EFTA01268321.pdf

(Page 1 of 3) Trading Authorization Agreement 1D Ameritrade PO Box 2760s Omaha. NE 66103-2760 Fax: 866-168.8768 If you are wanting to add an Authorized Agent/Officer;Partner to the Sccant and not 2 Full tradinolumiled Tractra Authreaten, please submit the Entry Authorized Agent Form TOA 1187 load w.thn the ferns Lbrary' haps1Nivnittclameritracle.cornectmarafy AccoLatfaerbey: Ara' \""ciw souTKEN -pm A13 c-1 AL LLC- The Account Owner(s) Idled below hereby authcezes and appoints the ALthortzec Acont(s) below as the Account Owners or Owners' agents end ettorneyein-fail fir the purchase and sate or securities and other financial instruments in cash andior on margin in be Account Owners Of Owners name or norther on the TO Ameritrade Clearing. Inc. (the 'Clearthm Finn"; books (no taccm.r.11. The Authorized Agent(s) may ad on behalf of end without noems to the Account Owner(s) to by. soh sell short, and to otherwise trade stocks, bonds. mutual funds. Odors. and/ or any other securities. financial contracts. or financial instrurrenta. Trading Authorization does not area your Authorized Agent to ;rvairua tne &awns Flan to make any changes to it-a Account Owner(s) Account. such as address of record, suitability thformation, a to upgrade Ina Amours to Wade Cu margin or to trade options. The actors of the Authorized Agent(s) have the same force and effect as those of the Account Owner(s) with respect to seat ransadicris. TD Aneritrade. Inc (the 'Brokerage Firm') is authorized to follow such actions as if deecly instructed by the Accourt Owner(s). The Author Zed Agent(s) represents they are familiar wth the Account Owner(%) awes:mart objed.vos, financial situation, and needs. and will invest in a manner consistent with these obtedives. - re Client Agreement set forth in the Account Agreement and al other agreements applicable to this Account. shad apply equally to the Autnonzed Agent(s). If Full Towing Authonzatnn is chosen. ths aultedy Includes the right to request de racy of saturnine:monies from the account in the ALMA! Owner's or Draws nane(s). II this is a fkluciary account the Account Ownerts) Orme that ?is want of trad'rg authority has been cceYerrod consiMen with lisMer fiduciary dukes and powers The Account Owner(s) understands at! such thereat:ens conducted by the Authorized AW2'1(2) ale are Amart Owners or Owners' over ner The Account Ow-er(s) hereby rashes and confirm any and al transactions made at any Wne by the Authonzed Agent(s) for the Aeenkat AxaMi^glf. 210 Account Owner(s) agrees to inderray and had harmless the BroserapeFirrn ard Clearing Firm torn any and sa:OSSIOS amok from and :o promptly pay on Merano any debit balance due on the Account. The Brokaraao Firm and Clearing rim assume no resoonabitty for bade monitoring or reviewing any rvastriant aetitly or decision of dm Ault Ceded Agent in the Account Ownens) account. Further. the Brokerage Finn or Clearing does rot otter legal o: lax abate. This outhcrtralion ant indemnity addlion to. and in no way lints or restlets, any rights wrich :ha Ekolusrage Prin cc C.earing Fhb may nave under any other agreement with the Account Cwrier(s) or AuthenzW Agent(s). Ths authenzmon and indemnficaden shall beset the Brae age Firm and Ckaring Firm. and any successor firms irrespective of try changes at any time in one personnel thereof. and her assigns. This Trading AuthorizaCon Agreement supersedes try crier Trading Aasariradon Agreements that the Account Owner(s) may have esecued wIt mgard to the Account. Tr: s Agreement shat remain in ful force and effect until revoked by the Amount Oraw(s). wnhen rote adceossed to No Brokerage Firm and deirered to is offices. The Aeon( Owne(s)shall be .able for tra-sactions dated prim to the Brokerage Firm's receipt d such anion roucatior. The *awned Agonl(s) egress to irrnwiiately no:1y tho 9to wean Pte.low.Air g if any A.uthorizod Aron:(,). o, rr cente: a car hts/t-ar Na.sehold. are either a) anantly employed or Lensed ty a manta of exchange or me Fillatial Industry pegahawy Avthorty ;MBA). of loastve as er immanent wiener, end using the !Scenes in a woressions sales, trades, or customer: service capacity or b) a member of the board of 04W -ors. IC% thwenolom or pot cy-rrak.ng clime of a company which trades publicly on a stock mchange. To help the government fight the funding of terrorism and money laundering activities. financial institudons obtain and record IntermatIon in order to ensure the Identity of each person authorized to trade on an account What this means for you: When you are authOrInd to trade on an account. wo will ask for your name, address. date of birth. and other information that wilt allow um to identify you. We may also utilize a third-party information provider le verification purposes and/or ask for a copy of your drives license or other identifying documents. 