EFTA01480542.pdf

Date Issued 01/15/2010 Expiration Date 01/202015 Source Of Wealth I Financial Information Details Source Of Wealth -Identify the Clients Source of Wealth from followin • list of o • Ions Introduction Non IndNidual Entity Type Corporation - For Profit For Profit? Yes Locations Served? Domestic Public or Private Private Are beneficial ownerslprincipal shareholders associated with Yes this business? Who owns this entity? Individual Please Provide ownership details Jeffrey Epstein is the sole owner of the entity - Jeffrey Epstein DOB: 0120/1953 SSN: Citizen: USA Harry Boner is an authorized signer along with Jeff Epstein on the account - Marge: DO SSN: Citizen: Ownership is not equal to 100%? No Are there any authorized signers or any other individuals Yes with authority over the entity? What independent background check, in addition to the JPMC Network Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network Date 041122012 JPMC Network Comments This entity is 100% owned by Jeffrey Epstein. Jeffrey Epstein is an existing client of PB. In years past. Mr. Epstein was an active brokerage chant, particularly in foreign exchange and as of this year he is a custody-only client Formerly. Jeffrey Epstein was a money manager to high net worth individuals. most notably Leslie Wexner. Wexner was a JPM cient and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several JPM PB employees and to Jos Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PH client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Stearns will hold the brokerage relationship with Mr. Epstein. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a current or former Senior United States or Non-USA Political Official f also known as a Politically Exposed Person (PEP) or related to one? Source of Wealth/Financial Information Client Cat , • o for SOW Fcr Profit Source of Wealth- Identity the clients source of wealth from °Mei the followin! list of o • tions Provide detailed and specific Information. Jeffrey Epstein is a private investor. Jeff Epstein was a money manager - made his wealth managing the money of wealthy individuals. Confidential Treatment Requested by JPM-SDNY-00002728 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271926 EFTA01480542