EFTA01570474.pdf

GHISLAINE MAXWELL EFTA01570474 EFTA01570475 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL For the Period 3/1/12 to 4/30/12 Asset Account J.P. Morgan Team Paul Morris Jason Bell Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Online access www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 2 4 8 9 15 16 0000000222.15.0.15.RRRRR.MAXWE04.20120709 Page 1 of 60 EFTA01570476 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,159,015.72 195,945.40 7,291,802.17 90,156.84 $8,736,920.13 31,969.35 $8,768,889.48 Ending Market Value 698,142.29 187,680.18 7,203,854.18 92,071.75 $8,181,748.40 30,870.71 $8,212,619.11 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (556,516.77) 2,642,528.92 (2,642,079.14) ($556,066.99) 15,300.42 (14,405.16) $8,181,748.40 30,870.71 $8,212,619.11 EFTA01570477 Period Value 8,736,920.13 Change In Value (460,873.43) (8,265.22) (87,947.99) 1,914.91 ($555,171.73) (1,098.64) ($556,270.37) Year-to-Date Value 4,926,904.29 4,972,947.20 (2,079,815.44) 6,407,072.27 (6,304,325.15) $2,995,878.88 31,807.74 227,157.49 $8,181,748.40 30,870.71 $8,212,619.11 Estimated 45,693.48 54,333.62 $100,027.10 Current Annual Income Allocation 10% 2% 87% 1% 100% Other Alternative Assets Equity Cash & Fixed Income Asset Allocation Page 2 of 60 EFTA01570478 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 6,728.27 2,018.11 (10,136.45) 15,802.74 $14,412.67 1,250.00 (362.25) $887.75 Year-to-Date Value 7,558.76 6,162.58 (10,178.99) 24,222.46 $27,764.81 5,000.00 (957.07) $4,042.93 Unrealized Gain/Loss To-Date Value ($123,645.92) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value (28,170.10) (7,807.97) ($35,978.07) Year-to-Date Value (22,094.35) (66,193.81) ($88,288.16) Cost Summary Equity EFTA01570479 Cost Cash & Fixed Income Other Total 764,967.39 7,238,828.13 90,364.18 $8,094,159.70 Page 3 of 60 EFTA01570480 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Beginning Market Value 115,212.84 6,000.00 395,528.88 436,402.00 205,872.00 $1,159,015.72 Ending Market Value 58,320.07 5,025.00 167.22 431,244.00 203,386.00 $698,142.29 Current Period Value 698,142.29 764,967.39 EFTA01570481 (66,825.10) 45,693.48 2,636.68 6.53% US Large Cap Equity Change In Value (56,892.77) (975.00) (395,361.66) (5,158.00) (2,486.00) ($460,873.43) Current Allocation 1% 1% 1% 5% 2% 10% US Small/Mid Cap Equity Asset Categories Preferred Stocks Non-US Equity Concentrated & Other Equity Equity as a percentage of your portfolio - 10 % 95.94 95.000 9,114.30 11,403.30 (2,289.00) 64.60 16.15 0.71% Page 4 of 60 EFTA01570482 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price US Large Cap Equity BANK OF AMERICA CORP CITIGROUP INC NEW 060505-10-4 BAC 33.05 172967-42-4 C PROSHARES ULTRASHORT S&P 500 PROSHARES TRUST SCHLUMBERGER LTD Total US Large Cap Equity 74347R-88-3 SDS 30.71 74347X-23-7 QID 74.14 806857-10-8 SLB $58,320.07 $116,137.71 ($57,817.64) $240.98 $16.15 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 0.41% 113.000 8,377.82 9,524.04 (1,146.22) 124.30 1.48% 200.000 6,142.00 26,203.50 (20,061.50) 15.20 1,000.000 15,200.00 44,809.50 (29,609.50) 358.000 11,830.11 14,048.52 (2,218.41) 14.32 EFTA01570483 0.12% 8.11 944.000 7,655.84 10,148.85 (2,493.01) 37.76 0.49% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 1.68 3,000.000 5,025.00 18,129.32 (13,104.32) 55.74 3.000 167.22 212.23 (45.01) Page 5 of 60 EFTA01570484 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Equity STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP Total Non-US Equity $167.22 $212.23 ($45.01) $0.00 $783.03 Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.96 2,500.000 64,900.00 $431,244.00 62,500.00 $422,578.96 2,400.00 $8,665.04 4,187.50 $31,227.50 $1,837.50 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 6.45% 7.24% 23.82 4,200.000 100,044.00 98,778.96 1,265.04 7,350.00 1,837.50 7.35% 0.00% EFTA01570485 0.00 783.03 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 