11111111111111111111111111111111111111 Pace I c: 3 SO NY_GM_00012206 CONFIDENTIAL EFTA_00122857 EFTA01268321 (Page 2 of 3) OCnecit here 7 arty Authorized Agent, any member of tai immediate family or any busineSS asOCiale el theirs Is 0 senior Natal figure ISPF). Spec(y the name of the Authorized Agent. the name of the SPE political ale. relati0nsWP to the Authorized Agent, end connirl of office OCheck here if any Authorized Again is a mamba, of the board of (Erectors 10% shareholder. Or Pellet-making officer of a PoMicAt traded company. SPeOly the name of the Authorlatd Agent, the Compeny Otter symbol. name, address, city, and state/provinc. e: OCheck here if ony Authorized Agent 4 licensed cr employed by a registered brolun/dealet securbes exchange. or member of a securides exchange. We must receive a conpzence letter a'crg with this appticallen Specify the name of the Authorized Agent: EIC.he4c here t any Authorized Agent(s) is or 4employed by a federal or mate registered Investment Advisor Are you using your license in a prolessional sae or trading capacity cn ?SS exeunt? ❑Yes ON° AUTHORIZED AGENT COMPENSATION ®Check here d any Authorized Agent a being compensated te providing irvesonent advice. placing Ira des. a otherwise managing you- account. AUTHORI/FD AGENT' level of Authorization: (chock only ono). If neither Full or Limited is marked. the authorization level will default to Limited. LIFull Trading Authorization with Privileges to Withdraw Money and/or Securities (Not applicable on IRA, UTMA, UGtAA, Estate, or Trust Accounts; authorization level will default to Limited.) &knifed Trading Authorization for Purchase and Sala of Securities Only 4•1:0 Prefu f r • rii3 tPyl NM"' Rreat&atrip ae/WeetZeser. ill9V I Set Dew Social Seo.-cy Narte-." (144.00.YYVY) iSsM Horns Maws: WmoyAno thePO her a mat drop) ZIP Cede. ( DC:S .2 . L N Plead Speak It You An: Some el leave (ImacterM . A., Roved anima.* ❑talent rik.ol•-Conereyod ADVIS3( 11 Eiwakiyar Mart t ztetass tralavApo re)0VerateMAIeWar NN N LIP Code. I oc:311 i‘ti ,re reaterel below "if you do at haw a Sacral Soo.Ay sorbet a:tae s.jbo to pr OXCOPV el par, 1,41,“ arc a CCP/ of a tank co brae*, latamati- Fsge gala IDA Oaf 01117 SONY_GM_00012207 CONFIDENTIAL EFTA_00122858 EFTA01268322 (Page 3 of 3) ACcOt:rd Ndrr.ner AUTHORIZED AGENT' Level of Authorization: (thee( Onty one). If neither Full or Limited Is marked, the authorization level will default to Limited. OFull Trading Authorization with Privileges to Withdraw Money and/or Secunties (Not applicable on IRA. BMUS. UGMA, Estate. or Trust Accounts; authorization level will default to Limited.) El Limited Trading Authorization for Purchase arid Sale of Securities Only riainu Plant roolicoaC: OW. areo. Dr% law Deasy. au • _dpi Mew RoSsxchip wo Accoryrr! Creme' CVO of BIM: Social Scaly NurnOst:" (,Mt otlYYYr (S.541) Horne Paint Pr may (no nO defer ruse ifroP) City; the ZIP Coco. Pawls SWAY ../ You An' Sauce of how. Of cease cr uherrproyed): rlk.ropay.y1 i Worn Driornerraw: . Sarederri Th otEmoroyod &OA. Name: OoctonakruType or Basinen EasiC/Oyer Street (dense Cry: Stns: Ztar Code: '54corsive rocs.Itc cokyty ••,r pi; dO rich Aare atom Secoty flarrbet a earn warn. a phcbccopy of your paaapcn antia eon o! a banker Ceolearage TRADING AUTHORIZATION By our sgratna below the Accosni Owner(s) and Authorized Apenbs) agree to tne pro/lucre within gas document Inkilts entirely, and mem Utah INS authorization st.persedes any prior trading atehonzation Luiz Aocoart °Wool(') may have fixer:Med w.th regard to the Ac tir I. Furthermore. Amour; Chimer(s) and Authorized Agents; atfrOwlettgo that the Brokerage ftm cr C.-Mann° may refuse to aware, Cr Mande. the Authorbed Agent(s) from actt-g as the Account Owners) agent on Ns. or any other account. All Account Owners and Authorized Agents must sign. ACCOUNT OWNER(S) X Accant Cy.nots Scsuaar Account CODWITYVSigratixe. Date Dale - .a o - (7 X Original signature mowed: eleCtionie signatures andlor signature fonts are not authorized AUTHORIZED AGENTS) X Afthcalze4 //cant a Stratum: Original signature required; electronic signatures smiler signature fonts ore not authorized. leverrenl Proeucts: Not FDIC bend • No Bask Butifilibe ' May Lose Va ej TO Arrefaracie. Inc. ono 1D Amorgrade Clearmg. Inc , members FINFUUSIPC. 1D Amentrade is a thademark Minn owned by TO amerbrado IP Company. Inc. and The TrotlIO.DOrrenion Oars. IP 2017 TDAmetirrecle Page 3d3 10AC7331M/ SDNY_GM_00012208 CONFIDENTIAL EF1'A_00122859 EFTA01268323