EFTA01268318.pdf

(Page 1 of 31 Arraartritvaefic Transfer Out - Depository Trust and Clearing (DTC) Transfer Form For use when requesting a Charitable Mail or Fax to: Gift or Outbound partial transfer to PO Box 2760 • Omaha, NE 68103-2760 another financial institution. Fax: 866-46B-6268 tii bRAI ❑ Charitable Gift For tax purposes, please contact redolent of coming donation. Consult with a tax professional on any tax issues. Please review the guidelines below to make sure your transfer can be processed. - For aU gift transfers. the date of ollt is the dale the transfer Is completed. receiving If a charitable contribution, I certify that It Is bona tide. TD Ameritrade Clearing, Inc. may release my name to the charitable organization unless I Indicate otherwise by initialing hero clij Partial Transfer must be Other than charitable contributions, If transfers are not between like-titled accounts, the third party information below completed. Periled account transfer-, between brokerages via an electronic system. regarding certain Pursuant to the provisions of the USA Patriot Act of 2001, TD Amerilrade needs specific information from our clients transactions. including Third Party Transfers. For this reason, we do ask for a specific purpose for Third Party Transfers. scope of business. Please Note: Not all Third Party Transfer requests can be facilitated as the request may be outside TO AmerikaIts .149Qve haAnhip ""An4ied Qeui Cana/ Reason alt:TTA Party Transfer to to 40 Receiving Rim Name: I~v4em hive &o1& /LC. F Receiving Accountrffie: ComaivY (2 -t• -^ , • aW4 :1, that any trading could delay the processing of Oils request. Only whole shares can be requested, as fractional shares cannot be processed. I understand # of Shares SymboliCUSIP # of Shares Symbel/CUSIP # of Share! SvmbotlCUSIP Aooq oo o Plea: list additional shams from tratillfor on m sepenle piece of paper .If wet would like to set et a specific lot lobe transferred other than your current lot relief selection, please submit a signed of and dated letter of Mae Shares, Instruction (LOI) along with your Partial Transfer Form. The LOI will need to include: Asset Description or Symbol, Number Date Purchased and Current Cost per Share. Please nal.• 'If tots tar not JpengiCti pilot (0 the settlement of the fransfec your transfer default lox lot identification method will be used. may be different than what you selected for trades. To view available lots brew transfer; • your default tax lot Identification method for transfers Account>Gain Loss. . Please log Info your account and access the Galnkoss Report, which can be located under My are eligible for I (we) authorize TD Ametto wing, Inc. to transfer the above-listed security as indicated. I understand that not all securities direct registration twee. lit nalr. 5/4/zot? Signature SUarenteirSterripr-- Account Co-Owner's Snore: Date: X Investment Products: Not FDIC Insured No Bank Guarantee ' May Lase Value by TD Ameritrade. Inc., and TDAmentrade Clearing, Inc., members FINftA/SIPC. TD Ameritrade is a trademark jointly owned TD Ameritratle IP Company, Inc. and The Toronto-Domin ion Bank A NUR TI3Amentrade . Illlllliltill11111 till111111111 COI 1111 11111 IIDENTIAL sDNreg* twin% EFTA_00122.854 EFTA01268318 (Page 2 of 31 Page 1 From: "KOFAX PROD PROCESS" <[email protected]> Date: Wed, 29 May 2019 09:2715 -0400 To: [email protected] Subject Re: Transfer Issue - Transfer Resolution //- messagel 105241509 II- caselD=58992969 Attachments: Attachment_20796811.zip From Address: [email protected] Message ID: 105241509 Case ID: 58992969 ?attached is form with missing information thank you On 05/28/19 3:45 PM Message Center Client Services wrote: 9 Dear Jeffrey Epstein, We/t1/39,ve received your request io process a DTC (Depository Trust Company) transfer out of your TD Ameritrade account, but before we can finish processing it we&1139;ll need some additional information: The instructions on the transfer request are incomplete. Please complete the Relationship and Reason fields on the umisfei Huw to Send Us Tim 'animation In most cases, you can provide us with the necessary information by simply including it when you reply to this twat), in by calling a TD Ammitnide TialLIFCI Specialist at 888-723-8504, option 4. Wat#39,ie available Monday through Friday from 9 a.m. to 5:30 pm ET (excluding market holidays). If a New Transfer Form Is Required Please cuniplete the attached copy, including any infinmation mentioned above, dien sign it and retwn it to us. Tv send it electronically, scan it, along with any additional material needed, then reply to this message and attach you palm! wink. If ynuttli39,t1 grader, you 1.111I fax Ul mail yutu paperwork using taw uunlaut idolminim puvided at the top of page I of the transfer form. Please be sure to include your TD Ameritrade account number on any material you send us. If you have any questions or concerns, or if we can help you in any way, just let us know. You can simply reply to this message, or call Client &ivies:* 24/7 at 800-669-3900. Thank you for your assistance with this ? and for choosing TD Ameritrade. Sincerely, Mike Northrop Asset Transfer Services TD Ameritrade SDNY_GM_00012204 CONFIDENTIAL EFTA_00122855 EFTA01268319 iPage 3 of 3> Page 2 TDA 1001030 EM 04/18 (KMM I 05240450V76228LOKM) [ Attachment 1 Type: applicationfpclf Name: TD_Transfer_Form_SFLLC_TD_to_IB_Southem_Trust_signedl.pdll SDNY_GM_00012205 CONFIDENTIAL EFTA_00122856 EFTA01268320