26.63 10,000.000 266,300.00 261,300.00 5,000.00 19,690.00 7.39% 39.04 1,000.000 39,040.00 50,000.00 (10,960.00) 2,375.00 6.08% Page 6 of 60 EFTA01570486 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BAA Total Concentrated & Other Equity $203,386.00 $207,909.17 ($4,523.17) $14,225.00 6.95% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 109.56 150,000.000 164,346.00 157,909.17 6,436.83 11,850.00 7.16% Page 7 of 60 EFTA01570487 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 195,945.40 Alternative Assets Detail Price Hard Assets BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 06738K-JA-0 DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 892352-91-5 ETFS METAL SECURITIES LTD ISIN 3E00B1VS3770 SEDOL BlVS377 131994-91-5 ISHARES SILVER TRUST Total Hard Assets 46428Q-10-9 SLV $187,680.18 $211,234.62 30.11 1,000.000 30,110.00 44,010.03 162.67 301.000 48,962.17 45,068.38 42.35 2,058.000 87,146.01 102,156.21 107.31 20,000.000 21,462.00 20,000.00 Quantity Estimated Value Cost Ending Estimated Value 187,680.18 EFTA01570488 Change In Value (8,265.22) Current Allocation 2% Page 8 of 60 EFTA01570489 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 4,882,728.78 907,283.08 52,398.57 754,766.00 551,306.74 143,319.00 $7,291,802 17 Ending Market Value 5,519,035.84 332,596.98 0.00 619,235.98 584,294.88 148,690.50 $7,203,854.18 Current Period Value 7,203,854.18 7,238,828.13 (34,973.95) 54,333.62 28,234.03 0.72% Cash & Fixed Income as a percentage of your portfolio 87 % Change In Value 636,307.06 (574,686.10) (52,398.57) (135,530.02) EFTA01570490 32,988.14 5,371.50 ($87,947.99) Current Allocation 66% 4% 8% 7% 2% 87% US Fixed Income Complementary Structured Strategies Asset Categories Non-US Fixed Income Non-USD Cash Cash Page 9 of 60 EFTA01570491 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years' 5-10 years' 10+ years' Total Value 1 SUMMARY BY TYPE Market Value 6,158,255.08 670,340.10 148,690.50 226,568.50 $7,203,854.18 % of Bond Portfolio 86% 9% 2% 3% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MM FD - MORGAN Total Cash 1.00 1.00 5,519,034.84 1.00 5,519,034.84 1.00 $5,519,035.84 5,519,034.84 1.00 $5,519,035.84 $0.00 $551.90 $44.37 EFTA01570492 0.01% 551.90 44.37 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Complementary Structure Total Value Market Value 5,519,035.84 332,596.98 292,918.50 226,568.50 663,554.14 20,489.72 148,690.50 $7,203,854.18 % of Bond Portfolio 77% 4% 4% 3% 9% 1% 2% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Page 10 of 60 EFTA01570493 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-USD Cash AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 04/24/2012 MATURITY 05/02/2012 HELD BY LONDON TREASURY SERVICES JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/26/2012 MATURITY 05/04/2012 HELD BY LONDON TREASURY SERVICES Total Non-USD Cash $332,596.98 $321,632.34 $10,964.64 $2,750.06 $49.98 US Fixed Income JPM MANAGED RESERVES C 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL B00FV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 97.94 100,000.00 97,944.00 100,000.00 (2,056.00) 2,900.00 128.80 3.54% 10,518.81 195.14 7.54 105.00 79,259.26 20,489.72 79,003.04 19,023.08 256.22 1,466.64 0.88% 101.22 EFTA01570494 115,261.28 116,667.12 112,869.24 3,797.88 606.66 8.40 0.53% 1.04 1.62 0.13 17.46 100.00 838.95 950.00 1,227,820.16 104.10 1,362.33 122.46 214,340.97 103.25 1,337.57 122.44 207,199.84 0.85 24.76 0.02 7,141.13 2,143.40 41.58 1.07% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 11 of 60 EFTA01570495 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price US Fixed Income GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $619,235.98 $611,648.05 $613,387.62 $7,587.93 $18,655.00 $4,697.40 3.09% 110.36 50,000.00 55,179.00 53,590.31 54,040.00 1,588.69 2,500.00 736.10 4.23% 113.93 100,000.00 EFTA01570496 113,934.00 109,658.45 110,503.00 4,275.55 5,000.00 