28/2010 01:42:58 PM 24. Changed DDR Status from: Awaiting Banker Approval to Awaiting Area Head Approval performed by: Bonnie K Perry on: 06/28/2010 01:38:01 PM 23. Changed DDR Status from: Awaiting Area Head Approval to Awaiting Banker Approval performed by: Bonnie K Perry on: 06/28/2010 01:32:45 PM 22. 'Senior Manager Approval' performed by: Mary C Casey on: 06/18/2010 12:57:11 PM 21. 'Banker Approval' performed by: Paul V Morris on: 06/18/2010 12:11:19 PM 20. Changed DDR Status from: Awaiting Senior Manager Approval to Awaiting Banker Approval performed by: Bonnie K Perry on: 06/09/2010 03:05:18 PM 19. Quality Review performed by: Bonnie K Perry on: 06/09/2010 02:42:42 PM 18. 'Banker Approval' performed by: Paul V Morris on: 06/08/2010 01:34:50 PM 17. Submitted for Banker Approval SS Type = Full performed by: Viktoriya X Ignatenko on: 04/16/2010 10:12:12 AM 16. Button: 'Print' performed by: levee S Hairston on: 04/12/2010 10:39:27 AM 15. Submitted for Security Services Approval performed by: Bonnie K Perry on: 04/09/2010 06:17:44 PM 14. Button : 'Update/Revise DDR' performed by: Bonnie K Perry on: 04/09/2010 06:14:18 PM 13. 'Area Head Approval' performed by: Catherine Keating on: 02/24/2009 09:02:12 AM 12. 'Senior Manager Approver performed by: Marcus Sheridan on: 02/12/2009 06:31:53 PM 11. 'Banker Approver performed by: Mary C Casey on: 02/12/2009 01:26:59 PM 10. Changed DDR Status from: Awaiting Area Head Approval to Awaiting Banker Approval performed by: lames Dalessio on: 01/12/2009 03:40:22 PM 9. Quality Review performed by: Bonnie K Perry on: 01/12/2009 10:23:52 AM 8. 'Senior Manager Approver performed by: Marcus Sheridan on: 12/16/2008 12:58:02 PM 7. 'Banker Approval' performed by: Mary C Casey on: 12/12/2008 12:40:38 PM 6. Submitted for Banker Approval SS Type = Full performed by: Matthew P Hynson on: 12/10/2008 02:06:23 PM S. Button: 'Flag: Security Check has begun' performed by: Ligaya X Felismino-Stesner on: 12/02/2008 02:20:42 PM 4. Button: 'Print' performed by: Ligaya X Felismino-Stesner on: 12/02/2008 02:18:15 PM 3. Submitted for Security Services Approval performed by: Mary C Casey on: 12/02/2008 01:58:52 PM 2. High Risk Business set to 'No' because Epstein is a high profile/controversial figure (as noted) but does not run a high risk business. - performed by: Mary C Casey on: 12/02/2008 01:56:23 PM 1. Button : 'Update/Revise DOR' performed by: Mary C Casey on: 12/02/2008 11:58:59 AM Converted Tracking Document History: 1. Client Manager Approval by: Mary Rieth on 05/28/2003 08:34:02 AM. 2. Senior Manager Approval by: Tad C Smith on 05/28/2003 09:04:12 AM. 3. Awaiting Security Services Research by: Mary Rieth on 05/14/2003 11:15:48 AM. 4. Security Services Sign-Off by: Vanessa A Budhu on 05/21/2003 10:25:48 AM. STO04444 Confidential Treatment Requested by JPM-SDNY-00003178 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272376 EFTA01480936