EFTA01449587.pdf

SOUTHERN FINANCIAL LW ACCT. W91850003 For the Period 8/1/13 to 8/31/13 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8:2 Purchase LIBERTY PROPERTY TRUST SEB:l O 36.00 J.P. 7.500 000 36.00 (270,000.00) 8/7 MORGAN SECURITIES LLC (ID: 531172-10-4) 8/1 Purchase VANTIV INC - CL A (a 25.75 J.P. MORGAN 6,000000 25.75 (154,500.00) 8/7 SECURITIES LLC (ID: 92210H-105) 8/7 Purchase ALLISON TRANSMISSION HOLDING 0 22.00 J.P. 2,000 000 22.00 (44,000.00) 8/12 MORGAN SECURITIES LLC (ID: 01973R-10-1) 8/8 Purchase ADVENT SOFTWARE INC fa 27.00 J.P. MORGAN 1,000 000 27.00 (27,000.00) 8/13 SECURITIES LLC (ID: 007974404) 8/8 Purchase DCP MIDSTREAM PARTNERS LP @ 50.04 J.P. MORGAN 3.000 000 5004 (150,120 00) 8/13 SECURITIES LLC OD 23311P-10-0) 8/8 Purchase DCT INDUSTRIAL TRUST INC § 7.20 J.P. MORGAN 4,000.000 7 20 (28.800 00) 8/13 SECURITIES LLC (ID: 233153-10-5) 8/8 Purchase INTREXON CORP Q 16.00 J.P. MORGAN SECURITIES 1,250.000 16.00 (20.000 00) 8/13 LLC (ID: 46122T-10-2) 8/8 Purchase KAR AUCTION SERVICES INC 25.00 J.P. MORGAN 1,000.000 25.00 (25,000.00) 8/13 SECURITIES LLC (ID: 48238T-10-9) 8/8 Purchase ZIONS BANCORPORATION VAR RT 12/31/2049 DTD 750.000.000 100.00 (750,000.00) 8/13 08/13/2013 0 100.00 JP MORGAN SECURITIES LLC (1310L) (ID: 989701-BF-3) 8/9 Purchase NORWEGIAN CRUISE LINE HOLDIN la 29.75 J.P. 1,000.000 29.75 (29,750.00) 8/14 MORGAN SECURITIES LLC (ID: G66721-10-4) 8/8 Purchase OEP MIDSTREAM PARTNERS LP Q 21.00 J.P. MORGAN 5,000.000 21.00 (105,000.00) 8/14 SECURITIES LLC (ID: 74735R-114) 8,8 Purchase QUALITY DISTRIBUTION INC flp 8.60 J.P. MORGAN 500.000 8.60 (4,300.00) 814 SECURITIES LLC (ID 74756M-10-2) 8/13 Purchase LAREDO PETROLEUM HOLDINGS IN 0 23.75 J.P. 9,000.000 23.75 (213,750.00) 8/19 MORGAN SECURITIES LLC (ID: 516808-10-6) J.P. Morgan Account W91850003 Page 30 of 48 Consolidated Statement Page 33 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105039 CONFIDENTIAL SDNY_GM_00251223 EFTA01449587