1,055.50 3.86% 114.91 50,000.00 57,455.50 54,978.67 55,424.00 2,476.83 2,500.00 208.30 3.66% 98.01 150,000.00 147,010.50 150,000.00 (2,989.50) 5,400.00 2,490.00 4.09% 95.93 50,000.00 47,964.00 45,394.50 2,569.50 355.00 78.70 1.76% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 12 of 60 EFTA01570497 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP ISHARES BARCLAYS CAPITAL ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP INTL BK RECON & DEVELOP - BRL 8 3/4% JUN 15 2012 DTD 08/20/2009 HELD BY EUROCLEAR ISIN:XS0446421157 SEDOL:B435Z93 459058-9B-1 NA /AAA BRL KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR 1.75 6,700,000.00 117,370.73 143,232.17 (25,861.44) 3,814.04 386.61 7.47% 57.88 200,000.00 115,750.87 135,555.56 (19,804.69) 11,086.15 8,784.10 8.07% 21.18 52.82 5,790.00 90,000.00 122,604.92 47,535.18 118,212.32 EFTA01570498 50,106.74 4,392.60 2,285.52 (2,571.56) 4,157.20 3,646.03 8.01% 195.50 187.90 36,733.18 39,293.00 (2,559.82) Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 13 of 60 EFTA01570499 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Price Non-US Fixed Income INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $584,294.88 $636,511.90 ($52,217.02) $28,251.66 $23,442.28 Complementary Structured Strategies MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 61745E-6Q-9 A- /A2 5.10% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.01 1,300,000,000.00 144,300.00 150,112.11 (5,812.11) 9,194.27 8,340.02 5.45% 99.13 150,000.00 148,690.50 150,000.00 (1,309.50) 4,125.00 Page 14 of 60 EFTA01570500 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Other Summary Asset Categories Balanced Beginning Estimated Value 90,156.84 Ending Estimated Value 92,071.75 Change In Value 1,914.91 Current Allocation 1% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Other Detail Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP 21.11 4,361.513 92,071.75 90,364.18 1,707.57 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Period Value 92,071.75 90,364.18 1,707.57 Page 15 of 60 EFTA01570501 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions Income INFLOWS 19,446.45 Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance (159,902.42) ($159,902.42) 205,086.75 $205,086.75 $5,519,034.84 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 571,676.28 $591,122.73 32,037.35 4,972,118.20 574,845.37 $5,579,000.92 (1,419,530.95) (159,902.42) ($1,579,433.37) 354,254.72 $354,254.72 -$0.00 $0.00 $0.00 $0.00 Period Value 4,882,727.78 Year-To-Date Value* -INCOME Current EFTA01570502 Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 -Page 16 of 60 EFTA01570503 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - U S Dollar Current Cost Adjustments Amortization Cost Adjustments Total Cost Adjustments ($362.25) * Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/1 3/1 3/1 3/12 3/13 3/14 Interest Income Div Domest Div Domest Div Domest Corporate Interest Div Domest Description DEPOSIT SWEEP INTEREST FOR FEB. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $4,881,432.38 AS OF 03/01/12 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) KROGER CO @ 0.115 PER SHARE (ID: 501044-10-1) UNITED TECHNOLOGIES CORP @ 0.48 PER SHARE (ID: 913017-10-9) MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 (ID: 61745E-6Q-9) E I DU PONT DE NEMOURS & CO @ 0.41 PER SHARE (ID: 263534-10-9) 224.000 0.41 91.84 150,000.000 0.014 2,062.50 1,000.000 265.000 162.000 0.594 0.115 EFTA01570504 0.48 593.75 30.48 77.76 Quantity Cost Per Unit Amount PRINCIPAL Amount 38.66 INCOME Amount Period Value (362.25) Year-To-Date Value* (957.07) 9,237.41 $8,280.34 Page 17 of 60 EFTA01570505 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/23 3/27 3/27 3/27 3/27 3/27 3/27 3/27 3/27 3/30 Div Domest Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Spot FX Description BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12 VALUE 03/27/12 (ID: