EFTA01480543.pdf

Which country(es)is(are) the Clients pnmary Source of UNITED STATES Wealth or Income derived? Is this an Operating Company? No Total Net Worth S 300000000.00 What was the total net worth based on? Other a. Please describe: Accounts held at JPM: knowledge of ownership of certain assets. public articles is this client a Professional Service Provider acting as a No financial intermediacy (Gatekeeper/Financial Liaison), with assets held on behalf of one or more unidentified underlying clients unknown to the bank? Is this entity a Private Equity Fund (Venture Capital Fund or No Leveraged Buyout)? Is this a Hedge Fund? (Pooled Investment vehicles (often No partnerships) that primarily invest financial capital of third party investors In enterprises that are too risky for the standard capital markets or bank loans.) is this a Cash Intensive business? (Cash.intensNe No businesses/entities exist in various industry sectors and include, but are not limited to convenience stores, grocery stores, restaurants, bars, retail stores, liquor stores, cigarette distributors, privately owned ATMs, vending machine operators and parking garage operators.) Is this entity any of the following business types? aa. None of the above Is the Entity a Personal Holding Company (PHC) or Personal No Investment Company (PIC) located in an offshore urisdicbon? 'Business Case Please specify why you are comfortable with this client given Long term client of the PB. well known to senior management and the identified risk factor(s). Your answer is your "business relationship monitored closely with regular reviews, No material case and should detail all mitigabnq factors. events or developments over past twelve months. Provide client histoiy/detail, including when the relationsNp Jeffrey Epstein has been a client of the PB for over 10 years. was established, how it came to be in PIEUPWM, clients Jeffrey's lelony offense is well documented and he completed his association with other JPM LOBS, etc. sentence and probation two yers ago. No material developmentsor issues with ckent relationship over past twelve months. Client known to whom (JPMorgan employees), how well, and Integrated team. sr. management. Well developed dialogue with how long: client. Overall PlITPWM relationship size and type of accounts: Jeffrey maintains a brokerage relationship across entities x$100 million and also maintain checking accounts for personal and business purposes Is this a shared client, what other LOB has a relationship with No, as of now Jeffrey works with the Private Bank. the client? Provide relationship manager name Of known), client of other LOB since (date), and relationship size? When vas the last time you met the client? What was the May 2012. investmentiVestate planning. reason for the meeting? Describe any significant changes In the client's information Nothing material to note Of material events that may have occurred over the last year (Examples: address changes, change in authorized persons on accounts, change in account type, change in business, change in net worth, etc,). Cash Activity: Summarize client Cash activity during the Jeffrey travels extensively onverseas and on occasion pays cash period reviewed and explain the purpose / use of the funds: for fuel. Wire Activity: Summarize client wire activity dunng the nothing additional to note. period reviewed and explain the purpose / use of the funds, including any international/cross border wires: Before answering the following question please review the Yes Annual Account History Activity Summary Report that has been attached in the Summary tab. Did the actual transaction activity appear reasonable, normal, and expected for the type of business or industry in which the client engages? Was the nature, value, and volume of actual transaction Yes activity consistent with expected transaction activity? Was any unusual or potentially suspicious transaction Yes activity detected? If yes, explain: taiga cash withdrawals but discussion with cleiln revealed for fug; _purchases. Additional Comments N/A Expected Activity Deposit Accountfs) Transaction Types Expected Activity Levels Anticipated Dollar Amount Totals er Month Cash Deposits Cash Withdrawals Low (1-10) $10,000 TO $50.000 Chock Deposits Checks Paid Low (1.10) 510.000 TO $50,000 Incoming Wires (Domestic) Outgoing Wires (Domestic) Incoming Wres (International) Outgoing Wires (International) Confidential Treatment Requested by JPM-SDNY-00002729 JPMorgan Chase CONFIDENTIAL SDNY GM_00271927 EFTA01480543