EFTA01449588.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8.14 Purchase GENMARK DIAGNOSTICS INC @ 9.84 J.P. MORGAN 1800 000 9.84 (9.840.00) 8/19 SECURITIES LLC (ID: 372309-104) 8/14 Purchase MEDICINES CO at 30.25 J.P. MORGAN SECURITIES LLC 1,000 000 30.25 (30,250.00) 8/19 (ID: 584888-10-5) 8/14 Purchase NORTHERN TIER ENERGY LP 42 22.85 J.P. MORGAN 4,000 000 22.85 (91,400.00) 8/19 SECURITIES LLC (ID: 885828-10-3) 8/14 Purchase PENNYMAC MORTGAGE INVESTMENT TRUST @ 22.34 J.P. 4.000 000 22.34 (89,360.00) 8/19 MORGAN SECURITIES LLC (ID: 70931T-10-3) Sf15 Purchase THIRD POINT REINSURANCE LTD @ 12 50 J.P. MORGAN 6.000.000 12.50 (75.003.00) 8.20 SECURITIES LLC (ID. G-8827U-10-0) 8/15 Purchase MEDICAL PROPERTIES TRUST INC @ 12 75 J P 5.000 000 12.75 (63.750.00) 8120 MORGAN SECURITIES LLC (ID: 58463)-30.4) Total Settled Securities Purchased (52,717.730.00) Trade Date Type Per Unit Realized "mottle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Pending Sales, Maturities, Redemptions 8128 Sale ZIONS BANCORPORATION VAR RT 09/29/2049 DTD (250,000.000) 100.10 250,250.00 (250800.00) 250.00 S 9/3 08/13/2013 (ID: 98970143F-3) J. P. Morgan ACCOUnt Page 31 of 48 Consolidated Statement Page 34 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105040 CONFIDENTIAL SDNY_GM_00251224 EFTA01449588