OAUDPR-AA-8) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CHF EXCHANGE RATE .910500000 DEAL 03/23/12 VALUE 03/27/12 (ID: OCHFPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12 VALUE 03/27/12 (ID: OEURPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12 VALUE 03/27/12 (ID: 0JPYPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.756700000 DEAL 03/23/12 VALUE 03/27/12 (ID: ONOKPR-AA-1) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL SEK EXCHANGE RATE 6.743100000 DEAL 03/23/12 EFTA01570506 VALUE 03/27/12 (ID: OSEKPR-AA-1) SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL USD EXCHANGE RATE 1.586700000 DEAL 03/28/12 VALUE 03/30/12 (ID: OGBPPR-AA-9) Page 18 of 60 100,776.720 159,670.64 (159,902.42) (127,026.000) (18,879.35) 18,837.92 (80,557.600) (14,022.45) 13,993.71 (4,117,504.000 ) (50,035.13) 50,042.59 (111,932.420) (14,418.61) 14,404.42 (226,311.800) (360,424.50) 358,568.42 (75,122.880) (99,477.73) 99,477.72 (6,154.680) (6,755.96) 6,759.67 Quantity Cost Per Unit Amount 944.000 (5,387.790) (5,648.56) 0.01 PRINCIPAL Amount 9.44 5,596.84 INCOME Amount EFTA01570507 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/30 4/2 Spot FX Municipal Interest Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 50.313035000 DEAL 03/26/12 VALUE 03/26/12 (ID: OINRPR-AA-8) MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 (ID: 59455T-PF-3) 4/2 4/2 4/13 4/16 4/20 4/30 4/30 Interest Income Interest Income Foreign Dividend Corporate Interest Foreign Interest Div Domest Interest Income Total Inflows & Outflows DEPOSIT SWEEP INTEREST FOR MAR. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $4,981,470.91 AS OF 04/01/12 3PM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-YB-6) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 (ID: 06740P-VG-8) JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 (ID: 46625H-HA-1) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492187 PER SHARE (ID: 173080-20-1) 2,500.000 113.000 100,000.000 150,000.000 EFTA01570508 150,000.000 10,000.000 0.419 0.275 0.015 0.013 0.04 0.492 1,046.88 31.08 1,450.00 1,875.00 5,925.00 4,921.87 $431,220.31 42.19 50,000.000 0.025 1,250.00 Quantity Cost Per Unit Amount (201,000.000) (3,915.46) PRINCIPAL Amount 3,994.99 INCOME Amount Page 19 of 60 EFTA01570509 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY Note: Trade Date Settle Date 3/16 3/21 3/16 3/21 3/16 3/21 3/23 3/28 3/23 3/28 4/20 4/20 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Redemption Pro Rata E M C CORP MASS @ 28.96057 13,553.55 BROKERAGE 100.00 TAX &/OR SEC .25 J.P. MORGAN SECURITIES LLC (ID: 268648-10-2) KROGER CO @ 24.30 6,439.50 BROKERAGE 100.00 TAX &/OR SEC .12 J.P. MORGAN SECURITIES LLC (ID: 501044-10-1) UNITED TECHNOLOGIES CORP @ 85.75074 13,891.62 BROKERAGE 100.00 TAX &/OR SEC .26 J.P. MORGAN SECURITIES LLC (ID: 913017-10-9) WALT DISNEY CO @ 43.08 9,865.32 BROKERAGE 13.74 TAX &/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 254687-10-6) E I DU PONT DE NEMOURS & CO @ 52.07571 11,664.96 BROKERAGE 13.44 TAX &/OR SEC .21 J.P. MORGAN SECURITIES LLC (ID: 263534-10-9) BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 20 2017 DTD 10/20/2010 ENTIRE ISSUE CALLED @ EFTA01570510 100.00 (ID: 06740P-VG-8) Total Settled Sales/Maturities/Redemptions $205,086.75 ($203,302.65) $1,784.10 S (150,000.000) 100.00 150,000.00 (150,000.00) (224.000) 52.015 11,651.31 (11,537.62) 113.69 S (229.000) 43.019 9,851.40 (9,015.40) 836.00 S (162.000) 85.132 13,791.36 (13,783.83) 7.53 S (265.000) 23.922 6,339.38 (6,587.16) (247.78) S Quantity (468.000) Per Unit Amount 28.746 Proceeds 13,453.30 Tax Cost (12,378.64) Realized Gain/Loss 1,074.66 S Page 20 of 60 EFTA01570511 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 COST ADJUSTMENTS Settle Date 4/2 Type Amortization Description MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) Quantity 50,000.000 Cost Basis Adjustments (362.25) Page 21 of 60 EFTA01570512 