EFTA01480935.pdf

please select one of the following: If other please describe: Convicted Felon • Public/High Profile Figures: Explain the individual's position as/association with a senior political official/prominent person High Risk Jurisdiction No High Risk Business No Banker: Paul V Morris/JPMCHASE LE/OU: Senior Manager: Mary C Casey/JPMCHASE Area Head: Catherine Keating/JPMCHASE Annual / Periodic Review Information Annual/Periodic Review 12 months Due in: This annual/periodic review is for DMID • S - DMID Name: JEFFREY E EPSTEIN The actual review is being conducted within the Ranch Lake III, Inc. DDR. Banker Approval Information Sponsorship affirmation - Based on my due diligence and the information provided , I approve and accept sponsorship of Jeffrey Epstein - as a Client from inception and throughout the client relationship. Paul V Morris 06/18/2010 12:11:15 PM Senior Manager Approval Information Based on the information provided and the approval granted by Paul V Morris, I approve the acceptance of Jeffrey Epstein ti as a Client. Mary C Casey 06/18/2010 12:57:10 PM Area Head Approval Information Based on the information provided and the approval granted by Paul V Morris and Mary C Casey, I approve the acceptance of Jeffrey Epstein w as a Client Dustin F Kennedy 07/09/2010 02:59:46 PM Quality Reviewer Information 1st Quality Review Comment: Bonnie K Perry on 1/12/2009 10:23:42 AM Comments : Ok to approve. 2nd Quality Review Comment: Bonnie K Perry on 6/9/2010 2:42:34 PM Comments : DDR needs to include more up to date information as to Mr. Epstein's current circumstances. 3rd Quality Review Comment: Bonnie K Perry on 6/28/2010 1:42:40 PM Comments : Exceptions have been addressed. Review of account activity did not reveal anything out of the ordinary. Personal accounts are typically funded from Jeffrey Epstein's investment entity and then Mr. Epstein disburses money to various other accounts used in support of his homes, legal fees, insurance, etc. Ok to approve. 4th Quality Review Comment: 5th Quality Review Comment: Admin Comments DDR would not allow annual review. There is an error message that another DDR within Admin Comments: the relationship is already undergoing annual review, therefore this DDR did not produce an annual review alert in February as it should have. By: Bonnie K Perry/JPMCHASE Date: 04/09/2010 06:19:17 PM Admin Comments History : Document History Created: 05/12/2003 By: Mary Rieth Last Modified: 07/09/2010 By: Dustin F Kennedy Confidential Treatment Requested by JPM-SDNY-00003177 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272375 EFTA01480935