EFTA01447014.pdf

Notional2 -1,025,000,000 Strike 102.50 ZoneCut NY: 10:00 hours (Local time in New York) Expi ryDate Thu 01 May 2014 settlementDate wed 07 May 2014 Fi xi ngReference SPOT Premium 190,000 PremiumTerms USD Premi umDate Tue 04 February 2014 From: Tazia Smith/db/dbcom To: [email protected], Cc: Paul Morris, Vahe Stepanian/db/dbcom@DBAmericas Date: 11/21/2013 10:23 AM Subject: Trade Report 11/21/13 (uSDOPYp Zero Cost Triple One Touch) [C] Classification: confidential Jeffrey - Today you executed the following for Southern Financial: Buysell client Buys Currencyl USD CP call Notionall 1,000,000 Currency2 JPY Notional2 -101,000,000 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0101494 CONFIDENTIAL SDNY_GM_00247678 EFTA01447014