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Income Contributions Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance INFLOWS -103.25 $103.25 (5,596.84) ($5,596.84) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 5,648.56 $5,648.56 -Year-To-Date Value* -103.25 216.26 $319.51 (5,811.27) ($5,811.27) 5,648.56 $5,648.56 -Local Value Current Period Value 0.00 100.00 100.00 (5,387.79) (5,387.79) 5,387.79 5,387.79 100.00 EFTA01570513 Year-To-Date Value* -100.00 208.35 308.35 (5,596.14) (5,596.14) 5,387.79 5,387.79 -Page 22 of 60 EFTA01570514 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Australia Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 3/30 3/30 Spot FX Foreign Dividend Foreign Dividend Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12 VALUE 03/27/12 (ID: OAUDPR-AA-8) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 @ 0.0625 PER SHARE (ID: Q78063-91-6) QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 @ 0.1875 PER SHARE (ID: Q78063-91-6) 400.000 400.000 0.065 0.063 0.194 0.188 25.81 25.00 77.44 75.00 ($5,493.59) ($51.72) Quantity 5,596.840 Amount USD Local Value PRINCIPAL Amount USD Local Value EFTA01570515 (5,596.84) (5,387.79) INCOME Amount USD Local Value Currency Gain/Loss USD (51.72) Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 23 of 60 EFTA01570516 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Australia Dollar S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/21 3/26 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 (ID: Q78063-91-6) Quantity (400.000) Amount USD Local Value 14.121 13.51 Proceeds USD Local Value 5,648.56 5,387.79 Tax Cost USD Realized Local Value Gain/Loss USD (7,237.30) (6,798.62) (1,588.74) S Page 24 of 60 EFTA01570517 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -108.73 $108.73 (108.73) ($108.73) -Year-To-Date Value* -227.65 $227.65 (227.65) ($227.65) -Local EFTA01570518 Value Current Period Value 0.00 107.86 107.86 (107.86) (107.86) 0.00 Year-To-Date Value* -227.74 227.74 (227.74) (227.74) -Page 25 of 60 EFTA01570519 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/6 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 02/28/2012 MATURITY 03/06/2012 HELD BY LONDON TREASURY SERVICES (ID: 2527Y9-9L-9) 3/6 3/6 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 3/6 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 02/28/2012 MATURITY 03/06/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2527Y9-9L-9) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9T-5) 3/13 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES (ID: 252869-9T-5) 3/13 3/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/06/2012 MATURITY 03/13/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252869-9T-5) (13.660) (115,167.080) (13.75) (13.66) 115,167.080 EFTA01570520 13.75 13.66 115,167.080 (13.660) (115,153.420) (13.75) (13.66) Quantity 115,153.420 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.75 13.66 INCOME Amount USD Local Value Currency Gain/Loss USD Page 26 of 60 EFTA01570521 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/13 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528F9-9C-8) 3/20 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528F9-9C-8) 3/20 3/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 3/20 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/13/2012 MATURITY 03/20/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528F9-9C-8) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9W-2) 3/27 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528H9-9W-2) 3/27 3/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/20/2012 MATURITY 03/27/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528H9-9W-2) EFTA01570522 (13.660) (115,194.400) (13.78) (13.66) 115,194.400 13.78 13.66 115,194.400 (13.660) (115,180.740) (13.83) (13.66) 115,180.740 13.83 13.66 Quantity 115,180.740 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 27 of 60 EFTA01570523 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528M9-9A-4) 4/3 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528M9-9A-4) 4/3 4/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 4/3 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6100% DATED 03/27/2012 MATURITY 04/03/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528M9-9A-4) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Q9-9A-0) 4/11 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528Q9-9A-0) 4/11 4/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 04/03/2012 MATURITY 04/11/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Q9-9A-0) EFTA01570524 (14.590) (115,221.720) (14.55) (14.59) 115,221.720 14.55 14.59 115,221.720 (13.660) (115,208.060) (13.75) (13.66) 115,208.060 13.75 13.66 Quantity 115,208.060 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 28 of 60 EFTA01570525 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/11 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528T9-9L-3) 4/18 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528T9-9L-3) 4/18 4/18 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost 4/18 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/11/2012 MATURITY 04/18/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528T9-9L-3) JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528W9-9E-5) 4/26 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES (ID: 2528W9-9E-5) 4/26 4/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Free Delivery High Cost JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/18/2012 MATURITY 04/26/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528W9-9E-5) EFTA01570526 (13.320) (115,247.960) (13.52) (13.32) 115,247.960 13.52 13.32 115,247.960 (11.650) (115,236.310) (11.80) (11.65) 115,236.310 11.80 11.65 Quantity 115,236.310 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 29 of 60 EFTA01570527 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/26 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5200% DATED 04/26/2012 MATURITY 05/04/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2528Z9-9N-2) Total Inflows & Outflows $0.00 Quantity 115,261.280 Amount USD Local Value PRINCIPAL Amount USD Local Value INCOME Amount USD Local Value Currency Gain/Loss USD Page 30 of 60 EFTA01570528 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Euro PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Tax Payments Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position (99,477.72) ($99,477.72) 99,477.73 $99,477.73 -Period Value Beginning Cash Balance -Year-To-Date Value* -118.42 $0.00 $118.42 (29.61) (101,512.47) ($101,542.08) 99,477.73 $99,477.73 -(75,122.88) (75,122.88) 75,122.88 75,122.88 0.00 0.00 Local Value Current Period Value 0.00 Year-To-Date Value* EFTA01570529 -92.40 92.40 (23.10) (76,727.64) (76,750.74) 75,122.88 75,122.88 -Page 31 of 60 EFTA01570530 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Euro INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost Adjustments Cost Adjustments Total Cost Adjustments * Year to date information is calculated on a calendar year basis. Period Value $0.00 Year-To-Date Value* 25,835.27 $25,835.27 0.00 Local Value Current Period Value Year-To-Date Value* 18,995.12 18,995.12 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 32 of 60 EFTA01570531 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Euro INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.324200000 DEAL 03/23/12 VALUE 03/27/12 (ID: OEURPR-AA-9) TRADE ACTIVITY - Euro Note: Trade Date Settle Date 3/20 3/22 3/20 3/22 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 5231485 (ID: D03080-90-6) BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 5069211 (ID: 072733-91-8) AKZO NOBEL N V ISIN NL0000009132/SEDOL 5458314 (ID: N01803-90-2) GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 EFTA01570532 (ID: 36827E-91-4) PHILIPS ELECTRONICS N.V. ISIN NL0000009538 SEDOL 5986622 (ID: N6983Q-91-5) CAP GEMINI S A ISIN FR0000125338 SEDOL 4163437 (ID: F13587-92-2) Quantity (77.000) (163.000) (149.000) (289.000) (337.000) (217.000) Quantity 99,477.720 Amount USD Local Value PRINCIPAL Amount USD Local Value (99,477.72) (75,122.88) INCOME Amount USD Local Value Currency Gain/Loss USD (0.01) S indicates Short Term Realized Gain/Loss Per Unit Amount USD Local Value 122.583 92.85 71.371 54.06 58.559 44.355 26.24 19.875 21.124 16.00 43.59 33.017 Proceeds USD Local Value 9,438.90 7,128.00 11,633.55 8,785.34 8,725.25 6,589.07 EFTA01570533 7,583.23 5,726.65 7,118.66 5,375.82 9,459.10 7,143.26 Tax Cost USD Realized Local Value Gain/Loss USD (10,206.94) (7,160.78) (13,056.92) (9,159.47) (9,781.64) (6,870.72) (9,914.97) (6,956.66) (8,419.17) (6,190.11) (11,437.04) (8,023.57) (768.04) S (1,423.37) S (1,056.39) S (2,331.74) S (1,300.51) S (1,977.94) S Page 33 of 60 EFTA01570534 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Per Unit Trade Date Settle Date 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 3/20 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost SANOFI ISIN FR0000120578 SEDOL 5671735 (ID: F5548N-91-1) PPR SA ISIN FR0000121485 SEDOL 5505072 (ID: F74953-93-0) SOLVAY SA ISIN BE0003470755 SEDOL 4821100 (ID: 834437-91-5) SCHNEIDER S A ISIN FR0000121972 SEDOL 4834108 (ID: F86921-91-7) STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 5072673 (ID: X21349-90-1) Total Settled Sales/Maturities/Redemptions (USD) Quantity (156.000) (38.000) (77.000) (164.000) (933.000) Amount USD Local Value 77.247 58.51 174.468 132.15 EFTA01570535 113.104 85.67 67.586 51.193 7.552 5.72 Proceeds USD Local Value 12,050.46 9,100.18 6,629.78 5,006.63 8,709.00 6,576.80 11,084.06 8,370.38 7,045.74 5,320.75 $99,477.73 Tax Cost USD Realized Local Value Gain/Loss USD (11,779.77) (8,268.90) (6,319.18) (4,646.11) (8,750.42) (6,250.38) (11,096.92) (8,158.90) (9,050.23) (6,343.18) ($109,813.20) 270.69 S 310.60 S (41.42) S (12.86) S (2,004.49) S ($10,335.47) S Page 34 of 60 EFTA01570536 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -122.44 $122.44 (14,404.42) ($14,404.42) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 14,418.61 $14,418.61 -Year-To-Date Value* -431.67 $431.67 (14,713.38) ($14,713.38) 14,418.61 $14,418.61 -Local Value Current Period Value 0.00 950.00 950.00 (111,932.42) (111,932.42) 111,932.42 111,932.42 950.00 Year-To-Date Value* EFTA01570537 -3,350.00 3,350.00 (114,332.42) (114,332.42) 111,932.42 111,932.42 -Page 35 of 60 EFTA01570538 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Hong Kong Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 4/27 Spot FX Foreign Dividend Total Inflows & Outflows Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 @ 0.95 PER SHARE (ID: Y82594-12-1) 1,000.000 0.122 0.95 122.44 950.00 ($14,281.98) ($14.19) Quantity 14,404.420 Amount USD Local Value PRINCIPAL Amount USD Local Value (14,404.42) (111,932.42) INCOME Amount USD Local Value Currency Gain/Loss USD (14.19) Period Value EFTA01570539 --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 36 of 60 EFTA01570540 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Hong Kong Dollar S indicates Short Term Realized Gain/Loss Note: Per Unit Trade Date Settle Date 3/21 3/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost SUN HUNG KAI PROPERTIES ISIN HK0016000132 SEDOL 6859927 (ID: Y82594-12-1) Quantity (1,000.000) Amount USD Local Value 14.419 112.40 Proceeds USD Local Value 14,418.61 111,932.42 Tax Cost USD Realized Local Value Gain/Loss USD (15,082.81) (117,635.35) (664.20) S Page 37 of 60 EFTA01570541 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Indian Rupee PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Foreign Exchange - Outflows Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Period Value -3,915.46 $3,915.46 (3,994.99) ($3,994.99) -Year-To-Date Value* -3,915.46 $3,915.46 (3,994.99) ($3,994.99) -Local EFTA01570542 Value Current Period Value 0.00 201,000.00 201,000.00 (201,000.00) (201,000.00) 0.00 Year-To-Date Value* -201,000.00 201,000.00 (201,000.00) (201,000.00) -Page 38 of 60 EFTA01570543 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Detail - Indian Rupee INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/30 3/30 Spot FX Foreign Interest Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 50.313035000 DEAL 03/26/12 VALUE 03/26/12 (ID: OINRPR-AA-8) INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 AS OF 03/26/12 (ID: U45818-9G-5) Total Inflows & Outflows ($79.53) $79.53 6,700,000.000 0.001 0.03 3,915.46 201,000.00 Quantity 3,994.990 Amount USD Local Value PRINCIPAL Amount USD Local Value (3,994.99) (201,000.00) INCOME Amount USD Local Value Currency Gain/Loss USD 79.53 Page 39 of 60 EFTA01570544 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Japanese Yen PRINCIPAL US Dollar Value Current Transactions Contributions INFLOWS Total Inflows OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value Beginning Cash Balance -Year-To-Date Value* -612.74 $0.00 (50,042.59) ($50,042.59) Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 39,862.11 $39,862.11 -$612.74 (50,653.54) ($50,653.54) 50,035.13 $50,035.13 -0.00 (4,117,504.00) (4,117,504.00) 3,333,469.00 3,333,469.00 0.00 Local Value Current Period Value 784,035.00 Year-To-Date Value* -47,055.00 47,055.00 EFTA01570545 (4,164,559.00) (4,164,559.00) 4,117,504.00 4,117,504.00 -Page 40 of 60 EFTA01570546 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Japanese Yen INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/27 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12 VALUE 03/27/12 (ID: OJPYPR-AA-9) Quantity 50,042.590 Amount USD Local Value PRINCIPAL Amount USD Local Value (50,042.59) (4,117,504.00) INCOME Amount USD Local Value Currency Gain/Loss USD 7.46 Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Page 41 of 60 EFTA01570547 EFTA01570548 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 TRADE ACTIVITY - Japanese Yen Note: Trade Date Settle Date 3/21 3/26 3/21 3/26 3/21 3/26 3/21 3/26 3/21 3/26 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost JFE HOLDINGS INC ISIN JP3386030005 SEDOL 6543792 (ID: 476990-91-6) MITSUBISHI UFJ FINANCIAL GROUP ISIN JP3902900004 SEDOL 6335171 (ID: J44497-92-3) MITSUI & CO ISIN JP3893600001 SEDOL 6597302 (ID: J43787-91-0) NISSAN MOTOR CO LTD ISIN J193672400003 SEDOL 6642860 (ID: J57160-91-3) SHISEIDO COMPANY LIMITED ISIN JP3351600006 SEDOL 6805265 (ID: 824841-91-0) Total Settled Sales/Maturities/Redemptions (USD) Quantity (200.000) (1,400.000) (500.000) (1,200.000) (400.000) S indicates Short Term Realized Gain/Loss Per Unit Amount USD Local Value 22.235 EFTA01570549 1,865.00 5.282 443.00 16.87 1,415.00 10.492 880.00 17.49 1,467.00 Proceeds USD Local Value 4,447.01 371,881.00 7,394.19 618,339.00 8,435.00 705,377.00 12,589.92 1,052,832.00 6,995.99 585,040.00 $39,862.11 Tax Cost USD Realized Local Value Gain/Loss USD (5,219.70) (409,479.56) (6,697.36) (531,138.47) (8,640.50) (686,606.37) (12,254.65) (971,746.90) (7,325.88) (574,712.78) ($40,138.09) (772.69) S 696.83 S (205.50) S 335.27 S (329.89) S ($275.98) S Page 42 of 60 EFTA01570550 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Period Value Beginning Cash Balance -341.45 $341.45 (341.45) (13,993.71) ($14,335.16) 14,022.70 $14,022.70 -Year-To-Date Value* -592.87 $592.87 (103,553.27) (13,993.71) ($117,546.98) 116,983.65 $116,983.65 -Local Value Current Period Value 0.00 1,952.52 1,952.52 (1,952.52) (80,557.60) (82,510.12) 80,557.60 80,557.60 EFTA01570551 0.00 Year-To-Date Value* -3,410.21 3,410.21 (595,562.87) (80,557.60) (676,120.47) 672,710.26 672,710.26 -Page 43 of 60 EFTA01570552 GHISLAINE MAXWELL ACCT. For the Period 3/1/12 to 4/30/12 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position US Dollar Value Current Cost A